REQUEST FOR PROPOSAL FOR SELECTION OF TECHNICAL CONSULTANT ... · UTDB_Tehri Master Plan_Technical...
Transcript of REQUEST FOR PROPOSAL FOR SELECTION OF TECHNICAL CONSULTANT ... · UTDB_Tehri Master Plan_Technical...
REQUEST FOR PROPOSAL
FOR
SELECTION OF
TECHNICAL CONSULTANT
TO PREPARE DIGITAL MASTER PLAN
FOR
TEHRI TOURIST DESTINATION
(UTTARAKHAND)
Issued on: 3rd December 2018
Client: Chief Executive Officer (CEO)
UTTARAKHAND TOURISM DEVELOPMENT BOARD
PT. DEEN DAYAL UPADHYAY, PARYATAN BHAWAN,
NEAR O.N.G.C. HELIPAD, NIMBUWALA,
GARHI CANTT, DEHRADUN
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 2 of 124
DISCLAIMER
The information contained in this Request for Proposals document (“RFP”) or subsequently
provided to Consultants, whether verbally or in documentary or any other form by or on behalf of
the Client or any of its employees or advisers, is provided to Consultants on the terms and
conditions set out in this RFP and such other terms and conditions subject to which such
information is provided.
This RFP is not an agreement or an offer by the Client to the prospective Consultants or any other
person. The purpose of this RFP is to provide interested parties with information that may be
useful to them in the formulation of their Proposals pursuant to this RFP. This RFP includes
statements, which reflect various assumptions and assessments in relation to the Consultancy. Such
assumptions, assessments and statements do not purport to contain all the information that each
Consultant may require. This RFP may not be appropriate for all persons, and it is not possible for
the Client, its employees or advisers to consider the objectives, technical expertise and particular
needs of each party who reads or uses this RFP. The assumptions, assessments, statements and
information contained in this RFP, may not be complete, accurate, adequate or correct. Each
Consultant should, therefore, conduct its own investigations and analysis and should check the
accuracy, adequacy, correctness, reliability and completeness of the assumptions, assessments and
information contained in this RFP and obtain independent advice from appropriate sources.
Information provided in this RFP to the Consultants may be on a wide range of matters, some of
which may depend upon interpretation of law. The information given is not intended to be an
exhaustive account of statutory requirements and should not be regarded as a complete or
authoritative statement of law. The Client accepts no responsibility for the accuracy or otherwise
for any interpretation or opinion on the law expressed herein.
The Client, its employees and advisers make no representation or warranty and shall have no
liability to any person including any Applicant under any law, statute, rules or regulations or tort,
principles of restitution or unjust enrichment or otherwise for any loss, damages, cost or expense
which may arise from or be incurred or suffered on account of anything contained in this RFP or
otherwise, including the accuracy, adequacy, correctness, reliability or completeness of the RFP
and any assessment, assumption, statement or information contained therein or deemed to form
part of this RFP or arising in anyway in this Selection Process.
The Client also accepts no liability of any nature whether resulting from negligence or otherwise,
howsoever caused, arising from reliance of any Consultant upon the statements contained in this
RFP.
The Client may in its absolute discretion, but without being under any obligation to do so, update,
amend or supplement the information, assessment or assumption contained in this RFP.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 3 of 124
The issue of this RFP does not imply that the Client is bound to select a Consultant or to appoint
the Selected Consultant, as the case may be, for the Consultancy and the Client reserves the right
to reject all or any of the Proposals without assigning any reasons whatsoever.
The Consultant shall bear all its costs associated with or relating to the preparation and submission
of its Proposal including but not limited to preparation, copying, postage, delivery fees, expenses
associated with any demonstrations or presentations which may be required by the Client or any
other costs incurred in connection with or relating to its Proposal. All such costs and expenses will
remain with the Consultant and the Client shall not be liable in any manner whatsoever for the
same or for any other costs or other expenses incurred by a Consultant in preparation or
submission of the Proposal, regardless of the conduct or outcome of the Selection Process.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 4 of 124
CONTENTS
TABLE OF CLAUSES Page No.
Section 1. Letter of Invitation ........................................................................................................... 5
Section 2: Instructions to Consultants (ITC) ..................................................................................... 6
Section 3: Technical Proposal - Standard Forms ............................................................................. 31
Section 4: Financial Proposal - Standard Forms ............................................................................. 55
Section 5: Terms of Reference ........................................................................................................ 61
Section 6: Standard Form of Contract ............................................................................................. 96
INDEX FOR EVALUATION ....................................................................................................... 123
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 5 of 124
Section 1. Letter of Invitation
1. The Client invites proposal to provide the following consulting services: Selection of
Technical Consultant to prepare Digital Master Plan for Tehri Tourist
Destination. More details on the services are provided in the Terms of Reference in
this RFP document; and qualification requirement and evaluation criteria are at
Instructions to Consultants.
2. It is not permissible to transfer this RFP to any other firm.
3. A firm will be selected under “Least Cost Selection (LCS)” method and procedure as
described in this RFP and in accordance with Uttarakhand Procurement Rules, 2017.
4. The RFP includes the following Sections:
Section 1 - Letter of Invitation
Section 2 - Information to Consultants (including Data Sheet)
Section 3 - Technical Proposal - Standard Forms
Section 4 - Financial Proposal - Standard Forms
Section 5 - Terms of Reference
Section 6 - Standard Form of Contract
5. The Technical and Financial Proposals shall be submitted online through
www.uktenders.gov.in only. No other mode of submission shall be accepted /
considered. The Consultants will submit the proposal by the date & time indicated in
Data Sheet.
Yours sincerely,
Chief Executive Officer (CEO)
Uttarakhand Tourism Development Board
Pt. Deen Dayal Upadhyay, Paryatan Bhawan,
Near O.N.G.C. Helipad, Nimbuwala,
Garhi Cantt, Dehradun– 248 003
Email: [email protected]
C.C. to [email protected]
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 6 of 124
Section 2: Instructions to Consultants (ITC)
Part I
Standard
1. Definitions
(a) “Client” means the Agency who have invited the Proposals for consultancy services
and/ or with which the selected Consultant signs the Contract for the Services and to
which the selected Consultant shall provide services as per the terms and conditions
and TOR of the contract.
(b) “Consultant” means any entity or person or associations of person who have been
requested to submit their proposals that may provide or provides the Services to the
Client under the Contract.
(c) “Contract” means the Contract signed by the Parties and all the attached documents
listed in its Clause 1, that is the General Conditions (GC), the project Specific
Conditions (SC), and the Appendices.
(d) “Project specific information” means such part of the Instructions to Consultants
used to reflect specific project and assignment conditions.
(e) “Day” means calendar day.
(f) “Government” means the Government of Uttarakhand.
(g) “Instructions to Consultants” (Section 2 of the RFP) means the document which
provides Consultants with information needed to prepare their proposals.
(h) “LOI” (Section 1 of the RFP) means the Letter of Invitation being sent by the Client
to the Consultants.
(i) “Personnel” means professionals and support staff provided by the Consultant or by
any Sub-Consultant and assigned to perform the Services or any part thereof;
“Domestic Personnel” means such professionals and support staff who at the time of
being so provided had their domicile in India.
(j) “Proposal” means the Technical Proposal and the Financial Proposal.
(k) “RFP” means the Request for Proposal prepared by the Client for the selection of
Consultants.
(l) “Assignment / job” means the work to be performed by the Consultant pursuant to
the Contract.
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(m) “Sub-Consultant” means any person or entity with whom the Consultant
subcontracts any part of the Assignment/job.
(n) “Terms of Reference” (TOR) means the document included in the RFP as Section 5
which explains the objectives, scope of work, activities, tasks to be performed,
respective responsibilities of the Client and the Consultant, and expected results and
deliverables of the Assignment/job.
(o) “Consortium/JV” means an association with or without a legal personality distinct
from that of its members, of more than one Consultant where one member has the
authority to conduct all business for and on behalf of any and all the members of the
JV, and where all the members of Consortium/JV are jointly and severally liable to
the Client for the performance of the contract.
(p) “UTDB” means Uttarakhand Tourism Development Board.
(q) “TADA” means Tehri Area Development Authority.
(r) “Services” means the work to be performed by the Consultant pursuant to the
contract.
2. Introduction
2.1 The Client named in the Part II Data Sheet will select consulting firm/organization (the
Consultant) meeting basic eligibility criteria as mentioned in Part II Data Sheet and in
accordance with the method of selection specified in the Part II Data Sheet.
2.2 The name of the assignment/Job has been mentioned in Part II Data Sheet. Detailed scope
of the assignment/ job has been described in the Terms of Reference in Section 5.
2.3 The date, time and address for submission of the proposals have been given in Part II Data
Sheet.
2.4 The Consultants are invited to submit their Proposal, for consulting Assignment/job named
in the Part II Data Sheet. The Proposal will be the basis for contract negotiations and
ultimately for a signed Contract with the selected Consultant.
2.5 Consultants should familiarize themselves with Local conditions and take them into
account in preparing their Proposals. To obtain first-hand information on the
Assignment/job and Local conditions, Consultants are encouraged to meet the Client’s
representative named in part II Data Sheet before submitting a proposal and to attend a
pre-proposal meeting specified in the Part II Data Sheet. Attending the pre-proposal
meeting is optional. But it is highly recommended to attend for understanding the
provisions of RFP and Selection process.
2.6 The Client will provide at no cost to the Consultants the inputs and facilities specified in
the Part II Data Sheet.
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2.7 Consultants shall bear all costs associated with the preparation and submission of their
proposals and contract negotiation. The Client is not bound to accept any proposal, and
reserves the right to annul the selection process at any time prior to Contract award,
without thereby incurring any liability to the Consultants.
2.8 Schedule of Selection Process
The following shall be the schedule of Selection Process:
Sl.
No. Event Description Date & Time
1 Publication of Request for Proposal 3rd December 2018
2 Pre-Proposal Meeting 15th December 2018
2.30 PM
3 Last date for receiving Queries/Suggestions 18th December 2018
5:00 PM
4
Proposal Due Date or PDD
(online submission of Technical Proposal and
Financial Proposal on www.uktenders.gov.in )
07th January 2019 Till 2:00 PM
5 Submission of RFP Document Fee, EMD and JV
Agreement (if applicable)
Before opening of
Technical Proposals
6 Opening of Technical Proposals 07th January 2019
2:30 PM
7 Opening of Financial Proposals
To be intimated to the
Technically Successful
Consultants
Note: If the office happens to be closed on pre-proposal meeting or proposal opening
day, same stands postponed to the next working day without any change in time or
venue. However, there will be no change in Proposal submission date on e-
portal, unless it is also extended.
3. Eligibility of Association of Consultants and Sub-Consultants
3.1. If the Consultant has formed an association of Consultants, each member of the
association of Consultant shall be evaluated as per the qualification/ eligibility criteria set
forth in Part II Data Sheet. The combined score of each member of the association of
Consultant shall be taken into account for evaluation purpose. If any member of the
association of Consultants is dropped at the RFP stage, such an association of Consultant
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is liable to be rejected by the Client. However, the Client, at its sole discretion, may
decide to evaluate for shortlisting such association of Consultant without considering the
strength of the dropped member and if found eligible, may allow such association of
Consultant to submit their proposal.
3.2. A Consultant may associate with Consultants and /or individual expert at the time of
submission of proposal with. Under such circumstances each member of the association
of Consultant shall be evaluated as per the qualification/ eligibility criteria set forth in
Part II Data Sheet. The combined score of each member of the association of Consultant
shall be taken into account for evaluation purpose. However, the Client shall deal with
only the lead member for the purpose of this assignment. Although the contract shall be
signed by all the members of the associations of the Consultants, the lead member of the
association of the Consultant shall be responsible and liable to the Client for every
aspects of their proposal, contract etc.
4. Clarification and Amendment of RFP Documents
4.1 Consultants may request a clarification on any clause of the RFP documents up to the
number of days indicated in the Part II Data Sheet before the proposal submission date.
Any request for clarification must be sent in writing, or by e-mail to the Client’s address
indicated in the Part II Data Sheet. The Client shall at its sole discretion may respond to
any or all queries received and will respond by uploading the response (including an
explanation of the query but without identifying the source of inquiry) on the website
(uktenders.gov.in). Should the Client deem it necessary to amend the RFP as a result of a
clarification, it shall do so following the procedure under Para. 4.2 below.
4.2 At any time before the submission of Proposals, the Client may amend the RFP by issuing
an Addendum only on the website (uktenders.gov.in) and same shall be binding on all
shortlisted Consultants. Therefore, Consultants shall update themselves by visiting the
website regularly. For not being updated by the Consultants themselves, Client bears no
responsibility. To give Consultants reasonable time in which to take an amendment into
account in their Proposals the Client may, if the amendment is substantial, extend the
deadline for the submission of Proposals.
5. Conflict of Interest
5.1 Client requires that Consultants provide professional, objective, and impartial advice and
at all times hold the Client’s interests paramount, strictly avoid conflicts with other
Assignment/jobs or their own corporate interests and act without any consideration for
future work.
5.2The Consultant has an obligation to disclose to the Client any situation of actual or
potential conflict that impacts its capacity to serve the best interest of its Client. Failure
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to disclose such situation may lead to the disqualification of Consultant or termination of
its contract and /or sanctions by the Client.
5.3 Without limitation on the generality of the foregoing, Consultants, and any of their
affiliates, shall be considered to have a conflict of interest and shall not be recruited,
under any of the circumstances set forth below:
(i) Conflicting activities: a firm that has been engaged by the Client to provide goods,
works or Assignment/job other than consulting Assignment/job for a project, and any
of its affiliates, shall be disqualified from providing consulting Assignment/job related
to those goods, works or Assignment/job. Conversely, a firm hired to provide
consulting Assignment/job for the preparation or implementation of a project, and any
of its affiliates, shall be disqualified from subsequently providing goods or works or
Assignment/job other than consulting Assignment/job resulting from or directly
related to the firm’s consulting Assignment/job for such preparation or
implementation. For the purpose of this paragraph, Assignment/job other than
consulting Assignment/job are defined as those leading to a measurable physical
output, for example surveys, exploratory drilling, aerial photography, and satellite
imagery.
(ii) Conflicting Assignment/job; A Consultant (including its Personnel and Sub
Consultants) or any of its affiliates shall not be hired for any Assignment/job that, by
its nature, may be in conflict with another Assignment/job of the Consultant to be
executed for the same or for another Client. For example, a Consultant hired to
prepare engineering design for an infrastructure project shall not be engaged to
prepare an independent environmental assessment for the same project, and a
Consultant assisting a Client in the privatization of public assets shall not purchase,
nor advise purchasers of such assets. Similarly, a Consultant hired to prepare
Terms of Reference for an Assignment/job shall not be hired for the
Assignment/job in question.
(iii) Conflicting relationships A Consultant (including its Personnel and Sub
Consultants) that has a business or family relationship with a member of the Client’s
staff who is directly or indirectly involved in any part of (i) the preparation of the
Terms of Reference of the Assignment/job, (ii) the selection process for such
Assignment/job, or (iii) supervision of the Contract, may not be awarded a Contract,
unless the conflict stemming from this relationship has been resolved in a manner
acceptable to the Client throughout the selection process and the execution of the
Contract.
5.4 Consultants have an obligation to disclose any situation of actual or potential conflict
that impacts their capacity to serve the best interest of their Client, or that may
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reasonably be perceived as having this effect. Any such disclosure shall be made as per
the Standard forms of technical proposal provided herewith. If the Consultant fails to
disclose said situations and if the Client comes to know about any such situation at any
time, it may lead to the disqualification of the Consultant during Selection process or the
termination of its Contract during execution of assignment.
5.5 No agency or current employees of the Client shall work as Consultants under their own
ministries, departments or agencies.
6. Unfair Advantage
6.1 If a Consultant could derive a competitive advantage from having provided consulting
Assignment/job related to the Assignment/job in question and which is not defined as
conflict of interest as per Para 5 above, the Client shall make available together with this
RFP all information that would in that respect give such Consultant any competitive
advantage over competing Consultants.
7. Proposal
7.1 No Consultant or its Associate shall submit more than one Proposal for the Consultancy. A
Consultant applying individually or as an Associate shall not be entitled to submit another
application either individually or as a member of any other consortium, as the case may
be. If a Consultant submits or participates in more than one proposal, such proposals shall
be disqualified. However, this does not limit the participation of the individual experts, to
more than one proposal.
8. Proposal Validity
8.1 The Part II Data Sheet to Consultant indicates how long Consultants’ Proposals must
remain valid after the submission date. During this period, Consultants shall maintain the
availability of Professional staff nominated in the Proposal and also the financial proposal
unchanged. The Client will make its best effort to complete negotiations within this
period. Should the need arise, however, the Client may request Consultants to extend the
validity period of their proposals. Consultants who agree to such extension shall confirm
that they maintain the availability of the Professional staff nominated in the Proposal and
their financial proposal remain unchanged, or in their confirmation of extension of validity
of the Proposal, Consultants could submit new staff in replacement, who would be
considered in the final evaluation for contract award. Consultants who do not agree have
the right to refuse to extend the validity of their Proposals, under such circumstance the
Client shall not consider such proposal for further evaluation.
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9. Preparation of Proposals
9.1The Proposal as well as all related correspondence exchanged by the Consultants and the
Client shall be written in English language, unless specified otherwise.
9.2 In preparing their Proposal, Consultants are expected to examine in detail the documents
comprising the RFP. Material deficiencies in providing the information requested may
result in rejection of a Proposal.
9.3 While preparing the Technical Proposal, Consultants must give particular attention to the
following:
(a) If a Consultant considers that it may enhance its expertise for the Assignment/job by
associating with other Consultants in sub-consultancy, it may associate with other
Consultant.
(b) The estimated number of Professional staff-months for the Assignment/job is as
shown in the Part II Data sheet. However, the Proposal shall be based on the number
of Professional staff-months or budget estimated by the Consultants. While making
the proposal, the Consultant must ensure that he proposes the minimum number and
type of experts as sought by the Client, failing which the proposal shall be
considered as non-responsive.
(c) Alternative professional staff shall not be proposed, and only one Curriculum Vitae
(CV) shall be submitted for each position mentioned.
9.4 Depending on the nature of the Assignment/job, Consultants are required to submit a
Technical Proposal (TP) in forms provided in Section-III. The Part II Data sheet in
Section-II indicates the formats of the Technical Proposal to be submitted. Submission
of the wrong type of Technical Proposal will result in the Proposal being deemed
non-responsive. The Technical Proposal shall provide the information indicated in the
following paras from (a) to (g) using the attached Standard Forms (Section 3). Form
Tech – I in Section-III is a sample letter of technical proposal which is to be submitted
along with the technical proposal.
(a) A brief description of the Consultant’s organization and in the case of a
Consortium/Joint Venture, of each partner, will be provided in Form Tech-2. In
the same Form, the Consultant and in the case of a Consortium/Joint Venture,
each partner will provide details of experience of assignments which are similar
to the proposed assignment/ job as per the Terms of Reference. There can be
maximum of three members in a Consortium (one lead member and two other
members). For each Assignment/job, the outline should indicate the names of
Sub-Consultants/ Professional staff who participated, duration of the
Assignment/job, contract amount, and Consultant’s involvement. Information
should be provided only for those Assignment/jobs for which the Consultant
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was legally contracted by the Client as a corporation or as one of the major
firms within a joint venture. Assignment/jobs completed by individual
Professional staff working privately or through other consulting firms cannot be
claimed as the experience of the Consultant, or that of the Consultant’s
associates, but can be claimed by the Professional staff themselves in their CVs.
Consultants should be prepared to substantiate the claimed experience along
with the proposal by submitting Certificate / Testimony from the respective
Client for all the assignments mentioned in the proposal.
(b) Comments and suggestions on the Terms of Reference including workable
suggestions that could improve the quality/ effectiveness of the Assignment/job;
and on requirements for counterpart staff and facilities including: administrative
support, office space, Domestic transportation, equipment, data, etc. to be
provided by the Client (Form TECH-3 of Section 3).
(c) A description of the approach, methodology and work plan for performing the
Assignment/job covering the following subjects: technical approach and
methodology, work plan, and organization and staffing schedule. Guidance on
the content of this section of the Technical Proposals is provided under Form
TECH-4 of Section 3. The work plan should be consistent with the Work
Schedule (Form TECH-8 of Section 3) which will show in the form of a Bar
chart / PERT network the timing proposed for each activity.
(d) The list of the proposed Professional staff team by area of expertise, the position
that would be assigned to each staff team member, and their tasks is to be
provided in Form TECH-5 of Section 3.
(e) Deleted.
(f) CVs of the Professional staff as mentioned in Para 9.4 (d) above shall be signed
by the Professional staff themselves (Form TECH-6 of Section 3).
(g) Deleted.
9.5 The Technical Proposal shall not include any financial information. A Technical
Proposal containing financial information may be declared non-responsive.
9.6 Financial Proposals: The Financial Proposal shall be prepared using the attached
Standard Forms (Section 4). It shall list all costs associated with the Assignment/job,
including (a) remuneration for staff and (b) reimbursable expenses indicated in the Part II
Data sheet. If appropriate, these costs should be broken down by activity and, if
appropriate, into domestic expenditures. The financial proposal shall not include any
conditions attached to it and any such conditional financial proposal shall be
rejected summarily.
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10. Taxes
10.1 The Consultant shall fully familiarize themselves about the applicable Domestic taxes
(such as: Goods & Service Tax (GST), Income Tax, duties, fees, levies) on amounts
payable by the Client under the Contract. All taxes must be included by the Consultant in
the financial proposal, except Goods & Service Tax (GST).
11. Currency
11.1 Consultants shall express the price of their Assignment/job in Indian Rupees (INR).
12. Proposal Document Fee
12.1 Proposal Document Fee: All the Consultants are required to pay the Proposal
Document Fee of Rs.5,000/- in form of Demand Draft or Banker’s cheque in favour of
CEO, UTDB and payable at Dehradun. The Proposal Document Fee is non-refundable.
Non-submission of Proposal Document Fee along with the technical proposal shall be
summarily rejected.
13. Earnest Money Deposit (EMD)
13.1 Earnest Money Deposit
(i) An EMD of Rs. 1 lakh (One Lakh) only in the form of DD / Banker’s cheque
from a Scheduled Bank, drawn in favour of CEO, UTDB and payable at
Dehradun must be submitted before opening of Technical Proposals.
(ii) Proposals not accompanied by EMD shall be summarily rejected.
(iii) No interest shall be payable by the Client for the sum deposited as Earnest money
deposit.
(iv) The EMD of the unsuccessful Consultants would be returned within one month of
signing of the contract with successful Consultant.
13.2 The EMD shall be forfeited by the Client in the following events:
(i) If Proposal is withdrawn during the validity period or any extension agreed by the
Consultant thereof.
(ii) If the Proposal is varied or modified in a manner not acceptable to the Client after
opening of Proposal during the validity period or any extension thereof.
(iii) If the Consultant tries to influence the evaluation process.
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(iv) If the First ranked Consultant withdraws his proposal during negotiations (failure to
arrive at consensus by both the parties shall not be construed as withdrawal of
proposal by the Consultant).
14. Submission, Receipt and Opening of Proposal
14.1 The Consultants shall submit their Proposals online through www.uktenders.gov.inonly.
Submission of both Technical and Financial Proposals should respectively be in the
format of TECH-1 of Section 3, and FIN-1 of Section 4.
14.2 The authorization shall be in the form of a written Power of Attorney accompanying the
Proposals as per form TECH-12.
14.3 Original Proposal Document Fee, EMD, Power of Attorney, Affidavit and JV
Agreement (for JV Consultants) shall be submitted before opening of the Technical
Proposals to the Planning Section, UTDB and obtain an acknowledgement. No other
original documents are required at this stage.
14.4 Deleted.
14.5 Deleted.
14.6 Technical Proposal shall be uploaded in the prescribed format of Section-3and supporting
documents along with scanned copy of Proposal Document Fee, EMD and JV
Agreement in the “Technical Folder” on e-portal. Similarly, Financial Proposal shall be
uploaded in the “Financial Folder” in the prescribed format of Section-4.
14.7 The completed Proposals must be submitted online (uktenders.gov.in) on or before
the specified time. Proposals submitted by any other means shall not be accepted.
The e-portal shall not accept any late proposal as per Server clock.
14.8 The rates quoted shall be firm throughout the period of performance of the assignment.
No price escalation shall be applicable through the performance of the assignment and
including discharge of all obligations of the Consultant under the Agreement.
15. Proposal Evaluation
15.1 From the time the Proposals are opened to the time the Contract is awarded, the
Consultants should not contact the Client on any matter related to its Technical and/or
Financial Proposal. Any effort by Consultants to influence the Client in the examination,
evaluation, ranking of Proposals and recommendation for award of Contract may result
in the rejection of the Consultant’s Proposal.
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15.2 The Evaluation will be carried out by Consultant Selection Committee (CSC) constituted
by the Client.
15.3 Evaluation of Technical Proposals: CSC while evaluating the Technical Proposals shall
have no access to the Financial Proposals until the technical evaluation is concluded and
the competent authority accepts the recommendation.
15.4 The CSC shall evaluate the Technical Proposals on the basis of their responsiveness to
the Terms of Reference and by applying the Evaluation criteria, sub-criteria specified in
the Data sheet. In the first stage of evaluation, a Proposal shall be rejected if it is found
deficient as per the requirement indicated in the Data sheet for responsiveness of the
proposal. Only responsive proposals shall be further taken up for evaluation. Evaluation
of the Technical proposal will start first and at this stage the Financial Proposal will
remain unopened. The qualification of the Consultant and the evaluation criteria for the
technical proposal shall be as defined in the Data sheet. In case of responsive technical
proposals being less than three, UTDB reserves the right to open the financial proposals
of non-responsive Consultants also for suitable cost comparison with financial proposal
submitted by technically responsive Consultant.
15.5 Public opening & evaluation of the Financial Proposals: Financial proposals of only
those firms who are technically qualified shall be opened publicly on the date & time
specified the Data sheet in the presence of the Consultants’ representatives who choose
to attend. The name of the Consultants, their technical score (if required) and their
financial proposal shall be read aloud.
15.6 The CSC will correct any computational errors. When correcting computational errors, in
case of discrepancy between a partial amount and the total amount, or between word and
figures, the former will prevail. In addition to the above corrections, the items described
in the Technical Proposal but not priced shall be assumed to be included in the prices of
other activities or items. In case an activity or line item is quantified in the Financial
Proposal differently from the Technical Proposal no corrections are applied to the
Financial Proposal in this respect. Normally, the date will be the date of opening of the
proposal unless specified otherwise in the Data sheet.
15.7 After opening of financial proposals, appropriate selection method shall be applied to
determine the Consultant who will be declared winner and be eligible for award of the
contract. The method of Selection is described in the Data Sheet. The selected Consultant
will then be invited for negotiations, if considered necessary.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 17 of 124
15.8 As part of Evaluation, UTDB reserves the right to seek additional information and / or
documents from individuals / organizations referred to in the Proposals. Further, to assist
in the process of evaluation, UTDB may also seek from Consultants documents of
historical nature i.e., either the documents or facts in the documents should have existed
prior to proposal submission time and same could be verified independently. However,
no change in the substance of the Proposal would be permitted by way of such
clarifications. The request for clarification and the response shall be in writing or e-mail
or by facsimile.
15.9 With regard to Qualification criteria, Evaluation criteria and Consultants’ proposals, the
interpretation and decision of the CSC shall be final and binding on all Consultants.
16. Negotiations
16.1 Negotiations will be held at the date, time and address intimated to the qualified and
selected Consultant. The invited Consultant will, as a pre-requisite for attendance at the
negotiations, confirm availability of all Professional staff. Representatives conducting
negotiations on behalf of the Consultant must have written authority to negotiate and
conclude a Contract.
16.2 Technical negotiations: Negotiations will include a discussion of the Technical
Proposal, the proposed technical approach and methodology, work plan, organization and
staffing, and any suggestions made by the Consultant to improve the Terms of Reference.
The Client and the Consultant will finalize the Terms of Reference, staffing schedule,
work schedule, logistics and reporting. These documents will then be incorporated in the
Contract as “Description of Assignment/job”. Special attention will be paid to clearly
defining the inputs and facilities required from the Client to ensure satisfactory
implementation of the Assignment/job. The Client shall prepare minutes of negotiations,
which will be signed by the Client and the Consultant.
16.3 Financial negotiations: After the technical negotiations are over, financial negotiations
should be carried out in order to reflect any change in financials due to change in scope
of work or due to clarification on any aspect of the technical proposal during the
technical negotiations. Under no circumstance, the financial negotiation shall result in
increase in the price originally quoted by the Consultant. Unless there are exceptional
reasons, the financial negotiations will involve neither the remuneration rates for staff
nor other proposed unit rates. For other methods, Consultants will provide the Client
with the information on remuneration rates described in the Appendix attached to Section
4 - Financial Proposal - Standard Forms of this RFP. Only the Reimbursable part of the
proposal will be negotiable with Rank 1 Consultant.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 18 of 124
16.4 Availability of Professional staff/experts: Having selected the Consultant on the basis
of, among other things, an evaluation of proposed Professional staff, the Client expects
to negotiate a Contract on the basis of the Professional staff named in the Proposal.
Before contract negotiations, the Client will require assurances that the Professional staff
will be actually available. The Client will not consider substitutions during contract
negotiations unless both parties agree that undue delay in the selection process makes
such substitution unavoidable or for reasons such as death or medical incapacity or if the
professional staff has left the organization. If this is not the case and if it is established
that Professional staff were offered in the proposal without confirming their availability,
the Consultant may be disqualified. Any proposed substitute shall have equivalent or
better qualifications and experience than the original candidate and be submitted by the
Consultant within the period of time specified in the letter of invitation to negotiate.
Substitution of the Professionals will not normally be considered. In case the substitution
is considered, professionals with equivalent or higher qualification will be subject to 5%
deduction in his/her remuneration and Second substitution of professionals will attract an
additional 5% deduction in his/her remuneration.
16.5 Conclusion of the negotiations: Negotiations will conclude with a review of the draft
Contract. To complete negotiations the Client and the Consultant will initial the agreed
Contract. If negotiations fail, the Client will consider the next ranked proposal for award
of contract after negotiations.
17. Award of Contract
17.1 After completing negotiations the Client shall issue a Letter of Intent to the selected
Consultant and promptly notify all other Consultants who have submitted proposals
about the decision taken.
17.2 The Consultants will sign the Contract after fulfilling all the formalities/pre-conditions
including Performance Guarantee as mentioned in the standard form of contract, within
15 days of issuance of the Letter of Intent.
17.3 The Consultant is expected to commence the Assignment/job on the date and at the
location specified in the Part II Data Sheet.
18. Confidentiality
18.1 Information relating to evaluation of Proposals and recommendations concerning awards
shall not be disclosed to the Consultants, who submitted the Proposals or to other persons
not officially concerned with the process, until the publication of the award of Contract.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 19 of 124
The undue use by any Consultant of confidential information related to the process may
result in the rejection of its Proposal and may be subject to the provisions of the Client’s
antifraud and corruption policy.
19. The Client reserves the right to verify all statements, information and documents
submitted by the Applicant in response to the RFP. Any such verification or the lack of
such verification by the Client to undertake such verification shall not relieve the
Applicant of its obligation or liabilities here under nor will it affect any rights of the
Client here under.
20. The Selection Process shall be governed by and construed in accordance with the laws of
India. Courts at Dehradun shall have exclusive jurisdiction and all disputes arising under
pursuant to and/or in connection with the Selection Process.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 20 of 124
INSTRUCTIONS TO CONSULTANT
Part-II
DATA SHEET
Sl. No.
Ref of
ITC
Clause
No.
Particulars
1. 2.1 Name of the Client: Chief Executive Officer (CEO), UTDB, Dehradun
2. 2.1 Basic Eligibility criteria
a. Consultant/s shall be a Private Company/Government-
owned Enterprise, firm incorporated in India under the
(Indian) Companies Act 1956/2013 or a company
incorporated under equivalent law abroad or Limited
Liability partnership (LLP) firm incorporated under the
Limited Liability Partnership Act, 2008 or under
equivalent law in any other country or Partnership
Firm registered Partnership Act, 2008 or a Society
registered under The Societies Registration Act, 1860.
(Note: Government-owned Enterprises in the Client’s
country shall be eligible only if they can establish that
they are legally and financially autonomous and operate
under Commercial law, and that they are not a
dependent agency to their Client.)
b. At least one member of JV should have been
operational in India from at least 5 years and other
members for at least three years on the last date for
proposal submission
c. should have been working in the field of preparation of
GIS based Base Maps/ GIS based Digital Master Plan
with contouring for more than 5 years
d. Experience of GIS database creation, functionalities of
GIS, Remote Sensing and satellite image interpretation,
Mobile App creation and Geoportal/ Web Application
creation experience is essential during last 5 years
e. At least last 5 years’ experience in handling market
leading GIS, Image Processing and Photogrammetric
Software. Licensed software for each is essential,
f. Experience in GIS database creation, Remote Sensing
(RS)/ multi-sensor and multi-data satellite image
interpretation for land use/ land cover mapping, ground
trothing, creation of Digital Elevation Models and
Spatial Analysis is essential during last five years.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 21 of 124
Sl. No.
Ref of
ITC
Clause
No.
Particulars
g. must have completed at least one project of Rs. 1 crore
and above comprising of GIS based layer creation using
satellite image or two projects of Rs 60 Lakhs each in
the last five financial years.
h. should have a minimum average annual turnover of
Indian Rs. 2 (Two) Crores during the last three (3)
financial years and out of that minimum 50 % should
be from consultancy projects is essential. The bidder is
required to submit along with the bid, certified copy of
audited balance sheets of the firm for the last three
financial years, (FY 2015-16, 2016-17, 2017-18)
i. Must Have A Valid Goods & Service Tax (GST)
Registration
j. must not have been black listed or debarred in any
Central/ State Govt./ PSU/ Autonomous bodies. The
consultant firm/ agency must not have been penalized
by any Central/ State Govt./ PSU/ Autonomous bodies
for delayed completion of work or carrying substandard
work.
k. The Consultant/s shall be required to submit a true copy
of its Incorporation Certificate, along with Technical
Proposal.
l. The Sole Consultant/Lead Consultant must have a valid
Goods & Service Tax (GST) registration.
m. In case of JV / Consortium, Consultant shall submit the
JV / Consortium agreement along with Technical
Proposal.
The agreement should include following provisions,
without which the Proposal shall be considered non-
responsive: (i) the Lead Partner / Lead Member should
have minimum of 51% stake and other members not
less than 10% and (ii) all of them should be liable to the
Client jointly and severely notwithstanding their mutual
stake-holding.
n. For claiming the desired experience, Consultant shall
have to submit a certificate / testimony from the
Consultant’s Client.
o. Sub-Consultancy will not be considered as eligible
experience.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 22 of 124
Sl. No.
Ref of
ITC
Clause
No.
Particulars
3. 2.2 Name of the
Assignment/job is:
To prepare Digital Master Plan for Tehri Tourist Destination
4. 2.5 A pre-proposal
meeting will be held:
As per schedule under Clause 2.8 of ITC (Section – 2)
at: Uttarakhand Tourism Development Board Pt. Deen Dayal Upadhyay, Paryatan Bhawan, Near O.N.G.C. Helipad, Nimbuwala, Garhi Cantt, Dehradun 248 003
5. 2.5
The Client’s
representative is:
Senior Research Officer
Address:
Uttarakhand Tourism Development Board Pt. Deen Dayal Upadhyay, Paryatan Bhawan, Near O.N.G.C. Helipad, Nimbuwala, Garhi Cantt, Dehradun 248 003
E-mail:
[email protected] C.C to
6. 2.6 The Client will provide
the inputs and facilities:
As per Terms of Reference
7. 4.1
Clarifications may be
requested As per schedule under Clause 2.8 of ITC (Section – 2)
E-mail: [email protected]
C.C. to [email protected]
8. 8.1 Proposals must remain
valid for 120 days from the last date for submission of Proposals
(excluding the last date for submission)
9. 9.3 (a) Sub-Consultant/s Name of Sub Consultant/s (if proposed) shall also be
mentioned along with technical details
10. 9.3 (b)
The estimated
number of
Professional staff
months required for
the Assignment/job
is:
As detailed following the Evaluation criteria below this table
11. 9.4
The formats of the Technical Proposal to be submitted are:
Form Tech 1: Letter of
Proposal submission
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 23 of 124
Sl. No.
Ref of
ITC
Clause
No.
Particulars
Form Tech 2 :
Consultant’s
organization &
experience
Form Tech 3 :
Comments &
suggestions on TOR
Form Tech 4 : Approach
&Methodology
Form Tech 5 : Team
composition
Form Tech 6 :
Curriculum
Vitae along with Consent
Letter
Form Tech 7 : Staffing
Schedule
Form Tech 8 : Work Schedule
Form Tech 9:
Comments /
modifications suggested
on draft contract.
Form Tech 10:
Information regarding
any conflicting
activities and
declaration thereof.
Form Tech 11(A):
Format of Bank
Guarantee for EMD /
Proposal Security
Not applicable
Form Tech 11(B):
Format of Bank
Guarantee for
Performance Security
Form Tech 12: Power of
Attorney
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 24 of 124
Sl. No.
Ref of
ITC
Clause
No.
Particulars
Form Tech 13: Abstract
of Assignment
Form Tech 14:
Assignment of
Consultant
12. 10.1 Taxes
Replace the clause as below:
The Financial Proposal shall take into account all expenses
except GST liabilities. Only Goods and Service Tax (GST)
as applicable shall be paid in addition to the financial quote
and calculated as per applicable laws at the time of
payment. All payments to Consultant shall be subject to
deduction of taxes at source as per Applicable Laws.
13. 11.1 Consultant to state the
cost in Indian Rupees (INR)
14. 14.3
Date, time and place for
submission of Proposal
fee, Earnest money
deposit, Power of
Attorney and JV
Agreement (if
applicable) in originals.
As per schedule under Clause 2.8 of ITC (Section – 2)
To office of CEO, Uttarakhand Tourism Development Board Pt. Deen Dayal Upadhyay, Paryatan Bhawan, Near O.N.G.C. Helipad, Nimbuwala, Garhi Cantt, Dehradun 248 003
15. 14.7 Date & time for
submission of Proposal: As per schedule under Clause 2.8 of ITC (Section – 2)
16. 15.4
Evaluation Criteria:
Criteria and sub-
criteria for evaluation
of Technical
Proposals
As mentioned below this Table of Data Sheet.
17. 15.7 Method of Selection Least Cost Selection (LCS)
18. 16 Negotiation
Add Clause 16.6 as below:
If any key expert gets less than 60 % marks during
technical evaluation, then he/she needs to be replaced at
the time of negotiation. At the time of negotiation, the Key
Professionals shall have to be present with their Original
Documents.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 25 of 124
Sl. No.
Ref of
ITC
Clause
No.
Particulars
19. 17.2 Performance Security
The Consultant shall furnish within 15 (fifteen) days from
date of acceptance an unconditional Bank Guarantee from
a scheduled Bank for an amount equivalent to 10% of the
total Contract Value towards Performance Security valid
for a period of 60 (sixty) days beyond the date of
completion of services. The bank guarantee shall be
released only after adjusting any dues to the Client. The
Bank guarantee shall be extendable till the fulfilment of
contractual obligations.
20. 17.3
Expected date for
commencement of
consulting
Assignment/job
Within 15 days from the signing of the Contract
Location for
performance assignment
/ job:
Tehri / Dehradun, Uttarakhand
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 26 of 124
Evaluation criteria (ITC Clause 15.4):
Sl.
No. Criterion
Maximum
Marks
Maximum
Marks
1 Evaluation of Consultant/s 10
1.1
Past Experience in Projects / Assignments within last 10 years
(prior to last date for submission of Proposals):
For preparation of Master Plan using GIS database – per
Qualifying Project / Assignment - 1 mark 6
1.2
Average Financial Turnover for any three years (combined in
case of JV) during Financial Years 2013-14, 2014-15, 2015-
16, 2016-17 and 2017-18 for Rs. 10 crores upto 25 crores -
1 mark and every additional Rs. 10 crores - 1 mark
(maximum 3 marks)
4
2 Methodology and Work Plan 30
2.1 Identification and explanation of Concepts including Innovative
Concepts 8
2.2 Financial Projections and Feasibility Assessment Methodology 8
2.3 Work Plan 8
2.4
ppt. presentation including inter alia understanding of TOR,
explanation of Methodology and relevance of information
provided in the Proposal
6
3 Evaluation of Key Personnel 50
3.1
Team Leader (Business Strategist / Urban Planner) (10)
Graduate in any discipline 1
Post Graduate qualification (minimum 1 year duration) in
Management
1
In Tourism sector - Concept designing or Master / Town Planning
per Qualifying Project / Assignment - 2 marks 8
3.2
Architect / Town Planner / Civil Engineer (10)
Graduate in Architecture or Civil engineering 2
Qualifying assignments related to Tourism sector for Town
planning or Architectural designing - per Qualifying Project /
Assignment - 2 marks
8
3.3
Land Record Expert (10)
Experience in work related to Land Records and its management
per Qualifying Project / Assignment - 2 marks 10
3.4
GIS Expert (10)
Experience in work related to Land Records and its
management per Qualifying Project / Assignment - 2 marks 10
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 27 of 124
3.5
Finance Expert (10)
Experience in work related to Financial analysis / projections in
Tourism / Hotel sector per Project / Assignment - 2 marks 10
3.6
Environmental Expert (5)
Assignments for Environmental assessment studies
(i) Tourism sector – 1 mark per project / assignment (ii) Other sectors – 0.5 mark per project / assignment
5
3.7
Sociologist (5)
Assignments for Social impact / Social inclusive studies
(i) Tourism sector – 1 mark per project / assignment (ii) Other sectors – 0.5 mark per project / assignment
5
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 28 of 124
Key Personnel Qualifications, Experience and Responsibility:
Sl.
No. Key Expert
Minimum educational
qualifications
Minimum work
experience Responsibility
1
Team Leader
(Business
Strategist)
Graduate in any discipline with
Post Graduate qualification
(minimum 1 year duration) in
Management from a recognised
University / Institution.
(i) Not less than 15 years
including 5 years in
Tourism sector.
(ii) Two Qualifying
assignments related to
Tourism sector as
Team Leader or Key
Expert.
Identify methodology
and strategy for
development of the
area from tourism
perspective.
2
Architect / Town
Planner / Civil
Engineer
Graduate in Architecture or
Civil engineering from a
recognised University /
Institution
(i) Not less than 10
years including 5
years in Tourism
sector
(ii) Two Qualifying
assignments related
to Tourism sector as
Team Leader or Key
Expert for Town
planning or
Architectural
designing
Identify methodology
& strategy for town
planning or
architectural designing
of projects that would
be justified
subsequently with
details in the report.
3 Land Record
Expert
Retd. Revenue Official or
Revenue Advocate of standing
Minimum of 15 years’
experience in work
related to Land Records
and its management.
Verification of land
records and vetting.
4 GIS Expert
Graduate in any discipline from
a recognised University /
Institution with Certification in
Geo-Informatics
Minimum of 10 years’
experience in developing
and managing Geo-
databases. Strong
practical experience in
GIS software tools like
ArcMap, ERDAS and
other platforms.
Preparation of base
maps, spatial attribute
data collection and
vetting of maps.
5 Finance Expert
Graduate in any discipline and
Post Graduate qualification
(minimum 1 year duration) in
Financial Management /
Financial Analysis from a
recognised University /
Institution.
(i) Not less than 10 years (ii) Two Qualifying
assignments in
tourism sector as
Team Leader or Key
Expert for financial
analysis / projections
Identify the financial
projections for
projects’ sustainability,
feasibility and viability
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 29 of 124
6 Environmental
Expert
Graduate in any discipline and
Post Graduate qualification
(minimum 1 year duration) in
Environment Science from a
recognised University /
Institution.
(i) Not less than 5 years (ii) Two Qualifying
assignments as Team
Leader or Key Expert
for Environmental
assessment studies
Identify methodology
& strategy for
environmental impact
studies that would be
justified subsequently
with details in the
report.
7 Sociologist
Graduate in any discipline and
Post Graduate qualification
(minimum 1 year duration) in
Sociology from a recognised
University / Institution.
(i) Not less than 5 years (ii) Two Qualifying
assignments as Team
Leader or Key
Expert for Social
impact / Social
inclusive studies
Identify methodology
& strategy for Social
impact or Social
inclusive studies that
would be justified
subsequently with
details in the report.
Note:
(i) All the above Key Experts to meet minimum qualifications with regard to Education and
Work experience given in the above Table. In case any expert does not meet minimum
qualifications, the Consulting firm will replace suitable expert, if selected for Award of
Contract at the time of negotiation.
(ii) “Qualifying Project / Assignment” is a project or an assignment that should include
Feasibility study for Ropeways with minimum Professional Fee of Rs. 2 lakhs. In case of
Transaction Advisory assignments scope of Contract should include Feasibility study for
Ropeways with Project cost of minimum Rs. 50 crores. In both cases Feasibility report
should have been accepted by the Client prior to the last date for Proposal submission.
(iii) “Qualifying Project / Assignment” is a project or an assignment that should include
preparation of Digital Master Plan with minimum Professional Fee of Rs. 10 lakhs for
Technical Consultancy. In case of Transaction Advisory assignments, the scope of Contract
should include preparation of Digital Master Plan with Project cost of minimum Rs. 50
crores. In both cases, the Master Plan should have been accepted by the Client prior to the
last date for Proposal submission.
(iv) Illustrative list of “Similar Assignments”:
Generation of geospatial database for a city/ town
Formulation of Master/ Development Plan using GIS database
Spatial Planning for New Town/ Industrial Township
Planning and implementation using GIS of urban sector projects like water
supply, sewerage, etc., national highway/ metro/ similar large infrastructure
projects
Formulation of Regional Plan for a region/ sub-region
City Development Plan preparation.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 30 of 124
(v) Minimum qualifying Technical Score – 75% (lesser Score will be considered as Non-
responsive).
(vi) A ppt. presentation on Understanding of ToR, Technical Approach and Methodology and
Adequacy of Proposed Work Plan should be included as part of the Technical Proposal,
which may have to be presented before Consultancy Selection Committee, if asked for.
(vii) Consultancy Selection Committee at its discretion may interview (including video
conference) any Key Personnel.
(viii) In case only one technically responsive proposal is received, the Client reserves the right to
open other financial proposals received.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 31 of 124
Section 3: Technical Proposal - Standard Forms
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 32 of 124
FORM TECH-1 Letter of Proposal
(On Consultant’s letter head)
(Date and Reference)
To,
............................
............................
...........................
Sub: Selection of Technical Consultant to prepare Digital Master Plan for Tehri Tourist
Destination
Dear Sir,
With reference to your RFP Document dated ……………, I/We, having examined all
relevant documents and understood their contents, hereby submit our Proposal for selection
as Technical Consultant to prepare Digital Master Plan for Tehri Tourist Destination.
The proposal is unconditional and unqualified.
1. I/We acknowledge that the Client will be relying on the information provided in the
Proposal and the documents accompanying the Proposal for selection of the Consultant,
and we certify that all information provided in the Proposal and in the Appendices is true
and correct, nothing has been omitted, which renders such information misleading; and
all documents accompanying such Proposal are true copies of their respective originals.
2. This statement is made for the express purpose of appointment as the Consultant for the
aforesaid Project.
3. I/We shall make available to the Client any additional information it may deem
necessary or require for supplementing or authenticating the Proposal.
4. I/We acknowledge the right of the Client to reject our application without assigning any
reason or otherwise and hereby waive our right to challenge the same on any account
whatsoever.
5. I/We certify that in the last five years, we or any of our Associates have neither failed to
perform on any contract, as evidenced by imposition of a penalty by an arbitral or
judicial authority or a judicial pronouncement or arbitration award against the Applicant,
nor been expelled from any project or contract by any public authority nor have had any
contract terminated by any public authority for breach on our part.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 33 of 124
6. I/We certify that in the last five years, we or any of our Associates have not been
blacklisted/ debarred / contract terminated except for reasons of convenience of Client
by any government/ government board/ corporation/ company/ PSU Company/ statutory
body/ nongovernment and any funding agencies in last 5 years.
7. I/We declare that:
(a) I/We have examined and have no reservations to the RFP Documents, including
any Addendum issued by the Client;
(b) I/We do not have any conflict of interest in accordance with Clause 2.3 of the RFP
Document;
(c) I/We have not directly or indirectly or through an agent engaged or indulged in
any corrupt practice, fraudulent practice, coercive practice, undesirable practice or
restrictive practice, in respect of any tender or Request for Proposal issued by or
any agreement entered into with the Client or any other public sector enterprise or
any government, Central or State; and
(d) I/We hereby certify that we have taken steps to ensure that in conformity with the
provisions of the RFP, no person acting for us or on our behalf will engage in any
corrupt practice, fraudulent practice, coercive practice, undesirable practice or
restrictive practice.
8. I/We understand that you may cancel the Selection Process at any time and that you are
neither bound to accept any Proposal that you may receive nor to select the Consultant,
without incurring any liability to the Applicants in accordance with Clause 2.8 of the
RFP document.
9. I/We declare that we/any member of Consortium, are / is not a member of any other
Consortium applying for Selection as a Consultant.
10. I/We certify that in regard to matters other than security and integrity of the country, we
or any of our Associates have not been convicted by a Court of Law or indicted or
adverse orders passed by a regulatory authority, which would cast a doubt on our ability
to undertake the Consultancy for the Project or which relates to a grave offence that
outrages the moral sense of the community.
11. I/We further certify that in regard to matters relating to security and integrity of the
country, we have not been charge-sheeted by any agency of the Government or
convicted by a Court of Law for any offence committed by us or by any of our
Associates.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 34 of 124
12. I/We further certify that no investigation by a regulatory authority is pending either
against us or against our associates or directors /managers/employees or against to be
engaged team members.
13. I/We hereby irrevocably waive any right or remedy, which we may have at any stage at
law or howsoever otherwise arising to challenge or question any decision taken by the
Authority in connection with the selection of Consultant or in connection with the
Selection Process itself in respect of the above-mentioned Project.
14. I/We agree and understand that the proposal is subject to the provisions of the RFP
document. In no case, shall I/we have any claim or right of whatsoever nature if the
Consultancy for the Project is not awarded to me/us or our proposal is not opened or
rejected.
15. I/We agree to keep this offer valid for 120 (One Hundred Twenty Days) days from the
PDD specified in the RFP.
16. A Power of Attorney in favour of the authorised signatory to sign and submit this
Proposal and documents is attached herewith in prescribed format.
17. In the event of my/our firm being selected as the Consultant, I/we agree to enter into an
Agreement.
18. I/We have studied RFP and all other documents carefully. We understand that except to
the extent as expressly set forth in the Agreement, we shall have no claim, right or title
arising out of any documents or information provided to us by the Client or in respect of
any matter arising out of or concerning or relating to the Selection Process including the
award of Consultancy.
19. The Financial Proposal is being submitted online along with the Technical Proposal
separately digitally sealed. This Technical Proposal read with the Financial Proposal
shall constitute the Application which shall be binding on us.
20. I/We agree and undertake the Assignment by all the terms and conditions of the RFP
Document.
In witness thereof, I/we submit this Proposal under and in accordance with the terms of
the RFP Document.
Yours faithfully,
(Signature, name and designation of the authorised signatory)
(Name and seal of the Consultant/ Lead Member)
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 35 of 124
FORM TECH-2
FORM 2: CONSULTANT’S ORGANIZATION & EXPERIENCE
Form 2A: Format for Details of Consultant
1. Details of Consultant
a. Name of Consultant with full address :
b. Tel. No. :
c. Fax No. :
d. Email :
e. Year of Incorporation. :
f. Name and address of the person holding the Power of
Attorney.
:
g. (i) Place of Business. :
(ii) Date of Registration. :
h. Name of Bankers with full address. :
i. GST Registration Number (copy). :
j. Permanent Account Number (copy). :
k.
Are you presently debarred / Blacklisted/ contract terminated
except for reasons of convenience of Client by any Government Department /Public Sector Undertaking /Any Client? (If Yes, please furnish details)
:
l. Name and details (Tel / Mobile / E mail) of contact person/s :
2. In case of a Consortium:
a. The information above should be provided for all the members of the consortium.
b. Information regarding role of each member should be provided as per table below:
Sr. No. Name of Member Role (Specify Lead Member/ Other Member)
1.
2.
c. A valid Consortium Agreement signed between the Consultants should be provided.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 36 of 124
Form 2B: Format for Financial Capability of the Consultant
(Equivalent in Rs. Crores)
Consultant* ------------------------------------------------(Name of Consultant),
FY 2013-14 2014-15 2015-16 2016-17 2017-18
Annual Turnover
Total for three years
Average for three
years
Certificate from the Statutory Auditor/ Chartered Accountant
This is to certify that............................... (Name of the Consultant) has received the payments shown above
against the respective years.
Name of the audit firm/CA:
Seal of the audit firm/CA:
Date:
(Signature, name, registration no. and designation of the authorised signatory)
#The Consultant should provide the Financial Capability based on its own financial statements.
Financial Capability of the Consultant's parent company or its subsidiary or any associate
company will not be considered for computation of the Financial Capability of the
Consultant.
* In case the Consultant is a Consortium, for the purpose of evaluation on financial parameters,
financial parameters of all the members shall be furnished in separate sheet for consideration.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 37 of 124
Form 2C:
Past Experience in Projects / Assignments within last 10 years
(prior to last date for submission of Proposals)
List of relevant projects / assignments for preparation of Digital Master Plan
(not more than six):
Assignment name: Value of the contract (in current INR):
Duration of assignment (months):
Name of Client: Total No of staff-months of the assignment:
Address:
Approx. value of the services provided by your firm
under the contract (in current INR):
Start date (month/year):
Completion date (month/year):
Narrative description of Project:
Description of actual services provided by your staff within the assignment
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 38 of 124
FORM TECH-3
COMMENTS AND SUGGESTIONS ON THE TERMS OF REFERENCE AND ON
COUNTERPART STAFF AND FACILITIES TO BE PROVIDED BY THE
CLIENT
A - On the Terms of Reference
[Suggest and justify here any modifications or improvement to the Terms of Reference you are
proposing to improve performance in carrying out the Assignment/job (such as deleting some
activity you consider unnecessary, or adding another, or proposing a different phasing of the
activities). Such suggestions should be concise and to the point, and incorporated in your
Proposal.]
B - On Inputs and Facilities to be provided by the Client
[Comment here on Inputs and facilities to be provided by the Client.]
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 39 of 124
FORM TECH-4
DESCRIPTION OF APPROACH, METHODOLOGY AND WORK
PLAN FOR PERFORMING THE ASSIGNMENT/JOB
[Technical approach, methodology and work plan are key components of the Technical Proposal.
You are suggested to present your Technical Proposal divided into the following three chapters:
Technical Approach and Methodology,
Work Plan, and
Organization and Staffing,
a) Technical Approach and Methodology. In this chapter you should explain your understanding of
the objectives of the Assignment/job, approach to the Assignment/job, methodology for carrying out
the activities and obtaining the expected output, and the degree of detail of such output. You should
highlight the problems being addressed and their importance, and explain the technical approach
you would adopt to address them. You should also explain the methodologies you propose to adopt
and highlight the compatibility of those methodologies with the proposed approach.
b) Work Plan. The Consultant should propose and justify the main activities of the Assignment/job,
their content and duration, phasing and interrelations, milestones (including interim approvals by
the Client), and delivery dates of the reports. The proposed work plan should be consistent with
the technical approach and methodology, showing understanding of the TOR and ability to
translate them into a feasible working plan. A list of the final documents, including reports,
drawings, and tables to be delivered as final output, should be included here. The work plan
should be consistent with the Work Schedule of Form TECH-8.
c) Organization and Staffing. The Consultant should propose and justify the structure and
composition of your team. You should list the main disciplines of the Assignment/job, the key
expert responsible, and proposed technical and support staff.
d) Presentation: The Consultant would be required to make a presentation on the approach &
methodology, work plan and proposed team for performing the assignment as and when intimated
by the Client during the Evaluation Process.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 40 of 124
FORM TECH-5
TEAM COMPOSITION AND TASK ASSIGNMENT/JOBS
Key Professional Staff
Sr. No. Name of Staff Name of Firm Area of Expertise Position/Task assigned
for this job
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 41 of 124
FORM TECH-6
CURRICULUM VITAE (CV) FOR PROPOSED PROFESSIONAL
STAFF ALONG WITH CONSENT LETTER
1. Proposed Position:
[For each position of key professional separate form Tech-6 will be
prepared]:
2. Name of Firm:
[Insert name of firm proposing the staff]:
3. Name of Staff:
[Insert full name]:
4. Date of Birth:
5. Nationality:
6. Education:
[Indicate college/university and other specialized education of staff member, giving names
of institutions, degrees obtained, and dates of obtainment]:
7. Membership of Professional Associations:
8. Other Training:
9. Countries of Work Experience:
[List countries where staff has worked in the last ten years]:
10. Languages [For each language indicate proficiency: Good, Fair or Poor in speaking, reading
and writing]:
Photo
Affixed
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 42 of 124
11. Employment Record:
[Starting with present position, list in reverse order every employment held by staff member
since graduation, giving for each employment (see format here below): dates of
employment, name of employing organization, positions held.]:
From [Year]: To Year]:
Client:
Positions held:
12. Detailed Tasks Assigned
[List all tasks to be performed under this Assignment/job]
13. Works undertaken that best illustrate capability to handle the tasks assigned
[Among the Assignment/jobs in which the staff has been involved, indicate the following
information for those Assignment/jobs that best illustrate staff capability to handle the tasks
listed under point 12.]
Name of Assignment/job or project:
Year:
Location:
Client:
Main project features:
Positions held:
Activities performed:
14. Certification:
I, the undersigned, certify that to the best of my knowledge and belief, this CV correctly describes
myself, my qualifications and my experience. I understand that any wilful misstatement described
herein may lead to my disqualification or dismissal, if engaged.
Date: [Signature of Professional]
Place:
[Full name]
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 43 of 124
FORM TECH-7
STAFFING SCHEDULE
Sl. No. Name of
Staff Staff input (in the form of a bar chart) Total Months
1 2 3 4 5 6 -- - -- n
1
Home
Field
2
Home
Field
3
Home
Field
4 Home
Field
Note:
1 For Professional Staff the input should be indicated individually; for Support Staff it
should be indicated by category (e.g.: Draftsmen, Clerical staff, etc.).
2 Months are counted from the start of the Assignment. For each staff indicate separately
staff input for home and field work.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 44 of 124
FORM TECH-8
WORK SCHEDULE
Sl.No. Activity Months Total Months
1 2 3 4 5 6 ---- ---- ----- n
1
2
3
4
1 Indicate all main activities of the Assignment, including delivery of reports (e.g.:
inception, interim, draft and final reports) and other benchmarks such as Client
approvals. For phased Assignment indicate activities, delivery of reports, and
benchmarks separately for each phase.
2 Duration of activities shall be indicated in the form of a bar chart.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 45 of 124
FORM TECH-9
COMMENTS / MODIFICATIONS SUGGESTED ONDRAFT CONTRACT
[Here the Consultant shall mention any suggestion / views on the draft contract attached with the
RFP document. The Consultant may also mention here any modifications sought by him in the
provisions of the draft contract. This information shall be used at the time of the negotiations.
However, the Client is not bound to accept any/all modifications sought and may reject any such
request of modification.]
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 46 of 124
FORM TECH-10
INFORMATION REGARDING ANY CONFLICTING ACTIVITIES AND
DECLARATION THEREOF
Are there any activities carried out by your firm or Group Company or any member of the
consortium, which are of conflicting nature as mentioned in Para 5 of ITC. If yes, please
furnish details of any such activities.
If no, please certify,
We hereby declare that our firm, our associate / group firm or any of the member of the
consortium are not indulged in any such activities, which can be termed as the conflicting
activities under Para 5 of the section 2. We also acknowledge that in case of misrepresentation
of the information, our proposals / contract shall be rejected / terminated by the Client, which
shall be binding on us.
Authorized Signature [In full and initials]:
Name and Title of Signatory:
Name of Firm:
Address:
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 47 of 124
FORM TECH-11 (A)
Format of Bank Guarantee for EMD/ Proposal Security
Not applicable
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 48 of 124
FORM TECH-11 (B)
Format of Bank Guarantee for Performance Security
To,
....................... ........................
........................
In consideration of Uttarakhand Tourism Development Board (hereinafter referred as the
“Client”, which expression shall, unless repugnant to the context or meaning thereof,
include its successors, administrators and assigns) awarding to ……………….., having its
office at ……………….. (hereinafter referred as the “Consultant” which expression shall,
unless repugnant to the context or meaning thereof, include its successors, administrators,
executors and assigns), vide the no. ………………. dated ……………….. valued at
Rs.……………….. (Rupees …………………………………..), (hereinafter referred to as
the “...............”) the assignment for consultancy services in respect of the
...............................for .........................., and the Consultant having agreed to furnish a
Bank Guarantee amounting to Rs.………………..(Rupees
……………………………………...) to the Client for Performance Security of the said
Agreement.
1. We, ……………….. (hereinafter referred to as the “Bank”) at the request of the
Consultant do hereby undertake to pay to the Client an amount not exceeding Rs.
………………… (Rupees …………………………………) against any loss or damage
caused to or suffered or would be caused to or suffered by the Client by reason of any
breach by the said Consultant of any of the terms or conditions contained in the said
Agreement.
2. We, ……………….. (indicate the name of the Bank) do hereby undertake to pay the
amounts due and payable under this Guarantee without any demur, merely on a demand
from the Client stating that the amount/claimed is due by way of loss or damage caused to
or would be caused to or suffered by the Client by reason of breach by the said Consultant
of any of the terms or conditions contained in the said Agreement or by reason of the
Consultant’s failure to perform the said Agreement. Any such demand made on the bank
shall be conclusive as regards the amount due and payable by the Bank under this
Guarantee. However, our liability under this Guarantee shall be restricted to an amount
not exceeding Rs. ……………….. (Rupees
………………………………………………).
3. We, ……………….. (indicate the name of Bank) undertake to pay to the Client any
money so demanded notwithstanding any dispute or disputes raised by the Consultant in
any suit or proceeding pending before any court or tribunal relating thereto, our liability
under this present being absolute and unequivocal. The payment so made by us under this
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 49 of 124
bond shall be a valid discharge of our liability for payment thereunder and the Consultant
shall have no claim against us for making such payment.
4. We, ……………….. (indicate the name of Bank) further agree that the Guarantee
herein contained shall remain in full force and effect during the period that would be
required for the performance of the said Agreement and that it shall continue to be
enforceable till all the dues of the Client under or by virtue of the said Agreement have
been fully paid and its claims satisfied or discharged or till the Client certifies that the
terms and conditions of the said Agreement have been fully and properly carried out by the
said Consultant and accordingly discharges this Guarantee unless a demand or claim under
this Guarantee is made on us in writing on or before ................ from the date of this
Guarantee.
5. We, ………………… (indicate the name of Bank) further agree with the Client that the
Client shall have the fullest liberty without our consent and without affecting in any
manner our obligations hereunder to vary any of the terms and conditions of the said
Agreement or to extend time of performance by the said Consultant from time to time or to
postpone for any time or from time to time any of the powers exercisable by the Client
against the said Consultant and to forbear or enforce any of the terms and conditions
relating to the said Agreement and we shall not be relieved from our liability by reason of
any such variation, or extension being granted to the said Consultant or for any
forbearance, act or omission on the part of the Client or any indulgence by the Client to the
said Consultant or any such matter or thing whatsoever, which under the law relating to
sureties would, but for this provision, have the effect of so relieving us.
6. This Guarantee will not be discharged due to the change in the constitution of the Bank
or the Consultant(s).
7. We, ……………….. (indicate the name of Bank) lastly undertake not to revoke this
Guarantee during its currency except with the previous consent of the Client in writing.
8. For the avoidance of doubt, the Bank’s liability under this Guarantee shall be restricted
to Rs. ........... (Rupees .........................................) only. The Bank shall be liable to pay the
said amount or any part thereof only if the Client serves a written claim on the Bank in
accordance with paragraph 2 hereof, on or before [......................
(as required in the RFP)].
Dated, the ………… day of ……………… 20
For ..............................................................
(Name of Bank)
(Signature, name and designation of the authorised signatory)
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 50 of 124
Seal of the Bank:
NOTES:
The Bank Guarantee should contain the name, designation and code number of the
officer(s) signing the Guarantee.
The address, telephone no. and other details of the Head Office of the Bank as well as of
issuing Branch should be mentioned on the covering letter of issuing Branch.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 51 of 124
FORM TECH-12
Power of Attorney
Know all men by these presents, We, ......................................... (name of Firm and address
of the registered office) do hereby constitute, nominate, appoint and authorise Dr. / Mr. /
Ms. ........................................ son/daughter/wife and presently residing
at........................................, who is presently employed with/ retained by us and holding the
position of .................... as our true and lawful attorney (hereinafter referred to as the
“Authorised Representative”) to do in our name and on our behalf, all such acts, deeds and
things as are necessary or required in connection with or incidental to submission of our
Proposal for Selection of Technical Consultant to prepare Digital Master Plan for
Tehri Tourist Destination for Uttarakhand Tourism Development Board (the “Client”)
including but not limited to signing and submission of all applications, proposals and other
documents and writings, participating in Pre-Proposal and other conferences and providing
information/ responses to the Client, representing us in all matters before the Authority,
signing and execution of all contracts and undertakings consequent to acceptance of our
proposal and generally dealing with the Client in all matters in connection with or relating
to or arising out of our Proposal for the said Project and/or upon award thereof to us till the
entering into of the Agreement with the Client.
AND, we do hereby agree to ratify and confirm all acts, deeds and things lawfully done or
caused to be done by our said Authorised Representative pursuant to and in exercise of the
powers conferred by this Power of Attorney and that all acts, deeds and things done by our
said Authorised Representative in exercise of the powers hereby conferred shall and shall
always be deemed to have been done by us.
IN WITNESS WHEREOF WE, .................................................THE ABOVE NAMED
PRINCIPAL HAVE EXECUTED THIS POWER OF ATTORNEY ON THIS
........................................ DAY OF ...................., 20......
For ......................................................
(Signature, name, designation and address)
Witnesses:
1.
2.
Notarised
Accepted
........................................
(Signature, name, designation and address of the Attorney)
Notes:
• The mode of execution of the Power of Attorney should be in accordance with the
procedure, if any, laid down by the applicable law and the charter documents of the
executant(s) and when it is so required the same should be under common seal
affixed in accordance with the required procedure.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 52 of 124
• Wherever required, the Consultant should submit for verification the extract of the
charter documents and other documents such as a resolution/power of attorney in
favour of the person executing this Power of Attorney for the delegation of power
hereunder on behalf of the Consultant.
• For a Power of Attorney, Consultants may submit a General Power of Attorney
notarized in India. However, at the time of negotiation it is mandatory to submit the
Power of Attorney executed and issued overseas, legalised by the Indian Embassy
and notarised in the jurisdiction where the Power of Attorney is being issued.
However, the Power of Attorney provided by Consultants from countries that have
signed the Hague Legislation Convention, 1961 are not required to be legalised by
the Indian Embassy, if it carries a conforming Apostle certificate.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 53 of 124
FORM TECH-13
Abstract of Assignments of the Consultant
Sl.No. Name of Project Name of Client Professional fee$$ received by the
Consultant (in Rs. ____ crore)£
(1) (2) (3) (4)
1
2
3
4
5
$The Consultant should provide details of only those assignments that have been
undertaken by it under its own name.
Certificate from the Statutory Auditor$ of [Name of Company]
This is to certify that the information contained in Column 4 above is correct as per
the accounts of the Consultant and/ or the clients.
(Signature, name and designation of the authorised signatory)
Date: Name and seal of the audit firm:
$ In case the Consultant/Applicant does not have a statutory auditor, it shall provide the
certificate from its chartered accountant that ordinarily audits the annual accounts of the
Consultant/Applicant.
Note: In case of Consortium, this Form for each Consortium member shall be submitted.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 54 of 124
FORM TECH-14
Assignments of Consultant
1. Project Category and Sub-Category
2. Name of company:
3. Assignment name:
4. Description of Assignment:
5. Approx. project cost (in Rupees):
6. Approx. value of the consultancy contract (in Rupees):
7. Approx. value of the services provided by your company under the consultancy contract (in
Rupees):
8. Country:
9. Location within country:
10. Duration of Assignment/job (months) :
11. Name of Client:
12. Client address and contact information:
13. In case of consortium, whether your company was Lead member or other consortium member:
14. Total No of staff-months of the Assignment:
15. Total No of staff-months provided by your company:
16. Start date (month/year):
17. Completion date (month/year):
18. Name of associated Consultants, if any:
19. Name of senior professional staff of your firm involved and functions performed.
20. Description of actual Assignment/ provided by your staff within the Assignment:
Note:
1. Use separate sheet for each Assignment.
2. Each Eligible Assignment shall not exceed 2 pages
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Section 4: Financial Proposal - Standard Forms
Formats in the Financial Folder.
Duly filled-in forms should be uploaded in the Financial Folder only
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 56 of 124
FORM FIN-1
FINANCIAL PROPOSAL SUBMISSION FORM
Format in the Financial Folder.
FORM FIN-2
Format in the Financial Folder.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 57 of 124
FORM FIN-3A (TIME BASED) BREAKDOWN OF REMUNERATION
Not applicable
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FORM FIN-3B (LUMP SUM) BREAKDOWN OF REMUNERATION
(PROFESSIONAL STAFF AND SUPPORT STAFF)
Format in the Financial Folder.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 59 of 124
FORM FIN-4A (TIME BASED)
BREAKDOWN OF REIMBURSABLE EXPENSES
Not applicable
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FORM FIN-4B
BREAKDOWN OF REIMBURSABLE EXPENSES
Format in the Financial Folder.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 61 of 124
Section 5: Terms of Reference
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 62 of 124
1. Background:
(i) Uttarakhand Tourism Development Board Act, 2001 was enacted “to promote Tourism
activities in the State of Uttarakhand in a regulated manner”. The Act mandated setting
up of a body called Uttarakhand Tourism Development Board, a corporate entity with
perpetual succession and common seal with powers subject to the said Act.
(ii) With renaming of the State in 2006, the Board was renamed as Uttarakhand Tourism
Development Board. Thus, it is the highest body to advise Government on all matters
relating to tourism in the State. The statutory board is chaired by the Tourism Minister,
Govt. of Uttarakhand and Chief Secretary of Uttarakhand is its vice chairman. The
Principal Secretary Tourism acts as Chief Executive Officer. It also has five non-
official members from the private sector and experts in tourism related matters.
(iii) The Board also functions as a regulatory and licensing Authority.
(iv) Mission & Vision.
To place Uttarakhand on the tourism map of the world as one of the leading
tourist destinations.
To develop the manifold tourism related resources of the State in an
environmentally and socially responsible manner, with the active participation
of the private sector and the local host communities.
To develop tourism as a major source of employment and income / revenue
generation and as a pivot of the economic and social development in the State.
(v) Tehri is a spectacular place blessed with uninhibited natural beauty. It provides a
stunning view of Tehri Lake and Tehri Dam. Tehri lake provides a umpteen
opportunities to the adventure lovers who love to throw caution to the winds like
Boating, Jet-Skiing, Banana Rides, Water Skiing, Surfing, Canoeing, River-Rafting,
Paragliding, Kayaking and much more. Government of Uttarakhand is in the process
to develop a world-class theme based tourism destination around Tehri lake area
spread across 40,000 acres. It is the first ever destination to be developed under
tourism plan in Uttarakhand. Adequate infrastructure and availability of Land at
subsidised rate makes Tehri an ideal place for investment.
2. Objective:
A Master Plan is the long term perspective plan for guiding the sustainable planned
development of the area. Master Plan lays down the planning guidelines, policies,
development code and space requirements for various socio-economic activities
supporting the area’s population during the plan period. It is also the basis for all
infrastructure requirements, considering changing scenario and increasing spatial analysis.
The assignment is to prepare a Digital Master Plan for UTDB with objective of assessing
all existing facilities in Tehri and identify the potential tourist attractions to develop the
place as an international tourist destination.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 63 of 124
3. Tasks:
(i) Identify all Government and semi-government properties in and around Tehri.
(ii) Assess present condition of these properties (Civil Structures) & suggest their repair
requirements, if necessary.
(iii) Assess their present utilization.
(iv) Conduct surveys and studies for primary and secondary data to project their future
market potential.
(v) To address future market potential for tourism, analyse all possible models pointing out
merits and demerits for each model with reference to their viability, sustainability and
scalability.
(vi) Examine the viability of setting up of a Special Project Vehicle (SPV) with majority
ownership by Government of Uttarakhand.
(vii) Suggest ways and means to attract investors including Private Partnership models for
future expansion related tourism.
(a) Proposed Master plan should include:
(b) Destination Assessment - A comprehensive assessment of the destination brand,
attractions, product quality, and a thorough assessment of tourism's enabling
environment and policies
(c) Destination Vision - A shared view of the destination’s desired qualities in the
long-term
(d) Focus on Demand - Analysis of visitation levels and travel habits to and within the
destination among important niche traveller segments
(e) Visitation Goals and Sales Targets - Targets for visitor arrivals in the short-term
and long-term delineated by visitor profile
(f) Product Development Action Plan - Approach for the creation or improvement of
tours, lodging, attractions, events, and visitor services that can enhance the visitor
experience. Includes opportunities to attract investment
(g) Marketing Goals and Opportunities - Strategies to increase awareness among
target markets, driving sales, and reaching visitation goals
(h) Monitoring and Evaluation Plan - Key performance indicators with time bound
targets and a methodology to collect the data to analyze the success of all
destination initiatives
(viii) Master plan to take in to consideration following:
(a) Visualize best possible utilization of land in conjunction with available and
proposed sub-projects in the area,
(b) The sub-projects should aim to supplement and complement available facilities for
tourists and help attract more tourists and visitors like MICE participants, spiritual
explorers, medical therapy seekers, etc.,
(c) The overall plan should gel with local socio-economic-cultural ethos,
(d) All sub-projects should aim to maximize employment generation for the local
populace,
(e) All sub-projects should aim to maximize the revenue generation for UTDB and
State government,
(f) The Plan should achieve optimum utilization of local resources,
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 64 of 124
(g) The proposed strategy/ies should be investor friendly to roll out projects
seamlessly,
(h) The plan should envisage effective marketing strategies to attract investors
nationally and globally,
(i) The planned projects should bring out innovation and cater to a niche tourism,
(j) Proposed sub-projects should be self-sustainable,
(k) Concept plan should incorporate appropriate phasing and scheduling, and
(l) The plan should accommodate the needs of physically, mentally and visually
challenged tourists / visitors, green environment and safety.
4. DESCRIPTION OF THE ASSIGNMENT
The major components of the assignment are:
4.1 Formulation of Master Plan: Formulation of Master Plan of city as per Uttarakhand Urban
And Country Planning And Development Act 1973 which includes demand assessment,
identification of issues, projected requirements, development strategy and draft proposals on
the GIS base map and sector-wise data analysis, to be done by the Consultant. The
deliverables in the form of base map, thematic maps specified, data analysis reports, draft
plan document, etc. URDPFI/AMRUT Guidelines, shall also be referred.
4.2 Spatial Attribute Collection& Vetting of Base Maps: Consultant Shall Procure the
Satellite Imagery at 50 cm or better resolution and Shall Prepare Base Map At 1:4000 Scale
by collecting spatial attributes as per Design & Standards. Format shall be finalized in
consultation with UTDB
The draft base maps be prepared by incorporating the attributes collected on GIS database
and consultant shall generate draft final base maps after incorporating spatial attributes, and
shall submit the maps to the UTDB/Town and Country Planning Department, Dehradun
(TCPD) for vetting, after which the final base maps will be generated which will be used as
an input for plan formulation.
4.3 Urban Database Creation: Sector-wise data collection and data analysis report of Socio-
economic and physical aspects is to be done by the Consultant. In addition, primary surveys
such as land use survey, traffic &transport survey, household surveys (10% Sample survey)
etc. are required to be undertaken as required under the relevant acts.
4.4 Over and above the Consultant shall have to prepare the Digital Master Plan, Zonal Plan,
Composite Sajra Map Mosaic, Existing Land use Map Online Geoportal and Online Web
Application, for TADA Area according to Guidelines including AMRUT Guidelines Shall
be Followed Strictly.
5. SCOPE OF WORK
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 65 of 124
5.1 As per the Uttarakhand Urban and Country Planning and Development Act 1973, the
relevant provisions for formulation of Digital Master Plan shall be followed
5.2 The Digital Master Plan being prepared will include, but not be limited to, the following
aspects:
(i) Location, physiography, linkages, climate, regional setting
(ii) Historical background
(iii) Brief description of city, review of existing Master/ Development Plan, issues related
to implementation of existing master plan
(iv) Spatial growth of the town & direction, incorporation of new areas
(v) Demographic data including population (urban/ rural, ward-wise, male &female),
literacy rate, growth of population, workers and non-workers, occupational structure,
etc shall be collected – as per current & past Census data.
(vi) Employment generating activities – existing and potential
(vii) Industries–existing and potential, etc.
(viii) Commercial activities including retail and wholesale business, warehousing and
godowns, mandis, rural markets, etc.
(ix) Government and semi government offices and government reserved areas.
(x) Educational facilities (Govt./Private) including universities, colleges(engineering,
medical, arts, science, commerce, law, etc.), schools (higher secondary, secondary,
middle, primary, nursery, etc.) vocational training centres, etc.
(xi) Medical facilities (Govt./Private) including hospitals, dispensaries, primary health
centres, veterinary, ayurvedic, homeopathic, etc.
(xii) Social, cultural and other religious activities
(xiii) Other community facilities including cremation and burial grounds
(xiv) Physical infrastructure – electricity, water supply, sewerage, solid waste management,
telephone, etc.
(xv) Recreational facilities including parks, open spaces, mela grounds and playgrounds,
semi-public recreation, etc.
(xvi) Agricultural use including dairies, orchards, nurseries, reserved forests, etc.
(xvii) Circulation facilities including airport/railway stations and yards, road transport
terminals, stands for buses and trucks, parking, etc.
(xviii) Proposals/ commitments by Central/ State Government, concerned Local Body,
development authority, etc.)
(xix) All vacant lands under government ownership
(xx) All forest lands and van chowkies etc
(xxi) Places of tourist and heritage importance both natural and manmade including natural
areas, fairs and festivals, etc.
(xxii) Legislative and Institutional Framework, institutional structure – municipal bodies,
development authority, urban improvement trust, etc.
(xxiii) Action Plan, identification of projects and phasing, resource mobilization
(xxiv) Superimposition and digitization of cadastral map to the extent of individual khasras.
(xxv) Utility plan
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5.3 Spatial attribute collection and vetting of Base Map
To provide authenticity to the information, value-addition of spatial features will be done
through collection of attributes and the same will be vetted by TADA/TCPD for further usage.
The layer-wise spatial attributes as per the proforma given in Design & Standards will be
collected from the field by the Consultant, so that the draft final base map can be generated
which can be used as a input to the plan formulation.
5.4 Urban Database Creation
Urban and socio-economic data is an input to be used to study the existing situation,
identification of issues and formulation of proposals and projections. While most of the data to
be collected is secondary, some crucial data may be required to be collected from primary
surveys. An indicative format for data collection is provided in the guidelines, Data analysis
will be presented sector-wise, in the form of chapters in the draft Digital Master Plan document.
Databases to be created and surveys to be conducted – including landuse survey, socio-
economic, traffic and transport and other surveys will be as per the standard guidelines
5.5 Formulation of Digital Master Plan
The horizon year for the draft Digital Master Plan will be 20 years-.
The draft proposals will use existing Master Plan/Zonal/Regional plans, district plans and will
incorporate proposals of other departments
The draft Digital Master Plan will specify the aims and objectives for the development of the
city/ town.
Contents of the draft master/ development plan document will be as per URDPFI Guidelines
and statutory provisions of the Uttarakhand Urban and Country Planning and Development Act
1973.
Preparation of GIS Base Map
6. BRIEF DESCRIPTION
Consultancy Firm shall “Prepare GIS Base Map of Area of Interest (AOI)” using latest
high-resolution stereo image of Quick Bird/ worldview satellite imagery or better imagery and
survey of all physical features of the Town, Collection and Superimposition of Town Survey
Maps / Cadastral Maps, existing Administrative Boundaries, Slum Boundaries, Infrastructure
Details, Water bodies, Landmarks, Contours etc. The selected Consultancy Firm shall be
required to generate all the data sets as per the design standards of AMRUT.
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Following activities are to be covered under this part of the assignment:
(i) Review of existing situation, collection of all available data from TADA, including
municipal boundary, Town survey maps, Cadastral maps, ward boundary maps, slum
related data, colony boundary maps etc;
(ii) Data evaluation: Source and reliability, positional accuracy, attribute authenticity;
(iii) Design of proper grid and projection universal transverse Mercator coordinate system
(UTM-WGS 84) for the whole town;
(iv) Geo-referencing of satellite imagery using sufficient number of Ground Control Points
(GCPs) collected through Differential Global Positioning System (DGPS) survey;
(v) Interpretation and digitization of all physical features from satellite imagery. The
digitization process shall include vectorisation, symbolization, layering, edge matching,
topological integrity, and data base linking;
(vi) Geo-referencing and digitization of Cadastral Maps;
(vii) Generation of contour overlay at 2.0 meter interval using Stereo Satellite Data
(viii) Incorporation of locality, ward, zone and municipal boundaries;
(ix) Database structure and design;
(x) Integration of existing environmental, slum related and other data with base map.
7. PROJECT AREA
The project area or the Area of interest (AOI) is area covered under the jurisdiction of TADA.
8. SCOPE OF WORK FOR PREPARATION OF GIS BASE MAP
The selected bidder is expected to provide technical and management support during the planning,
design and implementation phases of GIS base map preparation activity as described below but not
limited to, for satisfactory performance of the services within the Contractual framework.
8.1 Preparation of GIS Base Map
Consultant shall develop a detailed GIS Base map on a scale of 1:4000 for the Area of Interest (AOI).
The details of features to be interpreted are given in Annexure II. The preliminary interpreted map
should be ground verified and the final map is to be prepared by incorporating the ground truth data.
These detailed maps consisting of the plan metric details, Cadastral boundaries, micro level land use
and utility services need to be generated using the latest technologies like DGPS, image processing
and digital data capture using high resolution satellite data of spatial resolution of 50 cm or better,
Pan Sharpened colour imagery supplemented by the ground truth collection.
The series of tasks involved in undertaking the project by the consultant are given below. The
consultants / firms must note that all the methodologies mentioned here are only for understanding of
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 68 of 124
the process. It is suggested that the consultants / firms, can provide a better alternative if any, to
undertake each of the tasks.
Task -1 Inception Report:
The Consultant/ Agency firm shall undertake a detailed assessment at each of the Area of
Interest (AOI) under the assigned package. The assessment shall be done for studying the
current practices in place for day-to-day operations, related documents used by the department,
along with the assessment of various data/ metadata available with the TADA. The agency are
to verify the TADA boundary with reference to the ground validation and collect the same,
while providing description of the TADA, list of village /villages forming part and total area in
hectares which is to be incorporated and indicated in the inception report, also the coordinates
of the TADA boundary duly authenticated by the concerned TADA is to be part of the report.
This authenticated coordinate is to be used for the procurement of HRSI (High Resolution
Satellite Imaginary).
After the assessment, the inception report has to be brought out with details on the assessment
procedure, data sets available and data gaps identified personnel available in each department
and their GIS skill sets etc.
Additionally, the report shall consist of Project plan, mobilization plan with detailed schedule,
availability, survey performance field surveys to be conducted and shall conform with or
without modification of the methodology and schedule of deliverables included in this proposal.
The proforma for conducting various surveys/ collection of data shall also be given. The
consultant shall also provide details of the staff, and their resume who will be assigned for the
project. All the mandatory staff listed out in RFP document has to be made available by the
consultant for the project from the date of approval of inception report.
The consultant shall also undertake an assessment of availability of the cloud free satellite
imagery– pan-sharpened data of 50cm or better resolution for the Area of Interest (AOI). It is
suggested that the imagery must not be more than four months old. Where ever the data is not
available, an alternative imagery of same or nearest resolution (pan-sharpened) has to be
suggested.
The Inception Reports of the Consultant shall be presented and discussed before Committee to
arrive at a common and standardized approach to the assignment. The Authority shall provide
its feedback to the Consultant within one week from the submission of Inception report. The
consultant has to only undertake the project as per the suggested methodology. Any deviation
from the set methodology will disqualify the consultants from the project.
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Task -2 Procurement of Satellite Imagery:
Consultant will procure the stereo image of very high-resolution satellite data of spatial
resolution of 50 or Better. (Pan and Multispectral Imagery) from NRSC Hyderabad. TADA
will assist by issuing a letter to concerned Authorities for quick procurement of Satellite
Imagery with following Attributes:
i
)
Resolution : 50 cm or Better
i
i
)
Area
coverage
: Present Spread of TADA Development
Authority Development Area with sufficient buffer.
i
i
i
)
Data
Products
: Digital and Hard Copy Images
Sufficient time is being given for Procuring Imagery, Hence only the acquired imagery must be
used for the preparation of Base Maps. Use of data from alternative online sources is strictly
prohibited as this is strictly against the usage policies of the respective services. The consultant
will be solely liable for any legality and any such deviations will lead to disqualification of the
consultant.
Task- 3 DGPS Survey & Geo Referencing:
To correct various geometric anomalies in raw satellite imagery, Ground Control Points (GCP)
collected through Differential Global Positioning System (DGPS) Survey will be used for Geo
referencing of the imagery. Geo Referencing and Geo-coding of data should be on WGS-84
with projection on UTM. For the DGPS Survey, GCPs should be selected at well-defined sharp
points clearly identifiable both on the ground and on imagery. A total of 20 or more as per the
requirement GCPs should be collected and these should be evenly distributed over the Area of
interest.
The consultant/ agency shall prepare and submit a Report on survey control which includes
executive summary of the survey, location and extent of the net-work of Primary Survey and
Secondary Survey Control Points established, Field notes on survey control including sketches,
details of instruments used for field work, details of software used for processing the observed
data, results summarizing the GPS observation data, map showing the network of all the control
points and the points used for geo-referencing the satellite images with heights. The co-
ordinates and heights for all the points shall be tabulated in a convenient and conspicuous
location on the map and digital data of control points in .dwg and .shp format.
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Task -4 Orthorectification of the Satellite Images:
The satellite Images shall be ortho rectified using DGPS points and also by using DEM
generated from satellite stereo pair. Use of SRTM/ ASTER and other free DEM is not
permitted. Geo-referenced images form the basis for the accuracy of all products to be derived
from the satellite images. A Final Report on Ortho rectification of the satellite images shall be
prepared and submitted to the Client. The report shall provide a narrative description of
procedures adopted, Results of the preliminary check, constraints faced, Final listing of co-
ordinates for all ground control points, Digital copies of all ground control points with
photographs of the control points of Base and Rover from all four directions i.e. North, South,
East, West.
Task -5 Preparation of Base Map and existing Land use Map:
Proper grid and projection shall be designed for the whole of the city/town. This is essential for
proper representation of graphical data and location related to various layers being created
which shall form part of GIS for the spatial analysis. In the case of digitization, the data is
checked for dimensional accuracy, completeness, displacement, edge matching, symbology,
and layering. All undershoots/overshoots; dangling and other topological errors shall cleaned in
the process.
Preparation of base map is to be done on scale 1:4000.
The extraction of features from satellite image shall also include the following:
(i) Buildings and Properties:
(a) Boundary - defined by compound wall of government building and other important
landmarks (if observed from High-Resolution Satellite Imagery, as a closed polygon).
Indicate government land separately. Mention layouts approved by sanctioning
Authority.
(b) Wholesale markets/ vendor zones/ slum/ buildings of heritage importance shall be
indicated.
(c) Restricted areas boundary {eg; cantonment etc.}
(d) Landuse Map (each landuse in different layer) with all attribute details along with
hierarchy of social and physical infrastructure.
(ii) Roads system:
(a) Lines for right of way of road (RoW)
(b) Centre lines (CL) of roads
(c) Carriage ways - main and service roads by surface - asphalt, water bound Macadam,
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 71 of 124
cart track
(d) Medians
(e) Traffic islands
(f) Kerb lines
(g) Footpaths
(h) Storm water (road side) drains
(i) Culverts
(j) Bridges
(k) Road over bridges (ROBs)
(l) Road under bridges (RUBs)
(m) Flyovers (Flyover).
(n) Major trees of Importance by point
(o) Service roads.
(iii) Transport Terminals: ISBT, Truck Terminal, Transport Nagar, Bus Stops, Bus / Truck
Workshops, Parking/ Multi Level Parking etc.
(iv) Railway system:
Station, yard, all structures, boundary
Railway land and track (Centre line)
Level crossings
(v) Storm water drainage system
(vi) Electricity system:
Sub-stations 11KV /33 KV
High tension transmission (HT) lines at the base
Poles for high tension transmission lines (HEP)
Transformer centres (TC)
(vii) Water supply system:
Ground level Storage reservoirs (GLSR)/ Elevated level Storage Reservoirs (ELSR)
boundary and all structures
Overhead tanks (OHT), boundary and all structures c. Pumping stations, boundary and all
structures.
Water supply system should include information from Source to the delivery point/and
area of distribution
(viii) Underground drainage system:
Pumping stations, boundary and all structures
Sewage treatment plants, boundary and all structures
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(ix) Solid Waste Management System:
Position of Garbage dumping ground
Garbage collection points
(x) Natural features:
(a) Physiography: slope/ relief/ topography
(b) Water bodies and hydrography (as related attribute data) information on HFL, LWL,
FTL etc.
(c) Reserved forests/ village forests (to be vetted by concerned department)
(d) Landslide/ Flood prone/ other disaster-prone areas
(e) Eco fragile areas and Geo-heritage sites.
(xi) Other man-made features: Man-made features in the contract area extracted from
satellite images and mapped shall include:
(a) Canals
(b) Dams
(c) Tanks
(xii) Plans based on spatial/ non-spatial data depicting the following shall also be
submitted:
(a) Regional location i.e. town’s location with reference to its district, nearby salient
feature like railway stations, airport etc.
(b) Existing Tourism activity (if any)
(c) Transportation survey (traffic survey, faulty junction etc accident zones, existing
ROW)
To achieve desired standard of accuracy, it is suggestive to have a proper grid (10 Mts x
10 Mts) and projection shall be designed for the entire Area of Interest. This is essential
for proper representation of graphical data which shall form part of GIS for the spatial
analysis. In the case of digitization, the data is checked for dimensional accuracy,
completeness, displacement, edge matching, symbology and layering. All undershoots /
overshoots, dangling vertices shall be removed in the process. The method to be adopted
for digitization shall conform to the standards prescribed under the guidelines
The consultant is responsible for achieving 100% accuracy for correcting true/ valid
omissions and corrections identified by the client.
Task-6 Collection of Various Maps & Data From Municipal & Government Agencies:
Simultaneously with Task-1, the Consultant shall collect maps and secondary data from various
authorities. A set of such maps that will form a part of the spatial database is illustrated below:
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 73 of 124
(i) Digital Master Plan / Zonal Plan showing proposed land use zoning, transport network
and sites designated for various public purposes.
(ii) Maps showing administrative boundaries of TADA jurisdiction, administrative wards,
area/ block units used by census.
(iii) Base Map/ Revenue Maps showing Cadastral Boundaries.
(iv) Maps/ Engineering drawings of utilities like water supply, sewerage, storm, water
drainage, solid waste disposal, roads along with the data available with TADA / ULB/ any
other concerned Department.
(v) Data regarding services like Fire Protection, Cremation and Burial Grounds, Slaughter
Houses, Cattle Ponds, Parks, Gardens and Swimming Pools etc.
In case such data is missing, this will form a part of the field survey/ verification.
(vi) Location of State and Central Government offices, railways and highways, all roads along
with centerlines, post and telegraph offices, police stations, primary & high schools,
colleges, universities, primary health centers, hospitals, banks, theatres etc. also need to
be located on the maps through field verification.
(vii) Existing land use categories like residential including slums, industrial, commercial and
healthcare, educational, sports and recreation facilities.
(viii) Demarcation of slums areas (Notified and Non- Notified). In case such data is missing,
this will form a part of the field survey/ verification.
(ix) All features should be collected along with the necessary attributes that will be later used
for annotation.
(x) Preparation of survey proforma for each of the layers to be generated.
Task-7 Incorporation of Cadastral Information:
After collection of all required map, all maps have to be scanned as raster images and the
vectorisation of scanned raster images shall be done with label symbology and annotation with
unique Ids. Digitized map shall be geo-referenced with satellite image using sufficient numbers
of GCPs before incorporating the cadastral and utility information.
Overlay of Cadastral Maps on High-Resolution Satellite Image (HRSI):
The analog cadastral maps are vectorized and village-level digital cadastral maps are prepared.
Task-8 Survey and Updation of Base Map:
The consultant will be responsible for integration of available data with Base Map in GIS
relating to slum data, environmental data, Infrastructural Data and Vendor Zoning Data sets in
addition to the data collection during the preparation and Updating of base map. The consultant
will collect the data in proper field data sheet format. The base map Hard copy prepared
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 74 of 124
through onscreen digitization of imagery as discussed above is to be used for ward wise/area
wise survey for the updation purpose and finalization of layer wise Base Map with the
attributes, as per Annexure III.
Task-9 Final Base Map:
Final base map is to be prepared incorporating the data collected from survey and the data for
different entities. Hard copy base maps are to be prepared at 1: 4000 scale & ward wise
boundary and village wise boundaries should be depicted. The base maps will be prepared in
various layers for ease of operation in GIS. Layer and data structures can be modified
depending on the local requirements of TADA after approval from TADA. The details of the
layers for base map for reference are given at Annexure III.
8.2 Updation of Base Map
During the survey if there is any change in status of administrative boundaries (like ward boundary,
tax zone, circle), other utilities including road, drainage, sewerage, water network, OHT etc. it should
be updated in the Base Map.
8.3 Workshop and Training
The consultant shall organize at least 3 workshops and training during the Project period. The
participants of the workshop will be executives and staff of the TADA. All the workshops during the
project period shall be focused on work progress, training on survey, mapping, database integration
and updation of data.
Preparation of Digital Master Plan /Zonal Plan
UTDB has initiated a series of reforms and measures to improve governance, physical and social
infrastructure for the well-being of citizens with a thrust to urban reforms. For efficient, economical
and meaningful Development – TADA intends to appoint an agency / firm/ consultant to carry out the
work of preparation of GIS based Digital Master Plan and Zonal Development Plans 2040 for TADA
region.
9. BRIEF DESCRIPTION OF TASK
Consultancy Firm shall “Prepare of GIS Based Digital Master Plan and Zonal Development
Plans 2040 for TADA area, the selected Consultancy Firm shall be required to generate all the
data sets as per the design standards of National Urban Information System (NUIS)/AMRUT as
applicable. Following activities are to be covered under the project:
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Review of previously prepared Master Plan, if any, for TADA area and preparation of GIS
Based Digital Master Plan and subsequently zonal plan for TADA area with special emphasis
on Urban infrastructure and investment plan – keeping in view the potential development
envisaged.
The key objective of this exercise is to:-
(a) Determine the carrying capacity of the TADA region, considering its location (in an eco-
sensitive /seismic zone) and should be based on assumptions of a decent and adequate quality of life, based on the acceptable / appropriate infrastructure, amenities and the available natural resources.
(b) Assessment of potential industrial and tourism led development including projection of future employment
(c) Estimate the population and activity level that can be supported in relation to levels of urban development (Density, location, land-uses, scale, etc.).
(d) Produce a comprehensive report that analyses the status, suitability and sufficiency of various infrastructural facilities, utilities, and natural resources available and planned for the area.
(e) Facilitate high quality urban infrastructure to improve the quality of life. (f) Conserve and revitalize the system of water bodies. (g) Urban renewal schemes for core (old built up area), heritage and sensitive areas. (h) Suggest self-financing projects to improve the infrastructure. (i) Suggest urban design guide lines. (j) Suggest Policy Interventions for each sector and Plan Implementation Mechanism.
10. OBJECTIVES OF THE PROJECT
(a) The Project envisages preparation of the GIS based Digital Master Plan and Zonal
Development Plans for the project area, aims at sustainable development evolving
development vision and road map for balanced growth of the region by regulating future
spatial development to be envisaged for the horizon year, 2040. The Digital Master Plan
will be a constitutional instrument as it conforms to the provisions stated in Uttarakhand
urban and country planning and development act 1973.
(b) The specific objectives of the task are as under:
i. The Digital Master Plan and Zonal Development Plans for project area should be
prepared integrating the road pattern and land uses proposed for the horizon year 2040.
ii. A Road Map for regulating future growth: Prepare a Digital Master Plan and Zonal
Development Plan in accordance with provisions of Chapter Uttarakhand urban and
country planning and development act 1973. Envisaging a Land use Plan, considering
potential growth and emerging development pressure and provide a road map/strategy
for regulating future growth in a planned manner for the project Area.
iii. Environmental Sustainability: Prepare a Digital Master Plan and Zonal Development
Plan avoiding potential adverse implications on existing environmental resources
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including rich Agricultural hinter land with many canals and river, forest areas, sanctuaries, heritage precincts, bio-diversity areas, water bodies, in compliance with other legislations of Government of India. Prepare a Digital Master Plan and Zonal Development Plan supported by strategic environmental Plan.
iv. Locational Plan: Through a realistic estimated demand, prepare a Digital Master Plan ,
which suggests appropriate locations for future employment areas, new growth centres,
counter magnets and provides for adequate land for key public infrastructure including
hierarchy of roads, modern, feasible and efficient public transportation system,
transportation terminals, trunk water supply system, waste water and solid waste
management system and disposal areas, trunk power supply and key institutional, social
and recreational facilities .
v. Transportation Plan based on Land use – Transportation Model to guide
development: Prepare a Digital Master Plan and Zonal Development Plan, which focuses on
transportation plan and infrastructure, assessed through detailed field studies and
surveys, realistic estimation of transportation demand in the base year and future travel
demand pattern based on land-use transportation model within the Project Area.
vi. Participatory and Consultative Plan: Prepare a Digital Master Plan and Zonal
Development Plan, which combines perceptions and visions of various stakeholders
including civil society of both urban and rural areas, agriculture community,
industrialists, traders, elected representatives, academicians, government and non-
governmental organizations.
vii. Capital Investment Plan and Resource Mobilization Strategies (Business Plan):
Prepare a Digital Master Plan and Zonal Development Plan, which identifies key
infrastructure projects, estimated capital investment, resource mobilization strategies and
realistic implementation plan. Prepare an exclusive document on "Working Plan" to
facilitate TADA, in implementation of short, medium and long-term projects that are
translated from the Master Plan. The Working Plan shall help TADA for accessing
funding for various infrastructure projects.
viii. Planning strategies on conservation and ecologically sensitive zones and archaeological
protection areas.
ix. Evaluation of Housing strategies and plan for socio-economic condition wise future housing need and stock.
x. Urban environmental plan to conserve the ecosystem and suggest ways and means to
contain pollution.
xi. Urban design/renewal plans for the core areas and in the zones of archaeological monuments.
xii. Prepare implementable action plans for short term and medium-term plans.
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11. SCOPE OF WORK FOR THE PREPARATION OF THE DIGITAL MASTER PLAN
AND ZONAL DEVELOPMENT PLANS
The scope of the services for the preparation of the Digital Master Plan and zonal development
plans for the TADA jurisdiction Area will be carried out to meet the objectives through Five
Stages as follows:
a) Stage-1: Existing Situation Assessment
b) Stage-2: Vision-2040 and Strategy Formulation
c) Stage-3: Final Spatial Strategy and Preliminary Digital Master Plan
d) Stage-4: Draft Digital Master Plan and Draft Zonal Development Plans including detailed
Zoning Regulations
e) Stage-5: Assistance to TADA in notification and finalization of Draft Digital Master Plan,
Zonal Development Plans, Zoning Regulations and action Plans.
a. STAGE - 1: EXISTING SITUATION ASSESSMENT
This stage represents the initiation of the Digital Master Plan preparation. The scope of work in this
stage is a comprehensive assessment of the existing situation and identification of the general trends
of socio-economic development at the regional level. Furthermore, the stage will concentrate on the
assessment of available data and information and accuracy of this data in terms of quantity, quality
and its adequacy for the purpose of the preparation of the intended Digital Master Plan. Therefore, the
Consultants shall collect all available data and conduct all necessary surveys and researches as
described in this Stage and as required for the assignment. The scope of work of this stage shall be
accomplished in Five (5) Tasks as follows: Task-1 Data Collection and Review and Documentation of Policies, Strategies and Plans:
The task will draw a comprehensive picture of the existing socio-economic conditions, physical
characteristics both built up and natural and assembly and appraisal of all of the data in order to
identify existing development trends and issues. Furthermore, the Consultants shall fully comprehend
all existing policies, plans, strategies and laws that influence the planning practices and execution of
the approved plans. The activities to be carried in this Task are as follows:
1. Review of all sectoral policies, strategies and plans on regional economic development,
industrial policy, tourism and heritage conservation, PPP framework, protection of
environmental resources, directions given by Hon’ble Supreme court/ High Court/ National
Green Tribunal etc. 2. Compile all available spatial and attribute data, regarding existing conditions in the Project
Area but not limited to the following areas: a) Socio-economic data including economic base characteristics of various economic sectors
(agriculture, animal husbandry, fisheries, industry and tourism), employment, population and
demographic characteristics, industrial base, prevalent sectors and output, etc.
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b) Environment and Natural Resources including forests. rivers, lakes and other water resources and protected areas, natural drainage areas and flooding areas, ravines, sanctuaries/bio-
diversity areas, mining and quarrying, high value natural scenic sites, geo-heritage areas including the heritage areas etc related to the environmental concerns.
c) Physiographic and geology including climate, winds, topography, geology, natural risk sites etc.
d) Human settlement hierarchy, function and distribution: including urban and rural settlements/habitats.
e) Built-up environment and existing land use.
f) Transportation infrastructure including road based, rail based, waterways and air transport
and networks including the projects in pipeline or policy. g) Physical infrastructure data including water supply and networks, Electricity supply and
network, sewerage system, telecommunication, solid waste treatment facilities. h) Social infrastructure data including hierarchy of educational, health and other community
facilities, their distribution and accessibility. i) Projects under implementation including the inventory of all infrastructure, housing and real
estate projects under construction. j) Review of previously prepared Master Plan for TADA Development
Authority area with special emphasis on the violations and suggestions for the same.
3. Having accomplished the above activities, Consultants shall:
a) Assess the quality and quantity of data available at the regional and other hierarchal levels. b) Identify the gaps in terms of information needed and the approach and methods to overcome
such deficiency. c) Conduct all necessary field studies and surveys to update missing data and information
needed for preparation of the Project. Task-2 Base Map Preparation: The base map prepared by the consultant in consultation with UTDB and approved by the
committee shall be used for this task.
Task-3 Analysis and Assessment of Situation:
1. Based on the above, the Consultants shall conduct the assessment of the existing situation
and identify issues, opportunities and challenges. The task shall cover SWOT analysis (but not limited to) the following:
(a) Review of all sectoral policies, strategies and plans and G.O.s; (b) Status of present TADA region in terms of implementation strategies; (c) Demographic characteristics; (d) Real Estate Market Survey and Assessment (e) Regional Economic base assessment - Inventory of existing, on-going and proposed land
use, industry and infrastructure development initiatives in the vicinity of the proposed project area
(f) Economic sectors' assessment- Determine sectors where TADA region exhibits competitive
strengths such as skilled manpower, resource base, cost advantage, etc.
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(g) Study of Economic and Investments Scenario in TADA-region including the trends in
economy, investment attractiveness, comparison with other states and regions, leading destinations of investments, attractiveness of TADA-region from an investment standpoint
(h) Catchment Area analysis- inventory of existing catchment areas (i) Transportation sector assessment (j) Infrastructure and utilities; (k) Slums and urban poverty. (l) Heritage and conservation; (m) Water resources and their future capacities for the horizon year and water management. (n) Geomorphological studies (based on available studies and investigation); (o) Water bodies and conservation (p) Environmental Mapping and Strategic Environment Assessment; and 9 (q) Spatial planning efforts and land use preferably land use modelling. Determine the carrying
capacity of the TADA region, which should be based on assumptions of a decent and
adequate quality of life, based on the acceptable / appropriate infrastructure, amenities and
the available natural resources. (r) Should produce a comprehensive report that analyses the status, suitability and sufficiency
of various infrastructural facilities, utilities, and natural resources available and planned for the area.
(s) Develop the carrying capacity assessment framework using environmental information,
derived from field surveys and satellite images using carrying capacity assessment process Methods or Tools Considering Development conditions- Land-use, development density, population, traffic volumes, potable water availability, Microclimate Solar radiation, wind direction, wind velocity, atmospheric pressure, temperature, humidity Vegetation, absorption abilities, soil, carbon footprint etc."
Task-4 Stakeholder Consultations:
1. The Digital Master Plan shall adopt participatory approach by conducting interactive
sessions. Therefore, consultants shall devise effective strategy to conduct consultation with
stakeholders including civil society of both urban and rural areas, agriculture community,
industrialists, traders, elected representatives, academicians, government and non-
governmental organizations. 2. A minimum number of various levels of consultations and workshops at village level shall
be conducted. However, Consultants may propose additional number of consultation, if needed.
3. Additionally, the consultant should carry out one to one interactions with key players in the industrial sector in Uttarakhand on their views on industrial growth in TADA region (format for industry interactions to be finalised in consultation with the Authority)
4. The entire expenditure on conducting workshops/meetings shall be borne by the consultant only.
b. STAGE- 2: VISION - 2040 AND STRATEGY FORMULATION
1. Based on the detailed analysis and assessment of the development status and current trends
in the Project Area carried out during Stage -1, the Consultants shall develop alternative
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 80 of 124
strategies to achieve the goals and objective (as mentioned in point no: 3) of the sustainable development in the Project Area in the light of State level policies.
2. In this stage, the Consultants shall carry out, but not limited to, the following:
(a) Identification of opportunities, strengths and weaknesses and threats for the
development of the TADA region (b) Formulate a Development Vision for 2040 stating Vision Statement, targets and
Strategies to achieve goals. (c) Suggestions or alternate solutions for the violations in the previous master plan. the
provisions of previous master plan which needs to be amended as per the present need.
(d) Make a realistic demand assessment on key economic activities and employment
opportunities - Demand Assessment to analyse future development prospects, identify
target sectors / markets based on the competitive and comparative advantage to enhance
the pace of economic development, and ensure balanced development
(e) Finalize on industries within each sector in which the local area holds clear advantage-
like local skill availability, market access, raw material availability, external
infrastructure quality and linkages, foreign FDI interests
(f) Developing the estimate for the likely space demand from the identified target
industries for space within the TADA region
(g) Development of a product mix to be used as a basis for the preparation of the final land
use plan which will include among other things, a list of industries and activities with
land requirements
(h) Demographic projection up to 2040 and estimate future demand on housing and other
physical and social infrastructure.
(i) Evolve 2-3 alternative scenarios for spatial growth up to 2040.
(j) With inputs from transportation model, and other key parameters evaluate all 2-3
alternative scenarios and finally choose preferred alternative
(k) Each of proposed alternatives shall discuss the following:
a. The vision of the regional/City spatial structure and the likely scale of development
in the context of demographic trends, including migration patterns and housing
issues.
b. The implications of the above on the distribution of population and activities and on
the land use and environment.
c. The role and feasibility of developing growth centers that can attract inward
investment and efficient infrastructure – including the potential of the TADA
region acting as a pivot for future economic and spatial development
d. Economic sector development and employment generation, strategic plans to invite
foreign investments at strategic growth points for economic sustainability and
balanced growth.
e. The distribution of population and economic activities and urban rural linkages and
the development of rural economy and necessary infrastructure to sustain.
f. The holding capacities of various environmental factors to be assessed for
sustainable development eg availability of potable drinking water sources till
horizon year.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 81 of 124
g. Identification of key commercially viable real estate / infrastructure projects that
can be taken up by the Authority or other government agencies based on a detailed
real estate market assessment
h. Regional and Urban Infrastructure in terms of transport, water supply, power and
communication, urban environment quality including waste management and
effective drainage.
i. The Management of Environment, and Natural Resources
The integration of the capacity of the environment to accommodate in the
proposed strategy.
The maintenance and enhancing of the quality and diversity of natural and
cultural heritage.
c. STAGE- 3: SPATIAL STRATEGY AND PRELIMINARY PLANS
1. Upon approval of the preferred strategy, the Consultants shall formulate the final spatial strategy and the resultant preliminary land use plan. The preliminary land use plan shall be prepared to the detailed level described below and by incorporating all comments and feedback from UTDB / TADA.
(a) General zoning covering the whole Project Area and defining clearly all types of land
uses including open space, protected and productive areas. The land uses assigned
shall be as far as possible demarcated by the physically verifiable features eg. road,
river, drain , canal , extreme level difference, forest boundary etc.
(b) Transportation Plan: -structure plan for road network with hierarchy of roads and rail
/metro / ropeway network.
(c) Trunk level water supply system, sewerage and storm water drainage system
(d) Social Infrastructure including health, education, recreation, sports, etc.
(e) Commercial centers at various levels.
(f) Solid waste and waste water treatment and disposal facilities.
(g) Major resources and distribution system of water, power, sewerage disposal system.
(h) Heritage conservation system
(i) Micro level planning to promote different kinds of tourism ie. heritage, pilgrimage,
adventure, medical etc.
(j) Conservation of ecosystem and water bodies and action plans for water harvesting
(k) Division of the Development Area into zones for the further preparation of Zonal
Development Plans. The division shall be based on physically verified features and
upon technical logic.
2. Strategy report will include the following:
(a) Regional Setting (b) Current socio-economic condition and trends (c) Projections based on current trends (d) Opportunities and challenges (e) Proposed development strategy (f) Projections based on the proposed strategy (g) Spatial implications of the proposed strategy
(h) Consultants shall prepare action plans for short and medium term
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 82 of 124
3. The other reports of Preliminary Draft Digital Master Plan shall include the following:
(a) Transport Sector Plan (b) Strategic Environmental Action Plan including solid and sewage disposal plan. (c) Strategic Real Estate and Industrial Development Plan
(d) Development control and zoning regulations. (e) Capital Investment action Plans for the consecutive 5 year development plans
covering the period of the strategy (20 years), along with preliminary cost estimate of each proposal on priority.
d. STAGE - 4:
1) Preparation of Draft Digital Master Plan and ZDPs for next 20 years for entire TADA Region and the as per the scope of work of this TOR and URDPFI guidelines.
2) Presentation of the Draft Digital Master Plan and ZDPs to the Development Authority. 3) Incorporation of the suggestions received from the committee. 4) The Consultants shall prepare Draft Digital Master Plan and ZDPs simultaneously
and submit it to the TADA for approval.
e. STAGE-5: ASSISTANCE TO DEVELOPMENT AUTHORITY IN NOTIFICATION & FINALISATION OF DEVELOPMENT PLANS
1. Consultant shall facilitate UTDB / TADA in notification of Draft Digital Master Plan
and Draft Zonal Development Plans. As per provisions of Uttarakhand Urban and
country planning and development act 1973, which shall be exhibited to general for 30
working days. Upon receipt of objections and suggestions, the same shall be compiled.
In consultation with TADA, strategies to incorporate objections and suggestions will
be finalized, thereafter, they shall incorporate the same in Final Draft Digital Master
Plan and Zonal Development Plans and submit to TADA which will then submit the
same to the Government of Uttarakhand for approval.
2. Along with Final Draft Digital Master Plan and Zonal Development Plans, the
Consultants shall submit all Plans and drawings in GIS platform and also in AutoCAD
platform in an agreeable format to the Authority. The maps prepared shall be in
compliance with the National Urban Information System (NUIS)/URDPFI/AMRUT as
applicable, GIS Database structure. The Digital Master Plan shall be delivered at
1:4000 scale digitally and hard copy scale shall be as per the requirement of UTDB /
TADA. However, data capture for the Digital Master Plan has to be at 1:4000 Scale
OR BETTER for using the same database as base map for Zonal Development Plan
preparation. The Digital Master Plan for urban areas shall be delivered separately at
1:4000 also. The digital database shall be provided in GIS Platform and also in
AutoCAD platform to the UTDB.
3. In addition to the above, the consultants shall submit monthly progress reports
indicating the progress of the study in terms of schedule activity versus actual status,
reasons for delay (if any) and the likely action plan for the following months.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 83 of 124
ATTRIBUTES FOR SURVEY AND BASE MAP
Finalization of layer wise base map with the following attributes:
i) Building, Plots/Vacant Lands
During the survey, all govt. buildings, structures, locations, vacant lands etc. should be marked
and the data is to be collected. Consultant will propose the methodology for survey for creation
of map features and GIS database in their technical proposal.
ii) Roads
All types of roads / streets etc. within the area of interest (AOI) will be surveyed/Maped and
incorporated in the base map. It includes National Highway, State Highway, District Roads,
Principal Main Road, Main Road, Street (Public and Private). Every road needs to be given a
unique ID and the consultant will propose the methodology for its generation in their technical
proposal.
iii) Drainage and Sewerage Network
Drainage and sewerage network within the AOI is to be marked and incorporated in the base
map with support of Concerned Departments. Flow direction must be marked during the survey
that should be shown in the Final Base Map, marked with Drainage/Sewerage network.
iv) Water Supply Network
The water supply network is to be marked and incorporated on to the base map as per the
format including but not limited to the following:
a. Ground level Storage reservoirs (GLSR)/ Elevated level Storage Reservoirs (ELSR)
boundary and all structures
b. Overhead tanks (OHT), boundary and all structures c. Pumping stations, boundary and
all structures.
c. Water supply system should include information from Source to the delivery
point/and area of distribution
v) Slum Boundaries
Each slum area is to be marked and digitized by image interpretation.
Survey and the data for each slum available with UTDB or concerned Departments should be
integrated in GIS.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 84 of 124
Demarcation of slums areas (Notified and Non- Notified). In case such data is missing, this will
form a part of the field survey/ verification. The consultant will refer the data available, to
update the base map . The data collected and supplied is to be reconciled before linking in GIS
environment.
vi) Bridges / Flyovers
The data for bridges/flyover is to be collected as per the format given in Annexure III and
incorporated in the base map.
vii) Garbage Collection Centres
The data for garbage collection centres is to be collected as per the format given in Annexure III
and incorporated in base map.
viii) Environmental Data Integration
The consultant needs integrate the following environmental point source data:
a) Air Quality
b) Trees
c) Water Quality
d) Soil
e) Noise
f) Health
ix) Other Features
Other features which are listed in the layer list provided at Annexure III, like traffic squares,
water bodies, etc., are to be updated at the time of survey and incorporated in the base map with
database. Important landmarks should also be taken correctly on the plots with proper
information for the final base map. For other layers, for which format is not given, the data
should be collected as specified in Annexure-III- “Details of Layer for Base Map”.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 85 of 124
DETAILS OF THE LAYERS FOR BASE MAP
Sl.
No. Layer Name
Vector
Representation Data Source Attribute Data Remarks
1.
Municipal
Boundary
Polygon DEVELOPMENT
AUTHORITY/ ULB
and Field Survey
ID and ULB Name Provided by
concerned ULB
2.
Area of
Interest
Boundary
Polygon DEVELOPMENT
AUTHORITY/ ULB
and Field
Survey
DEVELOPMENT
AUTHORITY/
ULB Name
Provided by the
client /
DEVELOPMENT
AUTHORITY/
ULB
3.
Ward
Boundary
Polygon DEVELOPMENT
AUTHORITY/ ULB
and Field Survey
ID, Ward No. Zone
No. and Ward
Name
Provided by
concerned ULB in
Hard copy
4.
Zone
Boundary
Polygon DEVELOPMENT
AUTHORITY/ ULB
and Field Survey
ID, Zone No., Zone
Name
Provided by
concerned
DEVELOPMENT
AUTHORITY/
ULB
5.
Industrial
Zones/Area
Polygon DEVELOPMENT
AUTHORITY/ ULB
and Field Survey
ID, Locality Provided by
concerned
DEVELOPMENT
AUTHORITY/
ULB
6.
Colony
Boundary
Polygon DEVELOPMENT
AUTHORITY/ ULB
and Field Survey
ID, Ward No,
Name
Should be marked
during field survey
7.
Slum
Boundary
Polygon DEVELOPMENT
AUTHORITY/ ULB,
Imagery and
Field Survey
ID, Slum No.,
Locality
Should be marked
during field survey
8.
Reserved
Forest/
village forest
boundary/Va
n Chokies
Polygon Imagery and
forest / revenue
department
type of forest; RF/
VF
digitized from
satellite imagery
and vetted by
concerned
department
9.
wholesale
markets/ veg
and grain
market
Polygon Imagery and
Field Survey
area in sq.mt. digitized from
satellite imagery
and vetted by
concerned
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 86 of 124
department
10. Streams/Drai
nage/ Canal
Polygon Imagery and
Field Survey
ID, Type of water
bodies
Canal, Drainage,
River and Streams
11.
Over Head
Tanks
Polygon Imagery,
DEVELOPMENT
AUTHORITY/ ULB
and Field Survey
ID, Ward No.,
Locality, Road ID,
Capacity, Status
12.
Landfill Site Polygon DEVELOPMENT
AUTHORITY/ ULB
and Field Survey
ID, Road ID, Ward
No.,
Locality
13. DGPS Points Point Field Survey ID, Latitude,
Longitude, Height
14.
Sewerage
Network/
Drainage
Network
Line PHED, ULB/
Concerned
Departments and
Field Survey
It should be marked
in the field with the
help of Concerned
Departments.
15.
Water Supply
Network
Line PHED, ULB/
Concerned
Departments and
Field Survey
It should be as per
format given in
Annexure II.
16.
Drainage
Pumping
Station
Point PHED, ULB/
Concerned
Departments and
Field Survey
ID, Road ID,
Capacity, Ward,
Locality,
Description
17.
Water
treatment
plant
Point PHED, ULB/
Concerned
Departments and
Field Survey
ID, Road ID,
Capacity, Ward,
Locality,
Description
Pumping Station,
and Treatment
Plant data can be
collected from
concerned
Departments/ ULB
18.
Fire Stations Point Field Survey,
Concerned
Departments/ ULB
ID, Road ID,
Capacity, Ward,
Locality,
Description
19.
Garbage
Collection
Points -
Secondary
Point Field Survey,
Concerned
Departments/ ULB
ID, Road ID, Ward,
Locality,
Garbage Type,
Status,
Coverage Area
(No. of
Garbage Collection
Points and Transfer
points
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 87 of 124
Houses/ Colonies)
20.
Slaughter
House
Point Field Survey,
Concerned
Departments/ ULB
ID, Road ID, Ward
No, Locality
21.
Bridges/
Flyover
Line Imagery and Field
Survey
ID, Road ID, Ward
No, Locality,
Bridge type,
Length, Width,
Construction
Material,
Construction Year
Culverts, Fly over,
all type of bridges
22.
Parks/Garden Polygon Imagery,
DEVELOPMENT
AUTHORITY/ ULB
and Field Survey
ID, Road ID, Ward
No, Locality, Type,
Name
Park, Garden,
Zoological Park,
Botanical Park
23.
Tube Well Point Concerned
Departments/ ULB,
PHED and Field
Survey
ID, Road ID, Ward
No, Locality,
Description, Status
24.
Hand Pump Point Field Survey ID, Road ID, Ward
No, Locality,
Description, Status
25.
Community
Toilet
Point Field Survey ID, Road ID, Ward
No, Locality,
Description, Status
26.
Water
Pumping
Stations
Point Concerned
Departments/ ULB
and Field Survey
ID, Road ID, Ward
No., Locality,
Description, Status
27. Traffic
Square
Point Imagery and Field
Survey
ID, Road ID, Name
28. Railway Line Imagery and Field
Survey
ID, Type Broad Gauge/Meter
Gauge
29. Contours Line Field Survey/stereo
data
ID, Height Generated at 2 mts
interval
30. Power Supply
Network
Line Field Survey ID, Type (11KVa/
33KVa)
31. Electric
Transformers
Point Survey ID, Road_ID
32. Landmarks Point Imagery and Field
Survey
ID, Road ID, Ward,
Locality, Type,
Major Hospitals,
Govt. Buildings,
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 88 of 124
Name, Description,
Status
Historical
Monuments, Post
Office, Police
Stations, Major
Industries, and
commercial places,
Electric Substations
of 33 KVa or more,
Telephone
Exchange, etc. At
least one Landmark
should be marked
at every 500 mts.
33.
Road
Network
Line Imagery and Field
Survey
Road ID, Type,
Road Median
(Yes/No);
Construction
Material, Name,
Carriage Way
width, ROW width,
34. Carriage Way Double Line Imagery and Limited
Field Survey
ID, Road ID,
Width
35. Right of Way Double Line Imagery and Limited
Field Survey
ID, Road ID,
authorized Width
36.
Footpath Line Imagery and Field
Survey
ID, Type, Road ID,
Construction
Material, Width
37.
Transport
Terminals;
road/air/rail
Polygon Imagery and
Concerned
Department
ID, Type, area in
sq.mt.
38.
Sewerage
Treatment
Plant and
Sewerage
Pumping
Station
Point PHED, Concerned
Departments/ ULB
and Field Survey
ID, Road ID, Type
(STP/SPS)
Capacity, Ward,
Locality
39.
Cell Phone
Tower/
Telephone
Tower
Point Concerned
Departments/
DEVELOPMENT
AUTHORITY/ ULB
and Field Survey
ID, Ward No.,
Locality, Road ID,
Parcel ID,
Description
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 89 of 124
40.
Bus Shelters,
Bus terminals
Point DEVELOPMENT
AUTHORITY/
ULB/ Concerned
Departments and
Field Survey
ID, Ward No.,
Locality, Road ID,
Description
41.
Cadastral
Map/Town
Survey Maps
Polygon From
DEVELOPMENT
AUTHORITY/ ULB
and Land Records
Department
ID, Khasra
No/property
number.
42.
UTILITY
PLANS
LINE CONCERNED
DEPARTMENT
ID, Road ID, Ward
No, Locality,
Description, Status
Web-GIS Specifications
(i) The Web GIS system should have the concept of automatic database and file system crawling
and metadata harvesting in the COTS package itself, an administrator should be able to
actually serve data (or a set of data) without worrying about the new or changed data.
Crawlers can efficiently judge and serve the latest data received at UTDB data center at
designated folders. An administrator does not have to keep adding new or changed data
because of updates being done in ‘a’ system. And hence this ‘automated service management’
increases the efficiency and productivity by reducing the time required to manage it. The
system must do the following tasks automatically:
a. Metadata harvesting and cataloguing from raster datasets
B7:B10B6B7:B11B7:B11B6B7:B11
b. Footprint generation
c. Thumbnail generation
d. Image Pyramid generation
(ii) For the purpose of interoperability and integration, the Web GIS system should support
different open interfaces and web-services as OGC WMS, OGC WMTS, OGC WFS, OGC
WFS-T, OGC CS-W, OGC WPS, OGC WMC, KML, GeoRSS, SLD and GML.
(iii) The Web GIS system should support clipping and/or download option for raster and vector
data by only authorized users of UTDB. The provision of right definition of read, edit, modify
should be there in the COTS package on the individual datasets. The supported raster format
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 90 of 124
should be ECW, JPEG2000, IMG, and TIFF. The supported vector should be SHP, GML, and
KML.
(iv) The Web GIS system should have fine grained security. The proposed solution should secure
data depending on the following parameters:
a. Spatial extent (for restricted areas)
b. Depending on a scale
c. Depending on the data and type of user.
d. Depending on resolution (Globally i.e. Irrespective of any users or datasets)
An administrator can set permissions and restrictions. Feature like ‘polygon masking’ that
hides the restricted or sensitive information from the end-users is mandatory. An administrator
should be able to configure spatial masking security, and re-sampling resolution.
(v) The GIS Server should support at least the following data formats for cataloguing, publishing
and discovery through Web Portal
1 2D Data Support File Extension
a) ERDAS IMAGINE Image .img
b) MrSID .sid
c) TIFF (tiled & stripped) .tif
d) GEOTIFF (tiled & stripped) .tif
e) RPF CADRG A.TOC
f) NITF .ntf
g) JPEG2000 .jp2
h) ADS .sup
i) Geography Markup Language File .gml
j) ESRI ArcGIS Shape File .shp
k) FGDB (File Geodatabase) .gdb
l) Point Cloud .las
m) Point Cloud (compressed) .laz
n) Point Cloud (compressed) .hpc
o) Any generic resource digital file .jpg, .pdf, .doc, .xls, etc
p) Enhanced Compressed Wavelet .ecw
2 3D Data Support File Extension
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 91 of 124
a) DEM
GeoTiff (*.tif or *.gtif)
SRTM HGT Format (*.hgt) –
SRTM-3 and SRTM-1 V2 files.
AIG – Arc/Info Binary Grid
(*.adf)
USGSDEM (.dem)
Ascii Gridded XYZ (*.xyz)
Ascii Gridded ASC (*.asc)
b) Orthophotos GeoTiff (*.tif or *.gtif)
c) 3D Objects KMZ Files
OBJ Files
3DS Files
(vi) The Web GIS should provide the geospatial foundation and user interface (UI). Its
deployment characteristics address issues for delivering, updating, and supporting technical
applications for a large user base. The UI is easier to use than an equivalent desktop GIS,
but it is the combination of the UI with the workflow, enterprise user, and data access
administration tools that transforms the system into a true enterprise geospatial engine.
(vii) Change detection – The Web GIS should support OGC Web Processing Service (WPS)
Compliant and should run the change detection using temporal satellite images.
(viii) Email Configuration- The Web GIS should have email configuration options in built
through which it should be able to utilise for sending notification of Clip-Zip-Ship data
operation concept.
(ix) 2D and 3D – The Web GIS should have 2D and 3D interface for visualisation and analysis.
It should support 2D queries to be displayed on 3D interface. The user can switch to 2D or
3D view at any moment in the same viewer.
(x) Data Management- The Web GIS should have facility to catalog and publish the data from
anywhere within the network of UTDB.
(xi) Mobile Application- The Mobile application should be able to capture Geotagged photos
and store it in database for its retrieval and integration with Web GIS System. The Mobile
application should also capture the attribute filled in by the field officials.
(xii) For best optimized performance, the system should support and utilize 16 cores physical
server, through which multiple G2C, G2G services would be rendered. The web GIS should
support Windows server 2012 R2 which is available with UTDB.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 92 of 124
12. Schedule / Timelines:
To be completed within four months from the signing of Contract (may be extended suitably
on merit without any additional cost to the Client).
(i) Submission of Inception report T + 2 (two) weeks
Monthly reports T+ 6 weeks with interval of 4 weeks till
submission of draft master plan
(iii)
Submission of Survey Reports like
Topography report, Soil test report, etc.,
(to be identified following pre-proposal
meeting)
T+25 weeks
(iv) Submission of Draft Digital Master plan T + 40 weeks
(v) Submission of Final Digital Master plan
(one soft copy including 3D video of
Concepts and two hard bound copies)
Within 2 (two) weeks from the approval
of Draft Digital Master plan
(T= Signing of Contract)
On receiving and reviewing the justified reasons and requests made by the consultant firm, the
Monitoring committee may recommend grant of extensions over the above stipulated time
frame. However, the UTDB reserves the time to extend this period with a penalty @1% of
outstanding payment for every week and part thereof for first 4 weeks and @2% of outstanding
payment for every week and part thereof for subsequent weeks.
13. Deliverables:
(i)
Inception report (include details of work
with all necessary time and resources
deployment along with software,
instruments & field related information.
Also include secondary data collection
information required in scope of work)
T + 2 (two) weeks
(ii) Monthly reports T+ 6 weeks with interval of 4 weeks till
submission of draft master plan
(iii) Survey reports like Topography report,
Soil test report, etc., (to be identified
following pre-proposal meeting) T+25 weeks
(iv) Submission of Draft Digital Master plan T + 40 weeks
(v) Submission of Final Digital Master plan
(one soft copy including 3D video of
Concepts and two hard bound copies)
Within 2 (two) weeks from the approval
of Draft Digital Master plan
(i) All data collected by the Consultant and the deliverables including The Processed Data with
all linkages shall be made available to the UTDB in proper organized format and all the
data shall remain the property of the UTDB.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 93 of 124
(ii) The data collected and the research results of the Consultancy shall not be divulged to other
agencies or anyone else without the explicit approval of the UTDB.
(iii) All reports should be submitted in Hard and Soft copy. Reports should be in Microsoft
Word Format, Maps and Drawings should be in the compatible format of GIS facilities
available with the UTDB.
(iv) Monthly Progress Report shall be submitted by the consultant to UTDB to review the
Project Progress and the consultant shall also summit the revised report as per the
requirement of UTDB.
(v) Final Digital Master Plan Report and Final Zonal Plan Report shall be submitted in both
Languages i.e. English and Hindi language.
14. QUALITY CONTROL
The consultant shall follow standard, specification, guidelines as applicable and Government of
India standards and guidelines for Survey, Mapping and Database generation. The Thematic
layers attribute data should be attached based on unique ID. The consultant will submit the data
to the UTDB in hard and soft copy. At least 10% of the data will be taken as sample and
checked randomly by the committee and if less than 5% of data is found to be incorrect, the
consultant will correct it within 10 days after getting feedback from the UTDB/TCPD and
resubmit. In case of more than 5% of the data found to be incorrect, the penalty of 10% of
outstanding payment shall be imposed on the consultant and the consultant will have to redo the
survey for the area without any extension of time and resubmit the corrected data for quality
check again.
Under this TOR the Consultant’s payments will be output and deliverables based. It is very
important to note clearly and in detail the exact outputs required and what they should contain.
The desired outputs are as shown below.
14.1 Satellite Data
(i) Rectified satellite data along with GCP file in ERDAS IMAGINE (.img) format.
(ii) Soft copies of images in .img and .jpeg/tiff formats.
14.2 DGPS Survey
(i) The processed data of the DGPS survey with a photograph of each GCP with
monument.
(ii) A neat sketch of each DGPS point showing the location on A4 size drawing.
14.3 Topographical survey
The following details shall be submitted on completion of the survey
(i) All original field books related with utilities, land use and auto level survey
(ii) All the survey details in AutoCAD and GIS format on a CD / DVD and 2 draft prints
of the same
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14.4 Base Map
(i) Detailed Geo-referenced maps as described in the scope of work shall be produced
both in digital form (GIS format and AutoCAD) and hard copies.
(ii) Scale of hard copies:- the consultant has to provide the base map on 1:4000 & as per
requirements the consultant also has to provide the hard copies of the map on 1:4000,
1:8000 scale
(iii) Number of copies: - Ten copies for every scale;
(iv) Hard copy shall be provided on gateway or tracing as well as coloured copies on paper
sheet.
(v) Existing land use Map with various layers as per scope of work. The digital copy
should have facility such that the printout of combination of layers may be taken as
required.
(vi) The soft copy must contain all GIS data as shp files with proper projections.
14.5 Reports
The reports shall be in HINDI as well as ENGILISH language.
(i) Inception Report for the Project that describe the detailed methodology, area of
interest, quality control and work schedule should be submitted within 10 days from
issue of work order – 3 sets and soft copy in word and PDF
(ii) Integrated Project Progress Report (to be submitted on 25th day of each calendar
month after submission of Inception report) –hard/soft copy (Word file only).
(iii) Final Plan – 10 sets and soft copy (In word and PDF FORMAT).
15. Data services and facilities to be provided by UTDB:
After approval of Draft Digital Master Plan , the Consultant will provide Geo Portal support for
one year from the date of approval of Draft Digital Master Plan for the plan approval process,
workshops, discussions and making presentations to various agencies/ departments,
incorporating modifications if any, as and when required by UTDB.
The TADA / UTDB will provide the following:
(i) Any existing Base Map.
(ii) Will assist the consultant to obtain the cadastral map and other ancillary information
from concerned department.
(iii) Soft copy and/or hard copy of layouts approved by TADA.
(iv) Reports and Plans (hard copies) of the Digital Master Plan s and Zonal Development
Plans, if any.
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(v) Change of land use proposal approved by Government. (if any)
(vi) Introduction letter to the concerned agencies for obtaining necessary information
(vii) Issuing press notifications, advertisements and letters as required for undertaking
surveys, field investigation and consultation.
(viii) Participation in consultations with stake holders.
16. Consultancy Monitoring Committee:
(i) Chief Executive Officer, UTDB - Chairperson
(ii) Addl. Chief Executive Officer, UTDB - Member
(iii) Chief Executive Officer, TADA - Member
(iv) Director Finance, UTDB - Member
(v) Director (Infrastructure & Planning), UTDB - Member
(vi) Procurement & Contract Management Specialist, UTDB - Invitee
(vii) Sr. Research Officer, UTDB - Member Secretary
The consultants shall submit each of the deliverables to UTDB as per the schedule. This will be
followed by a presentation to the above Committee within a week and subsequently the
consultant shall incorporate all such comments and suggestions.
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Section 6: Standard Form of Contract
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Contents
I. Form of Contract
II. General Conditions of Contract
1. General Provisions
2. Commencement, Completion, Modification and Termination of Contract
3. Obligations of the Consultant
4. Consultants’ Personnel and Sub-Consultants
5. Obligations of the Client
6. Payments to the Consultant
7. Fairness and Good Faith
8. Settlement of Disputes
9. Liquidated Damages
10. Performance Security
11. Indemnity
12. Miscellaneous Provisions
III. Special Conditions of Contract
IV. Appendices
Appendix A – Description of Services
Appendix B - Reporting Requirements
Appendix C - Staffing Schedule
Appendix D - Cost Estimates
Appendix E - Duties of the Client
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CONTRACT FOR CONSULTANTS’ SERVICES
between
[Name of the Client]
and
[Name of the Consultant]
Dated:
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I. Form of Contract
(Text in brackets [ ] to be suitably incorporated; and all notes should be deleted in final text)
This CONTRACT (hereinafter called the “Contract”) is made the [day] day of the month of
[month], [year], between, on the one hand, [name of Client] (hereinafter called the “Client”) and,
on the other hand, [name of Consultant] (hereinafter called the “Consultant”).
[Note: If the Consultant consist of more than one entity, the above should be partially amended to
read as follows: “…(hereinafter called the “Client”) and, on the other hand, a joint
venture/consortium/association consisting of the following entities, each of which will be jointly
and severally liable to the Client for all the Consultant’s obligations under this Contract, namely,
[names of Consultants] (hereinafter called the “Consultant”).]
WHEREAS
(a) the Client has requested the Consultant to provide certain consulting services as
defined in this Contract (hereinafter called the “Services”);
(b) the Consultant, having represented to the Client that it has the required professional
skills, and personnel and technical resources, has agreed to provide the Services on
the terms and conditions set forth in this Contract; NOW THEREFORE the parties
hereto hereby agree as follows:
1. The following documents attached hereto shall be deemed to form an integral part of this
Contract:
(a) The General Conditions of Contract;
(b) The Special Conditions of Contract;
(c) The following Appendices: [Note: If any of these Appendices are not used, the
words “Not Used” should be inserted below next to the title of the Appendix]
Appendix A: Terms of Reference
Appendix B: Reporting Requirements
Appendix C: Staffing Schedule including CV of all Key-Experts
Appendix D: Breakdown of Contract Price
Appendix E: Duties of the Client
Appendix F: Form of Advance Payment Guarantee
2. The mutual rights and obligations of the Client and the Consultant shall be as set forth in
the Contract, in particular:
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(a) The Consultants shall carry out the Services in accordance with the provisions of
the Contract; and
(b) The Client shall make payments to the Consultants in accordance with the
provisions of the Contract.
IN WITNESS WHEREOF, the Parties hereto have caused this Contract to be signed in their
respective names as of the day and year first above written.
For and on behalf of [name of Client]
[Authorized Representative]
For and on behalf of [name of Consultant]
[Authorized Representative]
[Note: If the Consultant consists of more than one entity, all these entities should appear as
signatories, e.g., in the following manner:]
Witness 1: Witness 2:
(Signature) (Signature)
(Name) (Name)
(Address) (Address)
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II. General Conditions of Contract
1. General Provisions
1.1 Definitions Unless the context otherwise requires, the following terms whenever used in this
Contract have the following meanings:
(a) “Applicable Law” means the laws and any other instruments having the force of law in
India for the time being.
(b) “Consultant” means any private or public entity that will provide the Services to the
“Client” under the Contract.
(c) “Contract” means the Contract signed by the Parties and all the attached documents listed in
its Clause 1 that is this General Conditions (GC), the Special Conditions (SC), and the
Appendices.
(d) “Day” means calendar day.
(e) “Effective Date” means the date on which this Contract comes into force and effect
pursuant to Clause GC 2.1.
(f) “Client” means the Agency who has invited the Proposals for consultancy services and/ or
with which the selected Consultant signs the Contract for the Services and to which the
selected consultant shall provide services as per the terms and conditions and TOR of the
contract.
(g) “Foreign Currency” means any currency other than the currency of the “Client’s country.
(h) “GC” means these General Conditions of Contract.
(i) “Government” means the Government of Uttarakhand
(j) “Local Currency” means Indian Rupees.
(k)“Member” means any of the entities that make up the joint venture/consortium/association;
and “Members” means all these entities.
(l) “Party” means the “Client” or the Consultant, as the case may be, and “Parties” means both
of them.
(m)“Personnel” means professionals and support staff provided by the Consultants or by any
Sub-Consultants and assigned to perform the Services or any part thereof; “Local
Personnel” means such professionals and support staff who at the time of being so
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provided had their domicile inside the Government’s country; and “Key Personnel” means
the Personnel referred to in Clause GC 4.2(a).
(n)“Reimbursable expenses” means all assignment-related costs [such as travel, translation,
report printing, secretarial expenses, subject to specified maximum limits in the Contract].
(o)“SC” means the Special Conditions of Contract by which the GC may be amended or
supplemented.
(p)“Services” means the work to be performed by the Consultant pursuant to this Contract.
(q)“Sub-Consultants” means any person or entity to whom/which the Consultant subcontracts
any part of the Services.
(r)“Third Party” means any person or entity other than the “Client”, or the Consultant.
(s)“In writing” means communicated in written form with proof of receipt.
1.2 Relationship between the Parties: Nothing contained herein shall be construed as
establishing a relationship of master and servant or of principal and agent as between the
“Client” and the Consultant. The Consultant, subject to this Contract, has complete charge of
Personnel and Sub-Consultants, if any, performing the Services and shall be fully responsible
for the Services performed by them or on their behalf hereunder.
1.3 Law Governing Contract: This Contract, its meaning and interpretation, and the relation
between the Parties shall be governed by the applicable laws of India.
1.4 Headings: The headings shall not limit, alter or affect the meaning of this Contract.
1.5 Notices
1.5.1 Any notice, request or consent required or permitted to be given or made pursuant to this
Contract shall be in writing. Any such notice, request or consent shall be deemed to have
been given or made when delivered in person to an authorized representative of the Party
to whom the communication is addressed, or when sent by registered post to such Party at
the address specified in the SC.
1.5.2 A Party may change its address for notice hereunder by giving the other Party notice in
writing of such change to the address specified in the SC.
1.6 Deleted.
1.7 Authority of Lead Partner: In case the Consultant consists of a joint venture/consortium/
association of more than one entity, the Members hereby authorize the entity specified (Lead
Consultant) in the SC to act on their behalf in exercising all the Consultant’s rights and
obligations towards the “Client” under this Contract, including without limitation the
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receiving of instructions and payments from the “Client”. However, each member or
constituent of Consortium of Consultant shall be jointly and severally liable for all obligations
of the Consultant under the Contract.
1.8 Authorized Representatives: Any action required or permitted to be taken, and any document
required or permitted to be executed under this Contract by the “Client” or the Consultant may
be taken or executed by the officials specified in the SC.
1.9 Taxes and Duties: The Consultant, Sub-Consultants and Personnel shall be liable to pay such
direct and indirect taxes, duties, fees and other impositions levied under the applicable laws.
The compliance rating provided under the laws of each member of the consortium should be
respectable level.
1.10 Fraud and Corruption
1.10.1 Definitions: It is the Client’s policy to require that Client as well as Consultants observe
the highest standard of ethics during the execution of the Contract. In pursuance of this
policy, the Client defines, for the purpose of this provision, the terms set forth below as
follows:
(i) “Corrupt practice” means the offering, receiving, or soliciting, directly or indirectly, of
anything of value to influence the action of a public official in the selection process or in
contract execution;
(ii) “Fraudulent practice” means a misrepresentation or omission of facts in order to influence
a selection process or the execution of a contract;
(iii) “Collusive practices” means a scheme or arrangement between two or more Consultants,
with or without the knowledge of the Client, designed to establish prices at artificial, non-
competitive levels;
(iv) “Coercive practices” means harming or threatening to harm, directly or indirectly, persons
or their property to influence their participation inSelection process or affect the execution
of a contract;
1.10.2 Measures to be taken by the Client
(a) The Client may terminate the contract if it determines at any time that representatives of the
Consultant were engaged in corrupt, fraudulent, collusive or coercive practices during the
selection process or the execution of that contract, without the Consultant having taken timely
and appropriate action satisfactory to the Client to remedy the situation;
(b) The Client may also sanction against the Consultant, including declaring the Consultant
ineligible, either indefinitely or for a stated period of time, to be awarded a contract if it at any
time determines that the Consultant has, directly or through an agent, engaged in corrupt,
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fraudulent, collusive or coercive practices in competing for, or in executing, a Client-financed
contract;
1.10.3 Commissions and Fees
At the time of execution of this Contract, the Consultants shall disclose any commissions or fees
that may have been paid or are agreed to be paid to agents, representatives, or commission agents
with respect to the selection process or execution of the contract. The information disclosed must
include at least the name and address of the agent, representative, or commission agent, the
amount and currency, and the purpose of the commission or fee.
2. COMMENCEMENT, COMPLETION, MODIFICATION, AND TERMINATION OF
CONTRACT
2.1 Effectiveness of Contract: This Contract shall come into force and effect on the date (the
“Effective Date”) of the Client’s notice to the Consultant instructing the Consultant to begin
carrying out the Services. This notice shall confirm that the conditions precedent and
effectiveness conditions, if any, listed in the SC have been met.
2.2 Termination of Contract for Failure to Become Effective: If this Contract has not become
effective within such time period after the date of the Contract signed by the Parties as
specified in the SC, either Party may, by not less than twenty one (21) days’ written notice to
the other Party, declare this Contract to be null and void, and in the event of such a
declaration by either Party, Client will encash the Performance Security after this notice
period.
2.3 Commencement of Services: The Consultant shall begin carrying out the Services not later
than the number of days after the Effective Date specified in the SC.
2.4 Expiration of Contract: Unless terminated earlier pursuant to Clause GC 2.9 hereof, this
Contract shall expire at the end of such time period after the Effective Date as specified in the
SC.
2.5 Entire Agreement: This Contract contains all covenants, stipulations and provisions agreed
by the Parties. No agent or representative of either Party has authority to make, and the Parties
shall not be bound by or be liable for, any other statement, representation, promise or
agreement not set forth herein.
2.6 Modifications or Variations: (a) any modification or variation of the terms and conditions of
this Contract, including any modification or variation of the scope of the Services, may only
be made by written agreement between the Parties. Pursuant to Clause GC 7.2 here of,
however, each Party shall give due consideration to any proposals for modification or
variation made by the other Party. (b) In cases of substantial modifications or variations, the
prior written consent of the Client is required.
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2.7 Force Majeure
2.7.1 Definition
(a) For the purposes of this Contract, “Force Majeure” means an event which is beyond the
reasonable control of a Party, is not foreseeable, is unavoidable and not brought about by or
at the instance of the Party claiming to be affected by such events and which has caused the
nonperformance or delay in performance, and which makes a Party’s performance of its
obligations hereunder impossible or so impractical as reasonably to be considered impossible
in the circumstances, and includes, but is not limited to, war, riots, civil disorder, earthquake,
fire, explosion, storm, flood or other extreme adverse weather conditions, strikes, lockouts
(except where such strikes, lockouts or other industrial action are within the power of the
Party invoking Force Majeure to prevent).
(b) Force Majeure shall not include (i) any event which is caused by the negligence or
intentional action of a Party or by or of such Party’s Sub-Consultants or agents or employees,
nor (ii) any event which a diligent Party could reasonably have been expected both to take
into account at the time of the conclusion of this Contract, and avoid or overcome in the
carrying out of its obligations hereunder.
(c) Subject to clause 2.7.2, Force Majeure shall not include insufficiency of funds or inability to
make any payment required hereunder.
2.7.2 No Breach of Contract: The failure of a Party to fulfil any of its obligations hereunder shall
not be considered to be a breach of, or default under, this Contract insofar as such inability
arises from an event of Force Majeure, provided that the Party affected by such an event has
taken all reasonable precautions, due care and reasonable alternative measures, all with the
objective of carrying out the terms and conditions of this Contract.
2.7.3 Measures to be taken:
(a) A Party affected by an event of Force Majeure shall continue to perform its obligations
under the Contract as far as is reasonably practical, and shall take all reasonable measures to
minimize the consequences of any event of Force Majeure.
(b) A Party affected by an event of Force Majeure shall notify the other Party of such event as
soon as possible, and in any case not later than fourteen (14) days following the occurrence
of such event, providing evidence of the nature and cause of such event, and shall similarly
give written notice of the restoration of normal conditions as soon as possible.
(c) Any period within which a Party shall, pursuant to this Contract, complete any action or
task, shall be extended for a period equal to the time during which such Party was unable to
perform such action as a result of Force Majeure.
(d) During the period of their inability to perform the Services as a result of an event of Force
Majeure, the Consultant, upon instructions by the Client, shall either:
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(i) Demobilize, or
(ii) Continue with the Services to the extent possible, in which case the Consultant shall
continue to be paid proportionately and on pro-rata basis, under the terms of this
Contract.
(e) In the case of disagreement between the Parties as to the existence or extent of Force
Majeure, the matter shall be settled according to Clause GC 8.
2.8 Extension of time
The total duration of the project shall be 4 (four) months for Phase -1, which may be extended
at no extra cost to the Client. For Phase -2, it would be as and when required.
2.9 Suspension: The Client may, by written notice of suspension to the Consultant, suspend all
payments to the Consultant hereunder if the Consultant fails to perform any of its obligations
under this Contract, including the carrying out of the Services, provided that such notice of
suspension (i) shall specify the nature of the failure, and (ii) shall allow the Consultant to
remedy such failure, if capable of being remedied, within a period not exceeding fifteen(15)
days after receipt by the Consultant of such notice of suspension.
2.10 Termination
2.10.1 by the Client: The Client may terminate this Contract in case of the occurrence of any of
the events specified in paragraphs (a) through (h) of this Clause GC 2.10.
(a) If the Consultant fails to remedy a failure in the performance of its obligations hereunder, as
specified in a notice of suspension pursuant to Clause GC 2.9 hereinabove, within fifteen
(15) days of receipt of such notice of suspension or within such further period as the Client
may have subsequently approved in writing.
(b) If the Consultant becomes (or, if the Consultant consists of more than one entity, if any of
its Members becomes and which has substantial bearing on providing Services under this
contract) insolvent or go into liquidation or receivership whether compulsory or voluntary.
(c) If the Consultant fails to comply with any final decision reached as a result of arbitration
proceedings pursuant to Clause GC 8 hereof.
(d) If the Consultant, in the judgment of the Client, has engaged in corrupt or fraudulent
practices in competing for or in executing this Contract.
(e) If the Consultant submits to the Client a false statement which has a material effect on the
rights, obligations or interests of the Client.
(f) If the Consultant places itself in position of conflict of interest or fails to disclose promptly
any conflict of interest to the Client.
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(g) If the Consultant fails to provide the quality services as envisaged under this Contract. The
Consultancy Monitoring Committee (CMC) formulated to monitor the progress of the
assignment may make judgment regarding the poor quality of services, the reasons for
which shall be recorded in writing. The CMC may decide to give one chance to the
Consultant to improve the quality of the services.
(h) If, as the result of Force Majeure, the Consultant is unable to perform a material portion of
the Services for a period of not less than sixty (60) days.
(i) If the Client, in its sole discretion and for any reason whatsoever, decides to terminate this
Contract.
2.10.2 In such an occurrence the Client shall give a not less than thirty (30) days’ written notice of
termination to the Consultants, and sixty (60) days’ in case of the event referred to in (h)
and (i).
2.10.3 By the Consultant: The Consultant may terminate this Contract, by not less than thirty (30)
days’ written notice to the Client, in case of the occurrence of any of the events specified in
paragraphs (a) through (d) of this Clause GC 2.10.3.
(a) If the Client fails to pay any money due to the Consultant pursuant to this Contract and not
subject to dispute pursuant to Clause GC 8 hereof within forty-five (45) days after receiving
written notice from the Consultant that such payment is overdue.
(b) If, as the result of Force Majeure, the Consultant is unable to perform a material portion of
the Services for a period of not less than sixty (60) days.
(c) If the Client fails to comply with any final decision reached as a result of arbitration pursuant
to Clause GC 8 hereof.
(d) If the Client is in material breach of its obligations pursuant to this Contract and has not
remedied the same within forty-five (45) days (or such longer period as the Consultant may
have subsequently approved in writing) following the receipt by the Client of the
Consultant’s notice specifying such breach.
2.10.4 Cessation of Rights and Obligations: Upon termination of this Contract pursuant to
Clauses GC 2.2 or GC 2.10 hereof, or upon expiration of this Contract pursuant to Clause
GC 2.4 hereof, all rights and obligations of the Parties hereunder shall cease, except (i) such
rights and obligations as may have accrued on the date of termination or expiration, (ii) the
obligation of confidentiality set forth in Clause GC 3.3 hereof, (iii) the Consultant’s
obligation to permit inspection, copying and auditing of their accounts and records set forth
in Clause GC 3.6 hereof, and (iv) any right which a Party may have under the Law.
2.10.5 Cessation of Services: Upon termination of this Contract by notice of either Party to the
other pursuant to Clauses GC 2.10.1 or GC 2.10.3 hereof, the Consultant shall, immediately
upon dispatch or receipt of such notice, take all necessary steps to bring the Services to a
close in a prompt and orderly manner and shall make every reasonable effort to keep
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expenditures for this purpose to a minimum. With respect to documents prepared by the
Consultant and equipment and materials furnished by the Client, the Consultant shall
proceed as provided, respectively, by Clauses GC 3.9 or GC 3.10 hereof.
2.10.6 Payment upon Termination: Upon termination of this Contract pursuant to Clauses GC
2.10.1 or GC 2.10.3 hereof, the Client shall make the following payments to the Consultant:
(a) If the Contract is terminated pursuant to Clause 2.10.1 (g), (h), (i) or 2.10.3, remuneration
pursuant to Clause GC 6.3(h) (i)hereof for Services satisfactorily performed prior to the
effective date of termination, and reimbursable expenditures pursuant to Clause GC
6.3(h)(ii) hereof for expenditures actually and reasonably incurred prior to the effective date
of termination;
(b) If the agreement is terminated pursuant of Clause 2.10.1 (a) to (f), the Consultant shall not
be entitled to receive any agreed payments upon termination of the contract. However, the
Client may consider making payment for the part satisfactorily performed on the basis of
Quantum Merit as assessed by it, if such part is of economic utility to the Client. Applicable
Under such circumstances, upon termination, the Client may also impose liquidated
damages as per the provisions of Clause 9 of this agreement. The Consultant will be
required to pay any such liquidated damages to Client within 30 days of termination date.
2.10.7 Disputes about Events of Termination: If either Party disputes whether an event specified
in paragraphs (a) through (g) of Clause GC 2.10.1 or in Clause GC 2.10.3 hereof has
occurred, such Party may, within thirty (30) days after receipt of notice of termination from
the other Party, refer the matter to Clause GC 8 hereof, and this Contract shall not be
terminated on account of such event except in accordance with the terms of any resulting
arbitral award.
3. OBLIGATIONS OF THE CONSULTANT
3.1 General
3.1.1 Standard of Performance: The Consultant shall perform the Services and carry out their
obligations hereunder with all due diligence, efficiency and economy, in accordance with
generally accepted professional standards and practices, and shall observe sound
management practices, and employ appropriate technology and safe and effective
equipment, machinery, materials and methods. The Consultant shall always act, in respect of
any matter relating to this Contract or to the Services, as faithful adviser to the Client, and
shall at all times support and safeguard the Client’s legitimate interests in any dealings with
Sub-Consultants or Third Parties.
3.1.2 Conflict of Interests: The Consultant shall hold the Client’s interests paramount, without
any consideration for future work, and strictly avoid conflict of interest with other
assignments or their own corporate interests. If during the period of this contract, a conflict
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of interest arises for any reasons, the Consultant shall promptly disclose the same to the
Client and seek its instructions.
3.2 Consultant not to benefit from Commissions, Discounts, etc.
3.2.1 (a)The payment of the Consultant pursuant to Clause GC 6 hereof shall constitute the
Consultant’s only payment in connection with this Contract and, subject to Clause GC 3.2.2
hereof, the Consultant shall not accept for its own benefit any trade commission, discount or
similar payment in connection with activities pursuant to this Contract or in the discharge of
its obligations hereunder, and the Consultant shall use its best efforts to ensure that any Sub
Consultants, as well as the Personnel and agents of either of them, similarly shall not receive
any such additional payment.
(b) Furthermore, if the Consultant, as part of the Services, has the responsibility of advising
the Client on the procurement of goods, works or services, the Consultant shall comply with
the Client’s applicable procurement guidelines, and shall at all times exercise such
responsibility in the best interest of the Client. Any discounts or commissions obtained by
the Consultant in the exercise of such procurement responsibility shall be for the account of
the Client.
3.2.2 Consultant and Affiliates Not to Engage in Certain Activities: The Consultant agrees
that, during the term of this Contract and after its termination, the Consultant and any entity
affiliated with the Consultant, as well as any Sub-Consultants and any entity affiliated with
such Sub-Consultants, shall be disqualified from providing goods, works or services (other
than consulting services) resulting from or directly related to the Consultant’s Services for
the preparation or implementation of the project.
3.2.3 Prohibition of Conflicting Activities: The Consultant shall not engage, and shall cause their
Personnel as well as their Sub-Consultants and their Personnel not to engage, either directly
or indirectly, in any business or professional activities that would conflict with the activities
assigned to them under this Contract.
3.3 Confidentiality: Except with the prior written consent of the Client, the Consultant and the
Personnel shall not at any time communicate to any person or entity any confidential
information acquired in the course of the Services, nor shall the Consultant and its Personnel
make public the recommendations formulated in the course of, or as a result of, the Services.
3.4 Insurance to be Taken out by the Consultant: The Consultant (i) shall take out and
maintain, and shall cause any Sub-Consultants to take out and maintain insurance, at their (or
the Sub-Consultants’ as the case may be) own cost but on terms and conditions approved by
the Client, insurance against the risks and for the coverage specified in the SC, and (ii) at the
Client’s request, shall provide evidence to the Client showing that such insurance has been
taken out and maintained and that the current premiums therefore have been paid.
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3.5 Accounting, Inspection and Auditing: The Consultant (i) shall keep accurate and systematic
accounts and records in respect of the Services hereunder, in accordance with internationally
accepted accounting principles and in such form and detail as will clearly identify all relevant
time changes and costs and the bases thereof, and (ii) shall periodically permit the Client or its
designated representative and up to five years from expiration or termination of this Contract,
to inspect the same and make copies thereof as well as to have them audited by auditors
appointed by the Client.
3.6 Consultant’s Actions Requiring Client’s Prior Approval: The Consultant shall obtain the
Client’s prior approval in writing before taking any of the following actions:
(a)Any change or addition to the Personnel listed in Appendix C.
(b)Subcontracts: The Consultant may subcontract work relating to the Services to an extent and
with such experts and entities as may be approved in advance by the Client. Notwithstanding
such approval, the Consultant shall always retain full responsibility for the Services. In the
event that any Sub-Consultants are found by the Client to be incompetent or incapable or
undesirable in discharging assigned duties, the Client may request the Consultant to provide a
replacement with qualifications and experience acceptable to the Client or to resume the
performance of the Services itself.
3.7 Reporting Obligations: The Consultant shall submit to the Client the reports and documents
specified in Appendix B hereto, in the form, in the numbers and within the time periods set
forth in the said Appendix. Final reports shall be delivered in CD ROM in addition to the hard
copies specified in said Appendix.
3.8 Documents Prepared by the Consultant to be the Property of the Client: All plans,
drawings, specifications, designs, reports, other documents and software prepared by the
Consultant for the Client under this Contract shall become and remain the property of the
Client, and the Consultant shall, not later than upon termination or expiration of this Contract,
deliver all such documents to the Client, together with a detailed inventory thereof. The
Consultant may retain a copy of such documents, but shall not use anywhere, without taking
permission in writing from the Client; and the Client reserves right to grant or deny any such
request. If license agreements are necessary or appropriate between the Consultant and third
parties for purposes of development of any such computer programs, the Consultant shall
obtain the Client’s prior written approval to such agreements, and the Client shall be entitled at
its discretion to require recovering the expenses related to the development of the program(s)
concerned.
3.9 Equipment, Vehicles and Materials Furnished by the Client: Equipment, vehicles and
materials made available to the Consultant by the Client, or purchased by the Consultant
wholly or partly with funds provided by the Client, shall be the property of the Client and shall
be marked accordingly. Upon termination or expiration of this Contract, the Consultant shall
make available to theClient an inventory of such equipment, vehicles and materials and shall
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 111 of 124
dispose of such equipment and materials in accordance with the Client’s instructions. While in
possession of such equipment, vehicles and materials, the Consultant, unless otherwise
instructed by the Client in writing, shall insure them at the expense of the Client in an amount
equal to their full replacement value.
3.10 Equipment and Materials provided by the Consultants: Equipment or materials brought
into the Government’s country by the Consultant and the Personnel and used either for the
Project or personal use shall remain the property of the Consultant or the Personnel concerned,
as applicable.
4. CONSULTANTS’ PERSONNEL AND SUB-CONSULTANTS
4.1 General: The Consultant shall employ and provide such qualified and experienced Personnel
and Sub-Consultants as are required to carry out the Services.
4.2 Description of Personnel:
(a) The title, agreed job description, minimum qualification and estimated period of engagement in
the carrying out of the Services of each of the Consultant’s Key Personnel are as per the
consultant’s proposal and are described in Appendix C. If any of the Key Personnel has already
been approved by the Client, his/her name is listed as well.
(b) If required to comply with the provisions of Clause GC 3.1.1 hereof, adjustments with respect
to the estimated periods of engagement of Key Personnel set forth in Appendix C may be made
by the Consultant by written notice to the Client, provided (i) that such adjustments shall not
alter the originally estimated period of engagement of any individual by more than 10% or one
week, whichever is larger, and (ii) that the aggregate of such adjustments shall not cause
payments under this Contract to exceed the ceilings set forth in Clause GC 6.1(b) of this
Contract. Any other such adjustments shall only be made with the Client’s written approval.
(c) If additional work is required beyond the scope of the Services specified in Appendix A, the
estimated periods of engagement of Key Personnel set forth in Appendix C may be increased
by agreement in writing between the Client and the Consultant. In case where payments under
this Contract exceed the ceilings set forth in Clause GC 6.1(b) of this Contract, this will be
explicitly mentioned in the agreement.
4.3 Approval of Personnel:
The Key Personnel and Sub-Consultants listed by title as well as by name in Appendix C are
hereby approved by the Client. In respect of other Personnel which the Consultant proposes to use
in the carrying out of the Services, the Consultant shall submit to the Client for review and
approval a copy of their Curricula Vitae (CVs). If the Client does not object in writing (stating the
reasons for the objection) within twenty-one (21) days from the date of receipt of such CVs, such
Personnel shall be deemed to have been approved by the Client.
4.4 Removal and/or Replacement of Personnel:
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(a) Except as the Client may otherwise agree, no changes shall be made in the Personnel. If, for any
reason beyond the reasonable control of the Consultant, such as retirement, death, medical
incapacity, among others, it becomes necessary to replace any of the Personnel, the Consultant
shall forthwith provide as a replacement a person of equivalent or better qualifications.
(b) If the Client (i) finds that any of the Personnel has committed serious misconduct or has been
charged with having committed a criminal action, or (ii) has reasonable cause to be dissatisfied
with the performance of any of the Personnel, then the Consultant shall, at the Client’s written
request specifying the grounds therefore, forthwith provide as a replacement a person with
qualifications and experience acceptable to the Client.
(c) Any of the Personnel provided as a replacement under Clause (a) above, as well as any
reimbursable expenditures (including expenditures due to the number of eligible dependents) the
Consultants may wish to claim as a result of such replacement, shall be subject to the prior written
approval by the Client. The rate of remuneration applicable to a replacement person will be the
rate of remuneration paid to the replacement person. Also (i) the Consultant shall bear all
additional travel and other costs arising out of or incidental to any removal and/or replacement,
and (ii) the remuneration to be paid for any of the Personnel provided as a replacement shall not
exceed the remuneration which would have been payable to the Personnel replaced.
4.5 Resident Project Manager:
If required by the SC, the Consultant shall ensure that at all times during the Consultant’s
performance of the Services a resident Project Manager, acceptable to the Client, shall take
charge of the performance of such Services.
4.6 Purchases of all the necessary assets shall be in the name of UTDB and such assets will be
the property of UTDB. The purchase of such assets shall be with prior approval of UTDB.
5. OBLIGATIONS OF THE CLIENT
5.1 Assistance and Exemptions: Unless otherwise specified in the SC, the Client shall use its best
efforts to ensure that the Government shall:
(a) Issue to officials, agents and representatives of the Government all such instructions as may be
necessary or appropriate for the prompt and effective implementation of the Services.
(b) Provide to the Consultant, Sub-Consultants and Personnel any such other assistance as may be
specified in the SC.
5.2 Change in the Applicable Law Related to Taxes and Duties: If, after the date of this
Contract, there is any change in the Applicable Laws of India with respect to taxes and duties,
which are directly payable by the Consultant for providing the services i.e. Goods and Service
Tax (GST) or any such applicable tax from time to time, which increases or decreases the cost
incurred by the Consultant in performing the Services, then the remuneration and reimbursable
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 113 of 124
expenses otherwise payable to the Consultant under this Contract shall be increased or
decreased accordingly by agreement between the Parties hereto, and corresponding
adjustments shall be made to the ceiling amounts specified in Clause GC 6.1(b).
5.3 Services, Facilities and Property of the Client:
(a) The Client shall make available to the Consultant and its Personnel, for the purposes of the
Services and free of any charge, the services, facilities and property described in Appendix E,
at the times and in the manner specified in said Appendix E.
(b) In case that such services, facilities and property shall not be made available to the Consultant
as and when specified in Appendix E, the Parties shall agree on any time extension that it may
be appropriate to grant to the Consultant for the performance of the Services.
5.4 Payment: In consideration of the Services performed by the Consultant under this Contract,
the Client shall make to the Consultant such payments and in such manner as is provided by
Clause GC 6 of this Contract, subject to deduction of applicable taxes under applicable laws of
India.
The Earnest money deposit submitted shall be refunded to the successful Consultant upon
furnishing of Performance security.
5.5 Counterpart Personnel: (a) If necessary, the Client shall make available to the Consultant
free of charge such professional and support counterpart personnel, to be nominated by the
Client with the Consultant’s advice, if specified in Appendix E.
(b) Professional and support counterpart personnel, excluding Client’s liaison personnel, shall
work under the exclusive direction of the Consultant. If any member of the counterpart
personnel fails to perform adequately any work assigned to such member by the Consultant
that is consistent with the position occupied by such member, the Consultant may request the
replacement of such member, and the Client shall not unreasonably refuse to act upon such
request.
6. PAYMENTS TO THE CONSULTANT
6.1 Total Cost of the Services (a) the total cost of the Services payable is set forth in Appendix D
as per the Consultant’s proposal to the Client and as negotiated thereafter.
(b) Except as may be otherwise agreed under Clause GC 2.6 and subject to Clause GC 6.1(c),
payments under this Contract shall not exceed the amount specified in Appendix-D.
(c) Notwithstanding Clause GC 6.1(b) hereof, if pursuant to any of the Clauses GC 4.2 (c) or
5.2 hereof, the Parties shall agree that additional payments shall be made to the Consultant in
order to cover any necessary additional expenditures not envisaged in the cost estimates
referred to in Clause GC 6.1(a) above, the ceiling or ceilings, as the case may be, set forth in
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 114 of 124
Clause GC 6.1(b) above shall be increased by the amount or amounts, as the case may be, of
any such additional payments.
6.2 Currency of Payment: All payments shall be made in Indian Rupees.
6.3 Terms of Payment: The payments in respect of the Services shall be made as follows:
(a) The Consultant shall submit the invoice for payment when the payment is due as per the
agreed terms. The payment shall be released as per the work-related milestones achieved and
as per the specified percentage as per SC 13.
(b) Once a milestone is completed, the Consultant shall submit the requisite deliverables as
specified in this Contract. The Client shall release the requisite payment upon acceptance of
the deliverables.
(c) Final Payment: The final payment as specified in SC 13 shall be made only after the final
report and a final statement, identified as such, shall have been submitted by the Consultant
and approved as satisfactory by the Client. The Services shall be deemed completed and
finally accepted by the Client and the final report and final statement shall be deemed
approved by the Client as satisfactory ninety (90) calendar days after receipt of the final report
and final statement by the Client unless the Client, within such ninety (90) day period, gives
written notice to the Consultant specifying in detail deficiencies in the Services, the final
report or final statement. The Consultant shall thereupon promptly make any necessary
corrections, and thereafter the foregoing process shall be repeated. Any amount, which the
Client has paid or caused to be paid in accordance with this Clause in excess of the amounts
actually payable in accordance with the provisions of this Contract, shall be reimbursed by the
Consultant to the Client within thirty (30) days after receipt by the Consultant of notice
thereof. Any such claim by the Client for reimbursement must be made within one (1)
calendar month after receipt by the Client of a final report and a final statement approved by
the Client in accordance with the above.
(d) For the purpose of payment under Clause 6.3 (b) above, acceptance means; acceptance of the
deliverables by the Client after submission by the Consultant and the Consultant has made
presentation to the CMC with / without modifications to be communicated in writing by the
Client to the Consultant.
(e) If the deliverables submitted by the Consultant are not acceptable to the CMC, reasons for such
non-acceptance should be recorded in writing; the Client shall not release the payment due to
the Consultant. This is without prejudicing the Client’s right to levy any liquidated damages
under clause 9. In such case, the payment will be released to the Consultant only after it re-
submits the deliverable, and which is accepted by the Client.
(f) All payments under this Contract shall be made to the Bank account of the Consultant specified
in the SC.
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(g) With the exception of the final payment under (c) above, payments do not constitute
acceptance of the Services nor relieve the Consultant of any obligations hereunder, unless the
acceptance has been communicated by the Client to the Consultant in writing and the
Consultant has made necessary changes as per the comments / suggestions of the Client
communicated to the Consultant.
(h) In case of early termination of the contract, the payment shall be made to the Consultant as
mentioned here with:
(i) Assessment should be made about work done from the previous milestone, for which the
payment is made or to be made till the date of the termination. The Consultant shall
provide the details of persons reasonably worked during this period with supporting
documents. Based on such details, the remuneration shall be calculated based on the man
month rate as specified.
(ii) A reasonable assessment of the reimbursable and miscellaneous expenses shall be made
based on details furnished by the Consultant in this regard with supporting documents and
based on the assessment of the work done and the respective rates as provided. Wherever
such an assessment is difficult, the rates should be arrived at by calculating the amount on
pro-rata basis.
The total amount payable shall be the amount calculated as per (i) and (ii) above plus any
applicable tax.
7. FAIRNESS AND GOOD FAITH
7.1 Good Faith: The Parties undertake to act in good faith with respect to each other’s rights
under this Contract and to adopt all reasonable measures to ensure the realization of the
objectives of this Contract.
7.2 Operation of the Contract: The Parties recognize that it is impractical in this Contract to
provide for every contingency, which may arise during the life of the Contract, and the Parties
hereby agree that it is their intention that this Contract shall operate fairly as between them,
and without detriment to the interest of either of them, and that, if during the term of this
Contract either Party believes that this Contract is operating unfairly, the Parties will use their
best efforts to agree on such action as may be necessary to remove the cause or causes of such
unfairness, but no failure to agree on any action pursuant to this Clause shall give rise to a
dispute subject to arbitration in accordance with Clause GC 8 hereof.
8. SETTLEMENT OF DISPUTES
8.1 Amicable Settlement: Performance of the contract is governed by the terms & conditions of
the Contract. In case dispute arises between the parties regarding any matter under the contract,
either Party of the contract may send a written Notice of Dispute to the other party. The Party
receiving the Notice of Dispute will consider the Notice and respond to it in writing within 30
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 116 of 124
days after receipt. If that party fails to respond within 30 days, or the dispute cannot be
amicably settled within 60 days following the response of that party, clause GC 8.2 shall
become applicable.
8.2 Arbitration: In the case of dispute arising upon or in relation to or in connection with the
contract between the Client and the Consultant, which has not been settled amicably, any party
can refer the dispute for Arbitration under (Indian) Arbitration and Conciliation Act, 1996 and
subsequent amendments from time to time. Such disputes shall be referred to an Arbitral
Tribunal consisting of 3 (three) arbitrators, one each to be appointed by the Client and the
Consultant, the third arbitrator shall be chosen by the two arbitrators so appointed by the
parties and shall act as Presiding Arbitrator. In case of failure of the two arbitrators, appointed
by the parties to reach a consensus regarding the appointment of the third arbitrator within a
period of 30 days from the date of appointment of the two arbitrators, the Presiding arbitrator
shall be appointed by the President of Indian Council of Arbitration. The Arbitration and
Conciliation Act, 1996 and any statutory modification or re-enactment thereof, shall apply to
these arbitration proceedings.
8.3 Arbitration proceedings shall be held in India at the place indicated in SC and the language of
the arbitration proceedings and that of all documents and communications between the parties
shall be English.
8.4 The decision of the majority of arbitrators shall be final and binding upon both parties. The
expenses of the arbitrators as determined by the arbitrators as per the Act and shall be shared
equally by the Client and the Consultant. However, the expenses incurred by each party in
connection with the preparation and presentation shall be borne by the party itself. All
arbitration awards shall be in writing and shall state the reasons for the Award.
9. Liquidated Damages
9.1 The Consultant hereby agrees that due to its negligent act, if the other party suffers losses,
damages the quantification of which may be difficult; and hence the amount specified
hereunder shall be construed as reasonable estimate of the damages and agrees to pay such
liquidated damages as defined hereunder as per the provisions of this Contract.
9.2 The amount of liquidated damages under this Contract shall not exceed 10% of the total value
of the contract as specified in Appendix D.
9.3 The liquidated damages shall be applicable under following circumstances:
(a) If the deliverables are not submitted as per schedule as specified in SC 13, the Consultant
shall be liable to pay 1% of the total cost of the services for delay of each week or part
thereof.
(b) If the deliverables are not acceptable to the Client as mentioned in Clause 6.3 (e), and
defects are not rectified to the satisfaction of the Client within 30 days of the receipt of the
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 117 of 124
notice, the Consultant shall be liable for Liquidated Damages for an amount equal to 1% of
total cost of the services for every week or part thereof for the delay.
10. Performance Security
The Performance Security shall be provided to the Client no later than the date specified in the
Contract and shall be issued for an amount specified in the SC by a bank acceptable to the
Client and denominated in the types and proportions of the currencies in which the total cost of
services is payable with validity as given in SC.
11. Indemnity
The Consultant shall, subject to the provision of the agreement indemnify the Client for an
amount not exceeding the value of the agreement for any direct loss or damage caused due to
any deficiency in services.
12. Miscellaneous provisions:
(i) “Nothing contained in this Contract shall be construed as establishing or creating
between the Parties, a relationship of master and servant or principal and agent.
(ii) Any failure or delay on the part of any Party to exercise right or power under this
Contract shall not operate as waiver thereof.
(iii) The Consultant shall notify the Client of any material change in their status, in
particular where such change would impact on performance of obligations under this
Contract.
(iv) Each constituent of the Consultant, in case of a consortium, shall be jointly and
severally liable to and responsible for all obligations towards the Client for
performance of works/services including that of its Associates/Sub-Consultants under
the Contract.
(v) The Consultant shall at all times indemnify and keep indemnified the Client against all
claims/damages, etc. for any infringement of any Intellectual Property Rights (IPR)
while providing its services under the Project.
(vi) The Consultant shall at all times indemnify and keep indemnified the Client against
any claims in respect of any damages or compensation payable in consequences of any
accident or injury sustained or suffered by its (the Consultant’s) employees or agents or
by any other third Party resulting from or by any action, omission or operation
conducted by or on behalf of the Consultant.
(vii) The Consultant shall at all times indemnify and keep indemnified the Client against
any and all claims by Employees, Workman, Consultants, Sub-Consultants,
Contractors, sub-contractors, suppliers, agent(s), employed engaged or otherwise
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 118 of 124
working for the Consultant, in respect of wages, salaries, remuneration, compensation
or the like.
(viii) All claims regarding indemnity shall survive the termination or expiry of the Contract.
(ix) It is acknowledged and agreed by all Parties that there is no representation of any type,
implied or otherwise, of any absorption, regularization, continued engagement or
concession or preference for employment of persons engaged by the Consultant for any
engagement, service or employment in any capacity in any office or establishment of
the Government of India/ State or the Client.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 119 of 124
III. Special Conditions of Contract
Sl. No.
Ref. of
GC
Clause
Amendments of, and Supplements to, Clauses in the General Conditions of
Contract
1 1.5
The addresses are:
i Client: …………
Attention: Mr…….
Facsimile:
………… ii
Consultant:
Attention:
Facsimile:
2 1.7 {Lead Partner is [insert name of member]}
3 1.8
The Authorized Representatives are:
For the Client: Senior Research Officer
For the Consultant:
4 1.9
(a) The Client shall reimburse Goods & Service Tax (GST) payable in India as per
Applicable Law. The Consultant shall register itself for GST with appropriate
authority in India / Uttarakhand& shall provide the Registration Certificate to the
Client.
b) Tax will be deducted at source as per the prevailing Income Tax Rules.
5 2.3 The time period shall be 15 days
6 2.4 The time period shall be 15 days
7 3.4
Limitation of the Consultants’ Liability towards the Client
(i) The ceiling on Consultant’s liabilities shall be limited to total cost of the Contract
Value.
8 3.4
The risks and the insurance coverage shall be as follows:
a.) Third Party motor vehicle liability insurance as required under India’s Motor
Vehicles Act, 1988, by the Consultant or its Personnel or any Sub Consultants or
their Personnel for the period of consultancy;
b.) Third Party liability insurance, with a minimum coverage of [Rs.10 Lacs];
c.) Professional liability insurance, with a minimum coverage equal to estimated
remuneration and reimbursable as per 3.4 of SC of the consultancy;
d.) Client’s liability and Workers’ compensation insurance in respect of the
Personnel of the Consultant and of any Sub-Consultants, in accordance with the
relevant provisions of the Applicable Laws of India, as well as, with respect to
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 120 of 124
Sl. No.
Ref. of
GC
Clause
Amendments of, and Supplements to, Clauses in the General Conditions of
Contract
such Personnel, any such life, health, accident, travel or other insurance as may
be appropriate; and
e.) Insurance against loss of or damage to (i) equipment purchased in whole or in
part with funds provided under this Contract, (ii) the Consultant’s property used
in the performance of the Services, and (iii) any documents prepared by the
Consultant in the performance of the Services, by theft, fire or any natural
calamity.
f.) Any other law/rule as applicable in India.
g.) All the Insurances shall be in the joint name of the Consultant and the Client.
9 6.1(b) The ceiling in local currency is: [insert amount and currency]
10 6.3 (a)
Payment schedule shall be:
(a) Advance payment against Bank Guarantee after signing of contract - 10% (b) Submission of survey reports - 40%
(c) Submission of draft pre-final Digital Master Plan – 10% (d) Submission of draft final Digital Master Plan – 20% (e) Acceptance of Final Digital Master Plan – 20%
11 6.3 (f)
The Bank account of the Consultant:
Bank Name with Address: XXXXX
IFSC Code: XXXXX
Account Name: XXXXX
Account Number: XXXXX
12 8.3 The Arbitration proceedings shall take place in Dehradun in India.
13 9.1
The Liquidated Damage is applicable only for the reason solely attributable to the
Consultant.
14 9.3
9.3 The liquidated damages shall be applicable under following circumstances:
(a) If the deliverables are not submitted as per schedule as specified in SC 13, the
Consultant shall be liable to pay 0.5% of the total cost of the services for delay of
each week or part thereof.
(b) If the deliverables are not acceptable to the Client as mentioned in Clause 6.3 (f),
and defects are not rectified to the satisfaction of the Client within 30 days of the
receipt of the notice, the Consultant shall be liable for Liquidated
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 121 of 124
Sl. No.
Ref. of
GC
Clause
Amendments of, and Supplements to, Clauses in the General Conditions of
Contract
15 11
The Consultant shall furnish within 15 (fifteen) days from date of Acceptance an
unconditional Bank Guarantee from the Bank (acceptable to the Client) for an amount
equivalent to 10% of the total Contract Value to be received by it towards Performance
Security valid for a period of 2 (two) months beyond the date of completion of services.
The Bank guarantee shall be extendable to cover any period of extension, if agreed to.
Other
Conditions
a. The consultant firm / agency shall return the satellite images, original data,
processed data, and maps and also any other data collected for the project to
UTDB. He shall give an undertaking that he shall not use the above images/ data /
maps for any other purpose other than the project. The consultant should not hold
any data satellite data, filed collected attribute data& filed notes, GIS data etc.) in
any form either digital or hardcopy. b. Consultant should ensure only authorized personnel / staff is handling the High
Resolution satellite Data and GIS data. Consultant is responsible for any misuse of
the data and loss of data.
c. The consultant should bear all the costs associated with their visit to the client,
preparation & submission of their proposal and contract negotiations
d. The consultant should take care of all the required hardware & software licenses
required for the execution of the project.
e. The consultant will correspond with and report to concerned authorized person
from TADA.
f. The consultant will work according to the deadlines provided in the current RFP.
g. The consultant will conduct the task in professional and ethical manner and will
ensure that none of its actions have an adverse effect on the project.
h. The consultant will set up site office at Project place with complete infrastructure –
Computers, Software, Printer, Furniture etc.
i. The consultant will appoint staff for field activity and data entry at site office who
will work in close concern with TADA office.
Binding signature of Client Signed by _____________________________________
Binding signature of Consultant Signed by ____________________________________
(for and on behalf of __________________ duly authorized vide Resolution No____________
dated ___________ of the Board of Directors of ___________)
In the presence of
(Witnesses)
1.
2.
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 122 of 124
IV. Appendices
APPENDIX A – DESCRIPTION OF SERVICES
Note: This Appendix will include the final Terms of Reference worked out by the Client and the
Consultants during technical negotiations, dates for completion of various tasks, place of
performance for different tasks/activities, specific tasks/activities/outcome to be reviewed, tested,
and approved by Client, etc.
APPENDIX B - REPORTING REQUIREMENTS
Note: List format, frequency, and contents of reports; persons to receive them; dates of
submission; etc.
APPENDIX C – STAFFING SCHEDULE
(Include here the agreed (negotiated staffing schedule including the engagement of sub-
Consultants, if any)
APPENDIX D – Total COST OF SERVICES
(Include here the rates quoted in the financial proposal or the negotiated rates, whichever is
applicable)
APPENDIX E – DUTIES OF THE CLIENT
(Include here the list of Services, facilities and property to be made available to the Consultant by
the Client).
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 123 of 124
INDEX FOR EVALUATION
Sl. No Qualification / Evaluation Criterion Page No.
1 Proposal Document Fee
2
Earnest Money Deposit (EMD)
3 Incorporation / Registration Consultant / Lead member
2nd Partner
3rd Partner
4 JV Agreement
5 GST Registration
6 Financial Turnover Consultant / Lead member
2nd Partner
3rd Partner
7 Past Experience List of Relevant projects /
assignments
8 Identification and explanation of Concepts
9 Financial Projections and Feasibility Assessment Methodology
10 Work Plan
11 ppt. presentation
12 Key Personnel
12.1 Team Leader
Graduation
PG in Management
Experience
Qualifying projects /
assignments
12.2
Architect / Town Planner / Civil
Engineer
Graduation
Experience
Qualifying projects /
assignments
12.3 Land Record Expert
Experience Certificate
Qualifying projects /
assignments
12.4
GIS Expert
Graduate
Certification in Geo-Informatics
Experience
UTDB_Tehri Master Plan_Technical Consultant_RFP_Dec. 2018 Page 124 of 124
Qualifying projects /
assignments
12.5 Finance Expert
Graduation
PG in Financial Management /
Financial Analysis
Projects / assignments
12.6 Environmental Expert
Graduation
PG in Environment Science
Environmental assessment
studies in Tourism sector
Environmental assessment
studies in other Sectors
12.7 Sociologist
Graduation
PG in Sociology
Social impact / Social inclusive
studies in Tourism sector
Social impact / Social inclusive
studies in other Sectors