d001877-s
-
Upload
carlos-colorado-garzon -
Category
Documents
-
view
213 -
download
0
Transcript of d001877-s
-
7/30/2019 d001877-s
1/44
Seguridad al
Usar el
Minicargador
de Direccin
DeslizantePara las Industrias
de la Jardinera y Servicios Hortcolas
-
7/30/2019 d001877-s
2/44
2 - Minicargador de Direccin Deslizante
Seguridad
al Usar el
Minicargadorde Direccin
Deslizante
Contenido
IntroduccinQu Gano con Esto? ............................................3
Leccin 1Tome Control de Su Propia Seguridad ....................4
Leccin 2Preprese para una Operacin Segura ...................8
Leccin 3Que No lo Aplasten las Partes Mviles .................13
Leccin 4Prevenga los Accidentes de Volcaduras ................17
Leccin 5Otros Peligros de Operacin ................................22
Leccin 6
Peligros Ambientales ..........................................27
Conclusin .........................................................34
Soluciones de los Exmenes ................................36
Renuncia de Responsabilidad
Este material fue producido bajo el nmero de concesin 46G3-HT04 de la Administracin de Salud y Seguridad Ocupacional,
Departamento del Trabajo de los EE.UU. No refleja necesa-riamente las polticas del Departamento del Trabajo, ni la mencinde marcas registradas, productos comerciales u organizacionesinsinan la aprobacin del gobierno de los EE.UU.
Este manual fue producido por la Extensin e Investigacin de K-State, de la Universidad Estatal de Kansas, Manhattan, Kansas.
La informacin incluida en esta publicacin ha sido recopilada deuna variedad de fuentes que se cree que son de confianza y querepresentan la mejor opinin actual sobre el tema. Sin embargo,
ni la Extensin e Investigacin de K-State o sus autores garantizanla certeza o totalidad de cualquier informacin contenida en estapublicacin, y ni la Extensin e Investigacin de K-State o sus au-tores sern responsables por cualquier error, omisin o dao que sederiven del uso de esta informacin. Se pueden requerir medidasde seguridad adicionales bajo circunstancias particulares.
-
7/30/2019 d001877-s
3/44
Minicargador de Direccin Deslizante - 3
Este manual ensea prcticas de seguridad importantes que sedeben de seguir cuando opera o trabaja cerca de un minicargadorde direccin deslizante. Est diseado para usarse junto con el en-
trenamiento prctico sobre seguridad y el manual del operario delequipo, no para reemplazar los mismos.
Las prcticas de trabajo inseguras lesionan y matan. Este manual leensear los peligros asociados con trabajar con un minicargadorde direccin deslizante para ayudarlo a evitar lesiones y muertes.Se han combinado los consejos de seguridad junto con reportes deaccidentes reales para mostrarle como han ocurrido accidentes enel trabajo y como pueden prevenirse.
Qu Gano con Esto?
-
7/30/2019 d001877-s
4/44
4 - Minicargador de Direccin Deslizante
Leccin 1
Objetivos
1. Nombrar las dos causas re-
portadas ms comunes demuertes causadas por losminicargadores de direccindeslizante.
2. Interpretar el significado de lasseales de advertencia usadascomnmente.
Tome Control de su
Propia SeguridadLos Peligros Ms Grandes
Los minicargadores de direccin deslizante pueden ser peligrosossi no se observan ciertas precauciones de seguridad. Las lesionesy muertes pueden prevenirse. Las causas reportadas ms comunesde accidentes serios y muertes usando minicargadores de direccindeslizante son:
1. Ser aplastado por las partes mviles
2. Accidentes de Volcaduras
Resumen de la Inspeccin de Accidentes de OSHA 107225617
Un rbol haba sido cortado y el operario estaba tratando
de halarlo cuesta arriba con un minicargador de direccin
deslizante. El rbol se movi y caus que el minicargador se
volcara y rodara cuesta abajo. El operario fue expulsado de
la cabina y aplastado hasta la muerte cuando el minicargador
rod sobre l. El operario no estaba usando un cinturn de
seguridad.Al operarse inadecuadamente, los minicarga-dores de direccin deslizante pueden vol-carse, especialmente si halan carga pesadao estn operando en terreno en desnivel.
Reporte de Accidente
Operario es Aplastado cuando un Minicargador se Vuelca
NIOSH Accidente #3, Publicacin No. 98-117
Despus de arrancar un minicargador de direccin desli-
zante, el operario levant el cucharn y se col por debajo o
se escal sobre la barra de seguridad para salir de la cabina.
Una vez que estaba afuera, se recost sobre la cabina justo
debajo del cucharn del minicargador. Inesperadamente,
el cucharn baj y aprision el pecho del operario contra el
marco del minicargador, aplastndolo hasta matarlo.
Nunca deje la estacin del operario cuando el
motor est encendido o los brazos de
elevacin estn alzados.
Reporte de Accidente
Operario Queda Aplastado al Trabajar Bajo un Implemento
Levantado
-
7/30/2019 d001877-s
5/44
Minicargador de Direccin Deslizante - 5
Aydese
Los hbitos de trabajo seguros son importantes. Aqu hay tres ac-ciones importantes que usted puede tomar para estar seguro en elrea de trabajo.
1. Aprenda todo lo que pueda.
Para prevenir accidentes con minicargadores de direccin
deslizante, lea y siga las indicaciones en el manual del operariodel equipo. Ponga atencin a las instrucciones de seguridad in-dicadas en el manual y a las etiquetas que observe en el equipo.Si usted tiene alguna pregunta, pare y pregntele a su supervi-sor antes de continuar.
2. Concntrese en trabajar con seguridad.
Algunas veces usted puede estar tentado a tomar atajos riesgo-sos. Recuerde que un accidente puede dejarlo lesionado per-manentemente o acortarle la vida. Para su seguridad y la de losque lo rodean, no tome riesgos innecesarios. Ninguna fecha de
entrega es tan urgente que usted no pueda tomarse el tiempode realizar su trabajo con seguridad.
3. Precauciones Adicionales
No opere ninguna maquinaria si est cansado o ha tomadomedicinas o bebidas alcohlicas. Si est tomando medicinas,discuta con su doctor o farmacutico si puede ser capaz deoperar maquinaria con seguridad.
Elija la seguridad
Resumen de la Inspeccin de Accidentes de OSHA 125340379
El operario de un minicargador de direccin deslizante estaba
conduciendo con una carga de tierra en el cucharn. El mini-
cargador choc contra una piedra y se inclin hacia adelante,
expulsando al operario al suelo. El minicargador atropell al
operario, aprisionndolo debajo de las llantas delanteras. El
operario muri en el sitio. Una investigacin demostr que al
cinturn de seguridad le haca falta la hebilla.
Reporte a su supervisor cualquier pieza del
equipo de seguridad que falte o est daada.
Reporte de Accidente
Operario es Expulsado del Minicargador y Atropellado
-
7/30/2019 d001877-s
6/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
/RV0HQVDMHV\6HxDOHVGH6HJXULGDG-PTGBCSJDBOUFTDPMPDBONFOTBKFTEFTFHVSJEBEJNQPSUBOUFTFODBEBQJF[BEFFRVJQPZFOFMNBOVBMEFMPQFSBSJP&TDSUJDPMFFSDPNQSFOEFSZTFHVJSUPEPTMPTNFOTBKFTEFTFHVSJEBE
-BmHVSBEFMUSJOHVMPFTFMTNCPMPEFQSFDBVDJO&MTJHOPEFFYDMBNBDJOFOFMDFOUSPTJHOJmDB1POHB"UFODJO&OBMHVOBT
JOTUBODJBTFMTNCPMPFOGPSNBEFUSJOHVMPNPTUSBSVOEJCVKP0USBTWFDFTIBCSMFUSBTRVFFYQMJRVFOQPSRVTFFTUVTBOEPFMTNCPMP
.VDIPTNFOTBKFTEFTFHVSJEBEVTBOMBTQBMBCSBT1SFDBVDJO"EWFSUFODJBZ1FMJHSPQBSBMMBNBSTVBUFODJO4FHVJEBNFOUFIBZNFOTBKFTEFTFHVSJEBEZTVTJHOJmDBEP$BEBVOBEFFTUBTTFBMFTUFOESFTDSJUPVONFOTBKFPVOEJCVKPBDFSDBEFVOBDPOEJDJOJOTFHVSB
13&$"6$*/TJHOJmDBRVFEFCFEFTFSDVJEBEPTP4JHBMBTJOTUSVDDJPOFTEFMBWJTPPVTUFEQPESBSFTVMUBSMBTUJNBEP
"%7&35&/$*"FTVONFOTBKFNTTFSJPZTJHOJmDBRVFVTUFE
EFCFEFTFHVJSMBTJOEJDBDJPOFTEFMBWJTPPQPESBMFTJPOBSTFTFSJBNFOUFPNPSJS
1&-*(30FTFMNTTFSJPEFMPTNFOTBKFTEFTFHVSJEBE4JVTUFEOPTJHVFMBTJOTUSVDDJPOFTVTUFETFSMFTJPOBEPTFSJBNFOUFP
NPSJS
35(&$8&,1
6(5(48,(5(
3527(&&,1
(1/262'26
$'9(57(1&,$
&$(56('(/(48,32
38('(5(68/7$5
(1/(6,21(66(5,$6
2/$08(57(
3(/,*52
38('(6(5
$3/$67$'26,12
86$/26623257(6
'((/(9$&,1
/DVLPiJHQHVTXHDSDUHFHQHQODVFDVLOODVGHSUHFDXFLyQFXLGDGR\SHOLJURKDQ
VLGRUHFUHDGDVGHODVLPiJHQHVWRPDGDVFRQHOSHUPLVRGH6HxDOHVGH6HJXUL
GDG$6$(6)(%
6tPERORVGH6HJXULGDGTXHSXHGH9HUHQXQ0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
3HOLJURGH4XHPDGXUDV
0DQWHQJDODVPDQRV
OHMRVGHODVSDUWHV
PyYLOHVGHOD
PiTXLQD
(OXLGRDDOWDSUHVLyQ
SXHGHFDXVDUXQD
OHVLyQSRULQ\HFFLyQ
(OHTXLSRVHSXHGH
FDHU\DSODVWDUOR
(YLWHTXHGDUVH
DWUDSDGRHQWUHODV
SDUWHVURWDWRULDV
-
7/30/2019 d001877-s
7/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
([DPtQHVH$JSDVMFMBSFTQVFTUBDPSSFDUB-BTSFTQVFTUBTTFQVFEFOFODPOUSBSFOMBQHJOB
{$VMFTTPOMBTEPTDBVTBTSFQPSUBEBTNTDPNVOFTEFMFTJPOFTTFSJBTZNVFSUFBMPQFSBSNJOJDBSHBEPSFTEFEJSFDDJOEFTMJ[BOUF
B&MFDUSPDVUBSTFZDIPRVFTEFUSOTJUPC"QMBTUBNJFOUPZWPMDBEVSBTD*ODFOEJPTQPSHBTPMJOBZFOWFOFOBNJFOUPQPSNPOYJEPEFDBSCPOP
)BHBVOBMOFBFOUSFFMTNCPMPEFTFHVSJEBEZTVTJHOJmDBEP
$BFSTFEFVOJNQMFNFOUPMFWBOUBEPQVFEFSFTVMUBSFOMFTJPOFTTFSJBTPMBNVFSUF
.BOUFOHBMBTNBOPTMFKPTEFMBTQBSUFTNWJMFTEFMBNRVJOB
1VFEFTFSBQMBTUBEPTJDBFOPCKFUPTQFTBEPTUBMDPNPVOJNQMFNFOUPMFWBOUBEP
-
7/30/2019 d001877-s
8/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
,QVSHFFLyQDQWHVGH&RPHQ]DU-BTFHVSJEBEDPNJFO[BBOUFTEFBSSBODBSFMNPUPS$BEBEBVTUFEEFCFDBNJOBSBMSFEFEPSEFMNJOJDBSHBEPSQBSBSFWJTBSTJFTUMJTUPQBSBPQFSBSFOGPSNBTFHVSB)FNPTQSPWFEPVOBMJTUBEFSFWJTJOQBSBMBJOTQFDDJOEJBSJBZWJTVBMRVFEFCFDPOEVDJSTFBOUFTEFMBPQFSBDJO"MFSUFBTVTVQFSWJTPSTJVTUFEFODVFOUSBBMHPNBMPEVSBOUFTVJOTQFDDJOEJBSJBBOUFTEFBSSBODBSFMNPUPS
/ODQWDV&MNBOUFOJNJFOUPBQSPQJBEPFTJNQPSUBOUFQPSRVFMBTCVFOBTMMBOUBTQFSNJUFORVFFMNJOJDBSHBEPSEFEJSFDDJOEFTMJ[BOUFUSB
CBKFCJFOFOMPTEJGFSFOUFTUJQPTEFTVQFSmDJFT-BJOGPSNBDJOQBSBJOnBSMBMMBOUBBQSPQJBEBNFOUFFTUJNQSFTBFOMBQBSUFMBUFSBMEFMBMMBOUB
&DELQD"MHVOPTNJOJDBSHBEPSFTWJFOFOFRVJQBEPTEFGCSJDBDPONBMMBTMBUFSBMFTQBSBFWJUBSRVFVTUFETFBBQMBTUBEPQPSMBTQBSUFTNWJMFTGVFSBEFMBDBCJOB"MHVOBTDBCJOBTFTUOUBNCJOEJTFBEBQBSBQSPUFHFSMPTJFMNJOJDBSHBEPSTFWVFMDBPTJVONBUFSJBMDBFTPCSFMBDBCJOB4JFMNBSDPEFMBDBCJOBPMBTNBMMBTMBUFSBMFTFTUOEBBEBTPBQBSFOUBOIBCFSTJEPBMUFSBEBTBWTFMFBTVTVQFS
WJTPSZOPPQFSFFMNJOJDBSHBEPSIBTUBRVFVOBQFSTPOBDBMJmDBEBEFUFSNJOFRVFFTTFHVSPIBDFSMP
&LQWXUyQ%DUUDGH6HJXULGDG&MDJOUVSOEFTFHVSJEBEZMBCBSSBEFTFHVSJEBEUSBCBKBOKVOUPTQBSBNBOUFOFSMPBTFHVSBEPFOFMBTJFOUPEFMDPOEVDUPSEVSBOUFMPQFSBDJO&MEBPBDVBMRVJFSBEFFTUPTNFDBOJTNPTEFTFHVSJEBEQVFEFEBSDPNPSFTVMUBEPMFTJPOFTTFSJBT
0REPRESEPARAUNA
/PERACIN3EGURA
,ECCIN
2EMHWLYR
,GHQWLFDU\ORFDOL]DUORVDUWtFX
ORVGHVHJXULGDGTXHXVWHGGHEHUHYLVDUDGLDULRDQWHVGHFRPHQ]DU
$JDUUDGRUHV
/ODQWDV)XJDVGH)OXLGR
0DOODV/DWHUDOHV &DELQD
%DUUDGH6HJXULGDG&LQWXUyQGH6HJXULGD
*UDGDV
,PSOHPHQWRV'HODQWHURV\R7UDVHURV
-
7/30/2019 d001877-s
9/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
$JDUUDGRUHV4VTNBOPTQVFEFOSFTCBMBSGDJMNFOUFEFMPTBHBSSBEPSFTHBTUBEPTDBVTOEPMFRVFDBJHBPRVFQJFSEBFMDPOUSPMEFMNJOJDBSHBEPS
*UDGDV-PTSFTCBMPOFTZDBEBTFOMBTHSBEBTTPODPNVOFTZQVFEFODBVTBSRVFDPOFDUFMPTDPOUSPMFTEFOUSPEFMBDBCJOBTJDBFTPCSFFMMPT.BOUFOHBMBTHSBEBTMJCSFTEFIJFMPMPEPZSFTJEVPT
$VBOEPTFHBTUBMBTVQFSmDJFBOUJSFTCBMBOUFEFMBHSBEBQVFEFDPOWFSUJSTFFOVOBTVQFSmDJFSFTCBMPTBZEFCFSTFSSFFNQMB[BEB
,PSOHPHQWRV'HODQWHURV\R7UDVHURV.VDIPTJNQMFNFOUPTEJGFSFOUFTTPOVTBEPTFOMPTNJOJDBSHBEPSFTEFEJSFDDJOEFTMJ[BOUFJODMVZFOEPMPTDVDIBSPOFTGSPOUBMFTBSBEPTUSBTFSPTSBTUSBTBTUJMMBEPSBTUSJODIBEPSFTZNPOUBDBSHBTQBSBQBDBT$FSDJSFTFRVFMPTJNQMFNFOUPTFTUOJOTUBMBEPTZBTFHVSBEPTDPSSFDUBNFOUF&MEFTFOHBODIFSFQFOUJOPEFVOJNQMFNFOUPQVFEFDBVTBSRVFMBDBSHBTFDBJHBIBDJFOEPBMNJOJDBSHBEPSJOFTUBCMFZQPTJCMFNFOUFMFTJPOBOEPBMPTUSBOTFOUFT
)XJDVGH)OXLGR-BTGVHBTQVFEFODBVTBSRVFFMNJOJDBSHBEPSTFEFTDPNQPOHB-PTnVJEPTUBNCJOQVFEFOTFSVOQFMJHSPEFJODFOEJP-PTDIBSDPTEFnVJEPTEFCBKPEFMNJOJDBSHBEPSJOEJDBORVFBMHPFTUHPUFBOEP3FQPSUFMBTTFBTEFGVHBTEFnVJEPTBTVTVQFSWJTPSJONFEJBUBNFOUF
&RPHQ]DU\$SDJDU6HJXUR
(QWUDGD5SBCBKBEPSFTIBOTJEPBQMBTUBEPTZIBONVFSUPQPSMBTQBSUFTNWJMFTDVBOEPFMMPTOPTFIBOTVCJEPEFOUSPEFMNJOJDBSHBEPSEFEJSFDDJOEFTMJ[BOUFFOGPSNBTFHVSB1BSBQSFWFOJSBDDJEFOUFTFOUSFEFBDVFSEPDPOMBTJOTUSVDDJPOFTEFMGBCSJDBOUF
&OUSFTPMPDVBOEPFMNPUPSFTUBQBHBEPMPTCSB[PTEFFMFWBDJOFTUOCBKBEPTZMPT JNQMFNFOUPTFTUOFOFMTVFMP
.JSFIBDJBFMBTJFOUPZDPMPRVFBNCBTNBOPTFOMBTCBSSBTQBSBBHBSSBSTF
/VODBVTFMBTQBMBODBTEFDPOUSPMDPNPCBSSBTQBSBBHBSSBSTF
6TFMBTHSBEBTIFDIBTQBSB FOUSBS
/LVWDGH5HYLVLyQSDUD$QWHVGH(PSH]DU
/ODQWDV{*OnBEBTBQSPQJBEBNFOUF{4JOEBPWJTJCMF
&DELQD0DOODV/DWHUDOHV{%BPFOFMNBSDP{"MUFSBDJPOFTTJOBVUPSJ[BDJO{-BTNBMMBTMBUFSBMFTDPMPDBEBTBQSPQJBEBNFOUF{%BPBMBTNBMMBTMBUFSBMFT
&LQWXUyQ%DUUDGH6HJXULGDG{4JOEBP{5SBCBKBOEPBQSPQJBEBNFOUF
$JDUUDGRUHV{/JOHOEBPBMNBUFSJBMBOUJSFTCBMBOUF
*UDGDV{-JCSFTEFUJFSSBPCTUSVDDJPOFTOJFWFIJFMPFUD{/JOHVOBTVQFSmDJFBOUJSFTCBMBOUFEBBEB
,PSOHPHQWRV'HODQWHURV\R7UDVHUR{*OTUBMBEPTDPSSFDUBNFOUF{4VKFUBEPTDPOTFHVSJEBE
)XJDVGH)OXLGR{4JOTFBTEFGVHBTEFMRVJEPIJESVMJDP{4JOTFBTEFGVHBEFDPNCVTUJCMF{4JOTFBTEFGVHBTEFMRVJEPEFGSFOPT
-
7/30/2019 d001877-s
10/44
0LQLFDUJDGRU GH 'LUHFFLyQ 'HVOL]DQWH
3UiFWLFDVSDUD&RPHQ]DU6HJXUR$PMRVFTFTVDJOUVSOEFTFHVSJEBE#BKFMBCBSSBEFTFHVSJEBESFTUSJDDJOTJFTUFRVJQBEB"TFHSFTFRVFMPTDPOUSPMFTFTUOFOOFVUSPZRVFFMGSFOPEFFTUBDJPOBNJFOUPFTUDPMPDBEP-JCFSFFMSFBEFQFSTPOBT"SSBORVFFMNPUPS1SVFCFMPTDPOUSPMFT
$SV[BS"EFMBOUBS3FUSPDFEFS4VCJSZCBKBSMPTCSB[PTEFFMFWBDJO$POUSPMEFMPTJNQMFNFOUPT
3FWJTFMPTGSFOPT3FWJTFMBCPDJOBZMBBMBSNBEFMSFUSPDFTPTJFTUFRVJQBEB
(OLMDOD6HJXULGDGGHVGHHO,QLFLR
/VODBUSBUFEFFODFOEFSVONJOJDBSHBEPSEFTEFBGVFSBEFMBDBCJOB/VODBPQFSFVOBNRVJOBTJGBMUBBMHONFDBOJTNPEFTFHVSJEBEPFTUEBBEP/VODBTFCBKFEFMNJOJDBSHBEPSDPOFMNPUPSFODFOEJEP/VODBFODJFOEBFMNPUPSBUSBWTEFMBTUFSNJOBMFTEFMNPUPSEFBSSBORVF3FmSBTFMBNBOVBMEFMPQFSBSJPQBSBMFFSMBTJOTUSVDDJPOFTEFDNPQBTBSMFDPSSJFOUFTJGVFSBOFDFTBSJP
5HVXPHQGHOD,QVSHFFLyQGH$FFLGHQWHVGH26+$
&RQHOPRWRUHQPDUFKDXQRSHUDULRVDFyODFDEH]DSRUOD
DEHUWXUDODWHUDOGHXQPLQLFDUJDGRUGHGLUHFFLyQGHVOL]DQWH
SDUDUHYLVDUXQDOODQWD6XSLHDFFLGHQWDOPHQWHJROSHyORV
FRQWUROHVFXDQGRVHLQFOLQyKDFLDODDEHUWXUD(VWRFDXVy
TXHHOEUD]RGHHOHYDFLyQVHPRYLHUDPDWiQGRORDODSODVWDU
VXFDEH]DFRQWUDHOSLVWyQKLGUiXOLFR/DDEHUWXUDSRUGRQGH
VHDVRPyHVWDEDRULJLQDOPHQWHHTXLSDGDFRQXQSURWHFWRU
SHURVHKDEtDFDtGRXQDVVHPDQDVDQWHV\QRKDEtDVLGR
UHHPSOD]DGR
1XQFDFRORTXHQLQJXQDSDUWHGHVXFXHUSRIXHUDGHODFDELQDGRQGHSXHGDVHUDSODVWDGR
5HSRUWHGH$FFLGHQWH2SHUDULR0XHUHDO$VRPDUOD&DEH]D)XHUDGHOD&DELQD
-
7/30/2019 d001877-s
11/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
$SDJDU\6DOLUVHFRQ6HJXULGDG
.VDIPTPQFSBSJPTNVFSFOUSBUBOEPEFTBMJSTFEFMBDBCJOBQPSOPPCTFSWBSMPTQSPDFEJNJFOUPTEFBQBHBEPTFHVSP1SPUKBTFVTUFETJHVJFOEPTJFNQSFMBTTJHVJFOUFTQSFDBVDJPOFT
&TUBDJOFTFFOVOBTVQFSmDJFOJWFMBEB#BKFMPTCSB[PTEFFMFWBDJOZMPTJNQMFNFOUPTBMTVFMP1POHBMPTDPOUSPMFTFOOFVUSP$PMPRVFFMGSFOPEFFTUBDJPOBNJFOUP"QBHVFFMNPUPS3FDJSDVMFMPTDPOUSPMFTQBSBMJCFSBSMBQSFTJOIJESVMJDB$FSDJSFTFRVFMPTDPOUSPMFTFTUOBTFHVSBEPTTJFTUFRVJQBEP3FNVFWBMBMMBWFEFMBJHOJDJO2VUFTFFMDJOUVSOEFTFHVSJEBEZTVCBMBCBSSBEFTFHVSJEBE4BMHBEFBDVFSEPDPOMBTJOTUSVDDJPOFTEFMGBCSJDBOUFVTBOEP
MBTHSBEBTEFMNJOJDBSHBEPSZMPTBHBSSBEPSFTEFBQPZP#MPRVFFMBTMMBOUBTTJIBZVOBQPTJCJMJEBERVFFMNJOJDBSHBEPSSVFEF
5HVXPHQGHOD,QVSHFFLyQGH$FFLGHQWHVGH26+$
'HVSXpVTXHVXPLQLFDUJDGRUVHDWDVFyHQHOORGRHO
RSHUDULRGHOPLQLFDUJDGRUGHGLUHFFLyQGHVOL]DQWHOHYDQWyOD
EDUUDGHVHJXULGDG\WUDWyGHVDOLUGHODFDELQDFXDQGRHOPR
WRUWRGDYtDHVWDEDHQPDUFKD$OOHYDQWDUVHVXWDOyQL]TXLHUGRHPSXMyHOSHGDO(VWRVXELyORVEUD]RVGHHOHYDFLyQ\
HOFXFKDUyQHOTXHDSODVWyVXSHFKRFRQWUDODFDELQD
1XQFDVDOJDGHXQDPLQLFDUJDGRUGHGLUHF
FLyQGHVOL]DQWHFRQHOPRWRUD~QHQPDUFKD
5HSRUWHGH$FFLGHQWH2SHUDULRHV$SODVWDGR7UDWDQGRGH6DOLUGHXQ0LQLFDUJDGRUFRQHO0RWRUHQ0DUFKD
-
7/30/2019 d001877-s
12/44
0LQLFDUJDGRU GH 'LUHFFLyQ 'HVOL]DQWH
([DPtQHVH)BHBVOBMOFBEFTEFMBQBMBCSBIBDJBMBQBSUFEFMNJOJDBSHBEPSEFEJSFDDJOEFTMJ[BOUFRVFEFCFEFSFWJTBSDBEBEB-BTSFTQVFTUBTTFQVFEFOFODPOUSBSFOMBQHJOB
"HBSSBEPSFT
$BCJOB.BMMBT-BUFSBMFT
-MBOUBT
$JOUVSOEF4FHVSJEBE#BSSBEF4FHVSJEBE
(SBEBT
*NQMFNFOUPT
-
7/30/2019 d001877-s
13/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
,ECCIN
2EMHWLYRV
5HFRQRFHUFyPRODVSDUWHV
PyYLOHVSXHGHQDSODVWDUOR,GHQWLFDUODVSUiFWLFDVGHVHJXULGDGTXHORSURWHJHUiQGHVHUDSODVWDGR
/DV3DUWHV0yYLOHVOR3XHGHQ$SODVWDU4FSBQMBTUBEPQPSMBTQBSUFTNWJMFTFTMBDBVTBEFNVFSUFNTDPNOSFQPSUBEBDVBOEPTFPQFSBVONJOJDBSHBEPSEFEJSFDDJOEFTMJ[BOUF-PTBDDJEFOUFTEFBQMBTUBNJFOUPPDVSSFONJFOUSBTTFFOUSBPTBMFEVSBOUFMBPQFSBDJOZNJFOUSBTTFEBNBOUFOJNJFOUP"VODVBOEPFMNJOJDBSHBEPSFTUFRVJQBEPDPOTFHVSPTJOUFSOPTFTUPTTFHVSPTOPTPOBQSVFCBEFUPOUPT-BTQFSTPOBTNVFSFOFOGPSNBTRVFMPTTJTUFNBTEFTFHVSPJOUFSOPTOPQVFEFOQSFWFOJS
1UE.OLO!PLASTEN
LAS0ARTES-VILES
5HVXPHQGHOD,QVSHFFLyQGH$FFLGHQWHVGH26+$
(ORSHUDULRGHXQPLQLFDUJDGRUFRQGLUHFFLyQGHVOL]DQWH
VHHVWDEDSUHSDUDQGRSDUDPRYHUXQRVWURQFRV0LHQWUDV
HVWDEDSDUDGRIXHUDGHOPLQLFDUJDGRUpOVHHVWLUySDUDDO
FDQ]DUORVFRQWUROHVGHRSHUDFLyQHQHOLQWHULRUGHODFDELQD
&XDQGRHOFXFKDUyQHPSH]yDPRYHUVHHORSHUDULRIXH
DSODVWDGRKDVWDODPXHUWHHQWUHHOEUD]RKLGUiXOLFR\HOPDUFR
GHOPLQLFDUJDGRU1XQFDRSHUHXQPLQLFDUJDGRUGHGLUHFFLyQ
GHVOL]DQWHGHVGHDIXHUDGHODFDELQD
5HSRUWHGH$FFLGHQWH2SHUDULR$SODVWDGRSRU3DUWHV0yYLOHV
&OUSFFMCSB[PEF
FMFWBDJOZMBDBCJOB
&OUSFFMCSB[PEFFMFWBDJO
ZFMNBSDP
&OUSFFMJNQMFNFOUP ZFMNBSDP
&OUSFFMJNQMFNFOUP
ZFMNBSDP
%FCBKPEFMJNQMFNFOUP
-
7/30/2019 d001877-s
14/44
0LQLFDUJDGRU GH 'LUHFFLyQ 'HVOL]DQWH
&yPR(YLWDU6HU$SODVWDGR
/VODBFOUSFPTBMHBQBSOEPTFEFCBKPEFVOJNQMFNFOUPMFWBOUBEPQPSRVFMFQVFEFDBFSFODJNB
/VODBFODJFOEBFMNPUPSVPQFSFMPTDPOUSPMFTEFTEFBGVFSBEFMBDBCJOB&MNJOJDBSHBEPSPMPTCSB[PTEFFMFWBDJOQVFEFOBQMBTUBSMPBMBDUJWBSTFMPTDPOUSPMFT4JFNQSFVTFTVDJOUVSOEFTFHVSJEBEZCBKFMBCBSSBEFTFHVSJEBEDVBOEPFTUFOFMBTJFOUPEFMPQFSBSJPBTTFNBOUFOESTFHVSPFOMBDBCJOBQSPUFHJOEPTFEFTFSBQMBTUBEP/VODBTVCBPCBKFEFMBDBCJOBNJFOUSBTFMNPUPSFTUFONBSDIB6TUFEQVFEFTFSBQMBTUBEPTJHPMQFBMPTDPOUSPMFT/VODBTFJODMJOFIBDJBGVFSBEFMBDBCJOBDVBOEPFMNPUPSFTUFONBSDIB.BOUFOHBTVDBCF[BCSB[PTZQJFSOBTBEFOUSPPVTUFEQVFEFTFSBQMBTUBEPQPSMPTCSB[PTEFFMFWBDJOPMPT
JNQMFNFOUPTFONPWJNJFOUP/VODBFMFWFVOJNQMFNFOUPBSSJCBEFVOBQFSTPOB-BTDBSHBTQVFEFOSFTCBMBSPDBFSPFMJNQMFNFOUPQVFEFDBFSJOFTQFSBEBNFOUFBQMBTUBOEPBDVBMRVJFSBRVFFTUBCBKP/VODBMFWBOUFDBSHBTUBOBMUPPSVFEFJNQMFNFOUPTUBOBUSTRVFCPUFONBUFSJBMFOMBDBCJOBDBZOEPMFFODJNBBVTUFE
5HVXPHQGHOD,QVSHFFLyQGH$FFLGHQWHVGH26+$
'RVHPSOHDGRVHVWDEDQGUHQDQGRXLGRKLGUiXOLFRGHXQ
PLQLFDUJDGRUGHGLUHFFLyQGHVOL]DQWH(OORVHOHYDURQHO
FXFKDUyQSDUDTXHXQRGHORVHPSOHDGRVSXGLHUDPHWHUOD
FDEH]DHQWUHORVEUD]RVGHHOHYDFLyQ\ODFRUD]DGHOPRWRU(ORWURHPSOHDGRUHPRYLyHOWDSyQGHOUHVHUYRULRKLGUiXOLFR
(OVLVWHPDKLGUiXOLFRSHUGLySUHVLyQDOGUHQDUVHHOXLGRFDX
VDQGRTXHVHSHUGLHUDHOVRSRUWHGHORVEUD]RVGHHOHYDFLyQ
TXHEDMDURQ\DSODVWDURQODFDEH]DGHOSULPHUHPSOHDGR
FRQWUDODFRUD]DGHOPRWRU
6LHPSUHXWLOLFHVRSRUWHVDSUREDGRVSDUDORV
EUD]RVGHHOHYDFLyQ
5HSRUWHGH$FFLGHQWH(PSOHDGR0XHUHDO7UDEDMDU'HEDMRGHORV%UD]RVGH(OHYDFLyQVLQ6RSRUWHV
-
7/30/2019 d001877-s
15/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
/VODBUSBCBKFCBKPJNQMFNFOUPTMFWBOUBEPTBNFOPTRVFMPTCSB[PTEFFMFWBDJOFTUOBTFHVSBEPTFOMBQPTJDJOEFiBSSJCBwVTBOEPTPQPSUFTBQSPCBEPTQBSBCSB[PTEFFMFWBDJO$POUBDUFBMGBCSJDBOUFQBSBBWFSJHVBSTJTVNJOJDBSHBEPSUJFOFTPQPSUFTBQSPCBEPTQBSBCSB[PTEFFMFWBDJO$VBOEPTFBQPTJCMFIBHBFMUSBCBKPEFNBOUFOJNJFOUPDPOFMNPUPSBQBHBEPMBMMBWFSFNPWJEBFMGSFOPEFFTUBDJPOBNJFOUPDPMPDBEPMBTMMBOUBTCMPRVFBEBTZMPTJNQMFNFOUPTFOFM
TVFMPPBQPZBEPTFOTPQPSUFTBQSPCBEPTQBSBCSB[PTEFFMFWBDJO
-JGUBSNTVQQPSU
-
7/30/2019 d001877-s
16/44
0LQLFDUJDGRU GH 'LUHFFLyQ 'HVOL]DQWH
([DPtQHVH-BTSFTQVFTUBTTFQVFEFOFODPOUSBSFOMBQHJOB
)BHBVOBMOFBEFTEFMBTQBMBCSBTIBTUBMBTSFBTEFMNJOJDBSHBEPSEPOEFBMHVJFOQVFEFTFSBQMBTUBEPQPSMBTQBSUFTNWJMFT
"GVFSBEFMBTWFOUBOBTNBMMBTMBUFSBMFT
&OUSFMPTCSB[PTEFFMFWBDJOZFMNBSDP
%FOUSPEFMNBSDPEFMBOUFSPJOGFSJPSZMBTMMBOUBTEFMBOUFSBT
&OFMSFBEFMBTHSBEBT
%FCBKPEFMPTJNQMFNFOUPT
$VBOEPFMNPUPSFTUFONBSDIBFMMVHBSNTTFHVSPQBSB
VTUFEFT@@@@@@@@@@@@@@@@@@@@@@B7JBKBSFOFMDVDIBSOC1BSBEPBMMBEPEFMNJOJDBSHBEPSD4FOUBEPFOFMBTJFOUPEFMPQFSBSJPDPOFMDJOUVSOEFTFHVSJEBEQVFTUPZMBCBSSBEFTFHVSJEBEDPMPDBEBFOTVMVHBS
$JSDVMFFMEJCVKPRVFNVFTUSBNFKPSBVOPQFSBSJPUSBCBKBOEPDPOTFHVSJEBEFOVONJOJDBSHBEPSEFEJSFDDJOEFTMJ[BOUFDPOFMNPUPSFONBSDIB
6TFMBMJTUBEFQBMBCSBTEFBCBKPQBSBDPNQMFUBSMBTPSBDJPOFT*NQMFNFOUP.PWFSTF$VFSQP.PUPS
/VODBBSSBORVFFMNPUPSVTBOEPDBCMFTFOMBTUFSNJOBMFTEFMNPUPSEFBSSBORVF6TUFEQVFEFTFSBQMBTUBEPTJFMNJOJDBSHBEPSDPNJFO[BB@@@@@@@@@@@@
/VODBUSBCBKFCBKPVO@@@@@@@@@@@@@@@FMFWBEP
/VODBTFTVCBBVONJOJDBSHBEPSDPOFM@@@@@@@FONBSDIB
/VODBJODMJOFVOBQBSUFEFTV@@@@@@@@@GVFSBEFMBDBCJOBDPOFMNPUPSFONBSDIB
-
7/30/2019 d001877-s
17/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
,ECCIN
2EMHWLYRV
,GHQWLFDUORVSURFHGLPLHQWRVGH
WUDEDMRVHJXURVSDUDHYLWDUDFFLGHQWHVGHYROFDGXUDV
'HVFULELUORTXHSXHGHVXFHGHUVLQRVHVLJXHQORVSURFHGLPLHQWRVGHVHJXULGDG
3UHYLQLHQGR9ROFDGXUDV$VBOEPVONJOJDBSHBEPSEFEJSFDDJOEFTMJ[BOUFTFWVFMWFJOFTUBCMFPQJFSEFFMFRVJMJCSJPTFWPMDBS4PCSFDBSHBSMPMMFWBSDBSHBNFOUPTNVZBMUPTPQFSBSFOTVQFSmDJFTEFTJHVBMFTPBEFTOJWFMBHSFHBSJNQMFNFOUPTPDPOEVDJSNVZSQJEPQBSBMBTDPOEJDJPOFTBDUVBMFTDBVTBORVFFMNJOJDBSHBEPSTFWVFMWBJOFTUBCMF
&MUJFNQPEFMBSFBDDJOIVNBOBFTNVZMFOUBQBSBFWJUBSVOBWPMDBEVSBDVBOEPZBIBDPNFO[BEP1VFEFFWJUBSMBTWPMDBEVSBTBMSFDPOPDFSMBTTJUVBDJPOFTQFMJHSPTBTZBDUVBSQBSBFWJUBSMBT
0REVENGA
LOS!CCIDENTES
DE6OLCADURAS
5HVXPHQGHOD,QVSHFFLyQGH$FFLGHQWHVGH26+$
8QHPSOHDGRHVWDEDFRORFDQGRDERQRFRQXQPLQLFDUJDGRUGHGLUHFFLyQGHVOL]DQWHFHUFDGHOERUGHGHODFDtGDGHXQD
SDUHGGHUHWHQFLyQGHFRQFUHWRTXHWHQtDVHLVSLHVGHDOWXUD
$OUHWURFHGHUHOPLQLFDUJDGRUKDFLDODSDUHGODOODQWDWUDVHUD
FD\yHQHOERUGH\HOPLQLFDUJDGRUURGyKDFLDDEDMRSRUOD
SDUHGKDVWDOOHJDUDOVXHOR(ORSHUDULRQRHVWDEDXVDQGRVX
FLQWXUyQGHVHJXULGDG\PXULy
0DQWpQJDVHDOHMDGRGHOERUGHGHORV
SUHFLSLFLRVDORSHUDUXQPLQLFDUJDGRUGH
GLUHFFLyQGHVOL]DQWH
5HSRUWHGH$FFLGHQWH(PSOHDGR9XHOFDXQ0LQLFDUJDGRUHQXQD3DUHGGH5HWHQFLyQ
3LHQVHVREUHORTXHSXGRKDEHUSDVDGRSDUDFDXVDU
HVWHDFFLGHQWH/RGLVFXWLUHPRVHQODSiJLQD
-
7/30/2019 d001877-s
18/44
0LQLFDUJDGRU GH 'LUHFFLyQ 'HVOL]DQWH
(YLWH$FFLGHQWHVSRU9ROFDGXUDV/PTPCSFDBSHVFFMJNQMFNFOUP3FWJTFMBFUJRVFUBEFDBQBDJEBEMBQMBDBDPOEBUPTPFMNBOVBMEFMPQFSBSJPQBSBWFSFM
MNJUFNYJNP&YDFEFSFTFMNJUFQVFEFDBVTBSRVFFMNJOJDBSHBEPSTFWVFMWBJOFTUBCMFZTFWVFMRVF
%JTUSJCVZBCBMBODFBEBNFOUFMBDBSHBFOFMJNQMFNFOUPQBSB
RVFFMNJOJDBSHBEPSOPTFWVFMRVF4VKFUFMBTDBSHBTJOFTUBCMFTQBSBRVFOPTFNVFWBOPDBJHBO$VBOEPTFBOFDFTBSJPTVKFUBSMBTCBKFMPTCSB[PTEFFMFWBDJOBQBHVFFMNPUPSTBMHBEFMBDBCJOBFODBEFOFMBDBSHBFOTVMVHBSSFHSFTFBMBDBCJOBBSSBORVFFMNJOJDBSHBEPSZQSPDFEBDPOFMUSBCBKP-FWBOUFMBDBSHBEFTQBDJPZCBMBODFBEBNFOUFQBSBNBOUFOFSFMNJOJDBSHBEPSFTUBCMF"DBSSFFMBDBSHBDFSDBEFMTVFMPQFSPDPOMBBMUVSBTVmDJFOUFQBSBQBTBSTPCSFMPTPCTUDVMPT$VBOEPVOBDBSHBTFBDBSSFBNVZBMUPIBZNTQPTJCJMJEBERVFMPTNJOJDBSHBEPSFTEFEJSFD
DJOEFTMJ[BOUFTFJODMJOFOIBDJBBEFMBOUF&TEFFTQFDJBMJNQPSUBODJBBDBSSFBSMBDBSHBMPNTCBKPQPTJCMFBMWPMUFBSBDBSSFBSVOBDBSHBQFTBEBWJBKBSQPSVOBDVFTUBPBMPQFSBSFOTVQFSmDJFTEFTJHVBMFT.BOUFOHBFMJNQMFNFOUPOJWFMBEPBMNPWFSMPTCSB[PTEFFMFWBDJOPBMDPOEVDJSTVCJFOEPPCBKBOEPDVFTUBTPEFMPDPOUSBSJPMBDBSHBTFQVFEFNPWFSZQVFEFEFTCBMBODFBSFMNJOJDBSHBEPS0QFSFBMBWFMPDJEBEBEFDVBEBQBSBMBTDPOEJDJPOFTBDUVBMFTQBSBRVFOPQJFSEBFMDPOUSPMEFMNJOJDBSHBEPS
5HVXPHQGHOD,QVSHFFLyQGH$FFLGHQWHVGH26+$
8QPLQLFDUJDGRUHVWDEDGHVFDUJDQGRJUDYD\WLHUUDHQORV
FLPLHQWRVGHXQVyWDQR4XHUtDWLUDUHOPDWHULDOPiVOHMRV
GHQWURGHODH[FDYDFLyQSRUORTXHOHYDQWyHOFXFKDUyQ\
SDUyEUXVFDPHQWHHOPLQLFDUJDGRUFDXVDQGRTXHVDOWDUD(O
PLQLFDUJDGRUVHLQFOLQyKDFLDDGHODQWH\DWHUUL]yHQODSDUHGGHORVFLPLHQWRVDSULVLRQDQGRODVSLHUQDVGHOHPSOHDGRHQWUH
HOPLQLFDUJDGRU\ORVFLPLHQWRV6HTXHEUyXQDSLHUQD\VXIULy
RWUDVOHVLRQHV
2SHUHWRGRVORVFRQWUROHVVXDYHPHQWH
5HSRUWHGH$FFLGHQWH0LQLFDUJDGRU6H,QFOLQD+DFLD$GHODQWH/HVLRQDQGRDO2SHUDULR
&$3$&,'$''(23(5$&,1&$/&8/$'$
NJ OEV
)$+5%$5(187=/$675$7('23(5$7,1*&$3$&,7
-
7/30/2019 d001877-s
19/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
0QFSFMPTDPOUSPMFTTVBWFNFOUFQBSBQSFWFOJSQBSBSCSVTDBNFOUFPDPSDPWFBS0QFSFFOTVQFSmDJFTOJWFMBEBTZFTUBCMFT$BSHVFEFTDBSHVFZEFWVFMUBFOUJFSSBmSNFZOJWFMBEB$POEV[DBIBDJBBSSJCBZBCBKPFOMBTDVFTUBTOPEFVOFYUSFNPBPUSP$POEV[DBEFTQBDJPFOMBTDVFTUBT.BOUFOHBMBQBSUFQFTBEBEFMNJOJDBSHBEPSBQVOUBOEPIBDJBBSSJCBEFMBTDVFTUBT$VBOEPFTUDBSHBEPBMNYJNPMPTNJOJ
DBSHBEPSFTEFEJSFDDJOEFTMJ[BOUFEFCFODPOEVDJSTFDPOMBDBSHBDVFTUBBSSJCB$VBOEPFTUEFTDBSHBEPMBQBSUFUSBTFSBEFMNJOJDBSHBEPSFTNTQFTBEBQPSMPRVFMBQBSUFUSBTFSBEFCFBQVOUBSIBDJBBSSJCBEFMBDVFTUB4JOPFTUTFHVSPRVFYUSFNPFTNTQFTBEPEFCJEPBMPTJNQMFNFOUPTBOFYBEPTSFWJTFFMNBOVBMEFMPQFSBSJP/PIBHBWVFMUBTDFSSBEBTFOMBTDVFTUBTPFMNJOJDBSHBEPSTFQVFEFWPMDBS"MKFTFQPSDPNQMFUPEFMBTDVFTUBTNVZFNQJOBEBT&MNBOVBMEFMPQFSBSJPEFmOFMBQFOEJFOUFNYJNBFOMBRVFQVFEFPQFSBSTVNJOJDBSHBEPS&WJUFIPZPTCBDIFTHSBOEFTQVOUPTTVBWFTZQJTPTECJMFT
5PEPTFTUPTQVFEFOIBDFSRVFFMNJOJDBSHBEPSTFBJOFTUBCMF4JEFCFDSV[BSMBTWBTEFMUSFO[BOKBTDVSWBTPTVQFSmDJFT EFTJHVBMFTTJNJMBSFTDSVDFFOOHVMPZDPOEV[DBEFTQBDJP.BOUOHBTFBMFKBEPEFMPTCPSEFTFNQJOBEPTQVFSUPTEFEFTDBSHBSBNQBT[BOKBTQBSFEFTEFSFUFODJOZDVOFUBTDFSDBOBTEFMPDPOUSBSJPQVFEFDBFSTFQPSFMCPSEFPMPTUFSSBQMFOFTQVFEFOEFSSVNCBSTF
5HVXPHQGHOD,QVSHFFLyQGH$FFLGHQWHVGH26+$(ORSHUDULRGHXQPLQLFDUJDGRUGHGLUHFFLyQGHVOL]DQWHVH
URPSLyODQXFD\PXULyFXDQGRVXPLQLFDUJDGRUFD\yYHLQWH
SLHVDWUDYpVGHOVHJXQGRSLVRGHXQHGLFLRTXHQRHVWDED
ELHQFRQVWUXLGR
6LHPSUHWUDEDMHHQVXSHUFLHVHVWDEOHV\
HYLWHORVSLVRVGpELOHV
5HSRUWHGH$FFLGHQWH3LVRVH'HUUXPED0DWDQGRDO2SHUDULRGHXQ0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
$FDUUHHODFDUJDORPiVFHUFDGHOVXHORSRVLEOHSDUDHYLWDUXQDYROFDGXUD
6 12
-
7/30/2019 d001877-s
20/44
0LQLFDUJDGRU GH 'LUHFFLyQ 'HVOL]DQWH
(VWRHVORTXH3DVy
5HVXPHQGHO5HSRUWH1,26+)$&(1R,$
&MPQFSBSJPFTUBCBVTBOEPVOJNQMFNFOUPDPOQPEBEPSBEFSCPMFTQBSBQPEBSSCPMFTFOVOBDVFTUBJODMJOBEB5SBUEFDPSUBSVOBSBNBRVFFSBNBZPSBMBDBQBDJEBEEFMBQPEBEPSBDPOFMJNQMFNFOUPMFWBOUBEPDBTJBDVBUSPQJFTEFMTVFMP&MQFTPEFMBSBNBDPSUBEBJODMJOBMNJOJDBSHBEPSIBDJBBEFMBOUFTPCSFFMUSPODPEFMSCPMBQSJTJPOBOEPBMPQFSBSJPFOUSFFMNJOJDBSHBEPSZFMUSPODPNBUOEPMPJOTUBOUOFBNFOUF
-PRVFMIJ[PNBMMFYDFEJMBDBQBDJEBEEFMJNQMFNFOUP&MSCPMFSBEFNBTJBEP
HSBOEFZQFTBEPQBSBFMNJOJDBSHBEPS-PTCSB[PTEFFMFWBDJOFTUBCBOMFWBOUBEPTDVBOEPIJ[PFMDPSUF&MPQFSBSJPEFMNBOVBMJOEJDBCBRVFFMJNQMFNFOUPTPMPEFCBVTBSTFFOFMTVFMP-BDVFTUBFSBEFNBTJBEPJODMJOBEBQBSBNBOUFOFSFTUBCMFBMNJOJDBSHBEPS
{1VFEFQFOTBSFOPUSPTFSSPSFT
-
7/30/2019 d001877-s
21/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
([DPtQHVH$JSDVMFFMEJCVKPFOFMRVFFMPQFSBSJPFTUUSBCBKBOEPDPSSFDUBNFOUF-BTSFTQVFTUBTTFQVFEFOFODPOUSBSFOMBQHJOB
6TFMBMJTUBEFQBMBCSBTEFBCBKPQBSBDPNQMFUBSMBTPSBDJPOFTB7VFMUBT
C4VBWFNFOUFDOHVMP$VBOEPFTOFDFTBSJPDPOEVDJSTPCSFMBTWBTEFMUSFOCBKFMBWFMPDJEBEZDSVDFFO@@@@@@@@@@
/PIBHB@@@@@@@DFSSBEBTFOMBTDVFTUBT
0QFSFFMNJOJDBSHBEPS@@@@@@@@@@@@@@@@
0DQHMDQGRFXHVWDDEDMRFRQHO
LPSOHPHQWROHYDQWDGR
0DQHMDQGRHQVXHORQLYHODGRFRQ
HOLPSOHPHQWREDMDGR
0DQHMDQGRFXHVWDDEDMRFRQHO
FXFKDUyQFDUJDGR
0DQHMDQGRFXHVWDDUULEDFRQHO
FXFKDUyQFDUJDGR
0DQHMDQGRGHXQH[WUHPRDRWURGH
ODFXHVWDFRQHOFXFKDUyQYDFtR5HWURFHGLHQGRHQXQDFXHVWD
FRQHOFXFKDUyQYDFtR
0DQHMDQGRDXQDGLVWDQFLD
VHJXUDGHXQD]DQMD0DQHMDQGRDOERUGHGHXQD]DQMD
-
7/30/2019 d001877-s
22/44
0LQLFDUJDGRU GH 'LUHFFLyQ 'HVOL]DQWH
-PTBDDJEFOUFTNPSUBMFTRVFJOWPMVDSBOBMPTNJOJDBSHBEPSFTEFEJSFDDJOEFTMJ[BOUFOPTFMJNJUBOBBQMBTUBNJFOUPTZWPMDBEVSBT
0USPTQFMJHSPTJODMVZFOBUSPQFMMBSTFBTNJTNPPBPUSBTQFSTPOBTDIPDBSDPOUSBPCTUDVMPTBDDJEFOUFTEFUSOTJUPFMFDUSPDVUBSTFZFOWFOFOBNJFOUPDBVTBEPQPSNPOYJEPEFDBSCPOPDPNCVTUJCMFTPnVJEPT
0DQWpQJDVH$OHMDGRGHORV$FFLGHQWHVGH9ROFDGXUDV6TFTVDJOUVSOEFTFHVSJEBEPMBCBSSBEFTFHVSJEBEQBSBRVFQVFEBQFSNBOFDFSTFHVSPEFOUSPEFMBDBCJOB4FQBFOEOEFFTUOTVTDPNQBFSPTEFUSBCBKP3FWJTFTVTBMSFEFEPSFTBOUFTEFNPWFSFMNJOJDBSHBEPS.BOUFOHBBMBTEFNTQFSTPOBTBMFKBEBTNJFOUSBTFTUPQFSBOEPFMNJOJDBSHBEPSZOVODBEFKFRVFOBEJFTFBDFSRVFEFNBTJBEPZQVFEBTFSBQMBTUBEPQPSMPTNPWJNJFOUPTSFQFOUJOPTEFMNJOJDBSHBEPS$POEV[DBIBDJBBEFMBOUFDVBOEPFTUFOUFSSFOPOJWFMBEPBNFOPTRVFMBDBSHBCMPRVFFTVWJTUBPFMJNQMFNFOUPFTUEJTFBEPQBSBVTBSTFDVBOEPFMNJOJDBSHBEPSSFUSPDFEF$VBOEPVOBDBSHBCMPRVFFTVWJTUBDPOEV[DBSFUSPDFEJFOEPTJFM
NJOJDBSHBEPSFTUEJTFBEPQBSBRVFVTUFEQVFEBWFSBUSTPQFSNJUBRVFVODPNQBFSPEFUSBCBKPMPHVF1OHBOTFEFBDVFSEPEFBOUFNBOPTPCSFMBTTFBMFTNBOVBMFTRVFVTBSO$FSDJSFTFRVFTVDPNQBFSPEFUSBCBKPQFSNBOF[DBBVOBEJTUBODJBTFHVSBEFMNJOJDBSHBEPS0CTFSWFTJIBZUSmDPZQFBUPOFTDVBOEPDSVDFPDVBOEP USBCBKFDFSDBEFDBMMFTFOUSBEBTFTUBDJPOBNJFOUPTFTRVJOBTEFMPTFEJmDJPTBSCVTUPTSCPMFTZPUSPTTJUJPTRVFOPTFQVFEFOWFSCJFO-BTQFSTPOBTBOJNBMFTZFMUSmDPTFNVFWFOSQJEBNFOUFZRVJ[TOPTFEFODVFOUBEFRVFFTUOFOFMDBNJOPEFMQFMJHSP&TUDPOTDJFOUFEFTVTBMSFEFEPSFTUPEPFMUJFNQP
/TROS0ELIGROSDE
/PERACIN
,ECCIN
2EMHWLYRV
'HVFULELUFRPRHYLWDUFKRTXHV
FRQREVWiFXORVWUiFR\SHUVRQDV
,GHQWLFDUORVSHOLJURVGHODHOHFWULFLGDGHOPRQy[LGRGH
FDUERQRORVFRPEXVWLEOHV\RWURVXLGRVDVtFRPRPDWHULDOHVTXHFDHQ
5HVXPHQGHOD,QVSHFFLyQGH$FFLGHQWHVGH26+$
8QWUDEDMDGRUTXHQHFHVLWDEDDJDUUDUVXVJXDQWHVGHOD
FDELQDGHXQPLQLFDUJDGRUVHDFHUFyDOFRQGXFWRU(VWDQGR
HOFRQGXFWRUGHQWURGHODFDELQD\HOPRWRUHQFHQGLGRHO
WUDEDMDGRUVHHVWLUyKDFLDDGHQWURDOFDQ]yVXVJXDQWHV\DFFLGHQWDOPHQWHPRYLyODSDODQFDGHODPDUFKD(OPLQLFDU
JDGRUVHPRYLyKDFLDDGHODQWH\ODL]TXLHUGDDWURSHOOiQGROR
\DSODVWDQGRVXFDEH]D\KRPEURVHQWUHODOODQWDGHODQWHUD\
HOPDUFR
1XQFDDOFDQFHDOJRDGHQWURGHODFDELQD
FXDQGRHOPRWRUHVWpHQFHQGLGR
5HSRUWHGH$FFLGHQWH7UDEDMDGRUHV$WURSHOODGRDO(VWLUDUVHSDUD$OFDQ]DU$OJRHQXQ0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
-
7/30/2019 d001877-s
23/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
8QFRPSDxHURGHWUDEDMRSXHGHD\XGDUOHD
PRYHUODFDUJDTXHVHDPX\DOWD\DQFKD\
TXHQROHSHUPLWDYHUHQIRUPDVHJXUDKDFL
DUULED\DOUHGHGRUGHXVWHG
.JSFIBDJBMBEJSFDDJOFOMBRVFFTUNBOFKBOEP0QFSFFMNJOJDBSHBEPSTVBWFNFOUFQBSBNBOUFOFSDPOUSPMZFWJUBSMFTJPOBSTFPMFTJPOBSBRVJFOFTFTUODFSDB/PJOTFSUFDPOGVFS[BFMJNQMFNFOUPEFOUSPEFMPTNBUFSJBMFT6TUFEQPESB $IPDBSDPOVOPCKFUPFTDPOEJEPEFOUSPEFMNBUFSJBM "USBWFTBSFMNBUFSJBMZDIPDBSDPOBMHPPBMHVJFORVFFTU EFMPUSPMBEP
1FSEFSDPOUSPMEFMNJOJDBSHBEPS/VODBQFSNJUBRVFIBZBQBTBKFSPTBEJDJPOBMFT-BDBCJOBFTUDPOTUSVJEBQBSBVOBQFSTPOBZMPTJNQMFNFOUPTOPTPOQBSBDBSHBSQFSTPOBT1SFWFOHBRVFFMNJOJDBSHBEPSTFNVFWBJOFTQFSBEBNFOUFEVSBOUFFMNBOUFOJNJFOUP &TUBDJOFTFFOVOBTVQFSmDJFOJWFMBEB #BKFMPTJNQMFNFOUPT $PMPRVFFMDPOUSPMFOOFVUSP 1POHBFMGSFOPEFFTUBDJPOBNJFOUP "QBHVFFMNPUPS 3FDJSDVMFMPTDPOUSPMFTQBSBMJCFSBSMBQSFTJOIJESVMJDB 4JHBMPTQSPDFEJNJFOUPTTFHVSPTEFBQBHBEPQBSBRVFMPTDPOUSPMFTOPTFFOMMBWFO #MPRVFFMBTMMBOUBTQBSBRVFFMNJOJDBSHBEPSOPSVFEF
0DQWpQJDVH$OHMDGRGHORV2EVWiFXORV
3FWJTFFMSFBEFUSBCBKPBOUFTEFDPNFO[BS/PUFUPEPTMPTQPTJCMFTPCTUDVMPTSBNBTEFSCPMFTUVCPTPDVBMRVJFSPCKFUPRVFQVEJFTFFOUSBSFOMBDBCJOB$FSDJSFTFRVFUJFOFTVmDJFOUFFTQBDJPMJCSFFOMPTQBTJMMPTDBNJOPTEFFOUSBEBVPUSBTBQFSUVSBT.BOUFOHBMBWJTUBEFMDBNJOPDMBSB.BOUFOHBMPTWJESJPTEFMBOUFSPTZFMUSBTFSPTMJNQJPTTJMPTUJFOFFMNJOJDBSHBEPS.BOUFOHBMPTJNQMFNFOUPTMPNTDFSDBOPTBMTVFMPQPTJCMFQBSBRVFOPCMPRVFFOTVWJTUB6TFQSFDBVDJOBEJDJPOBMFOMPTJOUFSJPSFT-PTNJOJDBSHBEPSFTSFTQPOEFOSQJEBNFOUFBTVTDPOUSPMFT&TGDJMDIPDBSDPOUSBQBSFEFTQVFSUBTPUVCPT
5HVXPHQGHOD,QVSHFFLyQGH$FFLGHQWHVGH26+$
8QWUDEDMDGRUHVWDEDXVDQGRXQPLQLFDUJDGRUGHGLUHFFLyQ
GHVOL]DQWHSDUDSRGDUGHQVDVPDOH]DVDUEXVWRV\iUEROHV
VHFRVGHXQWHUUHQRIRUHVWDOeOHVWDEDPRYLHQGRXQJUXSRGHUDPDVFXDQGRHOPLQLFDUJDGRUFKRFyFRQWUDXQDUDPD
VHFDTXHLQJUHVySRUODSDUWHIURQWDOGHODFDELQD\OHSHJy
SRUODL]TXLHUGD/DUDPDOHTXHEUyXQDFRVWLOOD\OHSHUIRUyHO
FRUD]yQeOPXULy
5HYLVHDOiUHDGHWUDEDMRDQWHVGHFRPHQ]DU
5HSRUWHGH$FFLGHQWH7UDEDMDGRU0XHUHDO3HQHWUDUXQD5DPDHQOD&DELQD
-
7/30/2019 d001877-s
24/44
0LQLFDUJDGRU GH 'LUHFFLyQ 'HVOL]DQWH
&XLGDGRFRQOD6REUH[FDYDFLyQ$VBOEPFYDBWBEFCBKPEFMBQBSUFJOGFSJPSEFVOBNPOUPOBNJFOUPEFNBUFSJBMBQJMBEPFTUPTFMMBNBTPCSFYDBWBDJO&MTBMJFOUFDSFBEPQPSMBTPCSFYDBWBDJOQVFEFEFSSVNCBSTF/PUSBCBKFDPOBNPOUPOBNJFOUPTEFNBUFSJBMFTBQJMBEPTRVFTPONTBMUPTRVFFMJNQMFNFOUPDVBOEPFTUMFWBOUBEP5SBCBKFEFBSSJCBIBDJBBCBKPSBTDBOEPFMNBUFSJBMEFFOGSFOUFEFMBNPOUPOBNJFOUPQBSBRVFFMNJTNPOPTFEFSSVNCF
/RV3HOLJURVGHO)OXLGR+LGUiXOLFRD$OWD3UHVLyQ&MnVJEPIJESVMJDPnVZFQPSMBTNBOHVFSBTBVOBQSFTJONVZBMUB-BTGVHBTEFVOQFRVFPDIPSSPBBMUBQSFTJORVFSQJEBNFOUFQFOFUSBDPSUBOEPMBQJFMDBVTBOMFTJPOFTTFSJBT/VODBVTFTVTNBOPTQBSBSFWJTBSTJIBZVOBGVHBEFVOnVJEPIJESVMJDP4JDSFFRVFIBZVOBGVHBQJEBRVFMBSFWJTFVOBQFSTPOBDBMJmDBEBQBSBSFWJTBSGVHBTEFnVJEPTIJESVMJDPT
(O0RQy[LGRGH&DUERQR0DWD-PTJUJPTJOUFSJPSFTEFUSBCBKPSFRVJFSFOEFWFOUJMBDJODPOBJSFGSFTDP-PTNJOJDBSHBEPSFTRVFPQFSBODPOHBTPMJOBEJFTFMZ(BT
-1QSPEVDFONPOYJEPEFDBSCPOP$0VOHBTNPSUBMTJODPMPSOJPMPS&M$0MPQVFEFFOWFOFOBSBOUFTEFRVFVTUFETFEFDVFOUB-PTTOUPNBTEFFOWFOFOBNJFOUPQPS$0JODMVZFOEPMPSEFDBCF[BOBVTFBEFCJMJEBENBSFPTZMBQSEJEBEFMDPOPDJNJFOUP"MUSBCBKBSBEFOUSPTJBMHVJFOUJFOFFTPTTOUPNBTBQBHVFFMNJOJDBSHBEPSTBRVFBUPEBTMBTQFSTPOBTEFMFEJmDJPZMMBNFBM
8VH3UHFDXFLyQ&HUFDGHOD*DVROLQD\ORV&RPEXVWLEOHV4JFNQSFBQBHVFFMNPUPSFOUFTEFBHSFHBSNTDPNCVTUJCMF/VODBGVNFPUFOHBVOBMMBNBFODFOEJEBDFSDBEFBMHODPNCVTUJCMF-BHBTPMJOBZPUSPTDPNCVTUJCMFTTPOJOnBNBCMFT3FWJTFFMNBOVBMEFMPQFSBSJPQBSBWFSMPTMJOFBNJFOUPTQBSBBHSFHBSDPNCVTUJCMFDPSSFDUBNFOUF5PRVFFMNPOUBDBSHBTDPOMBCPRVJMMBEFMDPNCVTUJCMFBOUFTEFSFUJSBSMBUBQBQBSBSFEVDJSMBQPTJCJMJEBERVFVOBDIJTQBEFFTUUJDBJODFOEJFFMDPNCVTUJCMF.BOUFOHBMBCPRVJMMBFO DPOUBDUPDPOMBOVDBEFDPNCVTUJCMFNJFOUSBTMPMMFOB$PMPRVFEFOVFWPMBUBQBFODVBOUPUFSNJOF
5HVXPHQGHO5HSRUWHGHO3URJUDPD1,26+)$&(1R
&LQFRHPSOHDGRVHVWDEDQWUDEDMDQGRGHQWURGHXQDER
GHJDXVDQGRHTXLSRTXHRSHUDFRQJDVROLQDLQFOX\HQGRXQPLQLFDUJDGRUGHGLUHFFLyQGHVOL]DQWH'HELGRDTXHKDFtD
IUtRDIXHUDODVSXHUWDVHVWDEDQFHUUDGDVH[FHSWRSDUDGHMDU
TXHHOPLQLFDUJDGRUGHGLUHFFLyQGHVOL]DQWHVDOLHUD\HQWUDUD
'HVSXpVGHXQDVSRFDVKRUDVWRGRVFRPHQ]DURQDVHQWLU
GRORUGHFDEH]DQDXVHD\PDUHRV$ORVFLQFRORVOOHYDURQDO
KRVSLWDOORFDOHQGRQGHVHFRPSUREyTXHKDEtDQVLGRVREUH[
SXHVWRVDOPRQy[LGRGHFDUERQR
(OPRQy[LGRGHFDUERQRPDWD
5HSRUWHGH$FFLGHQWH7UDEDMDGRUHVGHXQD%RGHJD(QYHQHQDGRVSRU0RQy[LGRGH&DUERQR
/OHQHORV&RQWHQHGRUHVGH&RPEXVWLEOH&RUUHFWDPHQWH3DUDUHGXFLUHOFKDQFHGHTXHKD\DFKLV
SDVSRUHVWiWLFDQROOHQHORVFRQWHQHGRUHV
GHSOiVWLFRRGHPHWDOHQXQFDUURRHQOD
SDODQJDQDGHXQDFDPLRQHWLOOD
6LHPSUHDSDJXHHOPRWRUDQWHVGH
DJUHJDUPiVFRPEXVWLEOH
7RTXHHOFRQWHQHGRUFRQODERTXLOODGHOFRPEXVWLEOHDQWHVGHUHWLUDUODWDSDGHO
FRQWHQHGRU
0DQWHQJDODERTXLOODHQFRQWDFWRFRQHO
FRQWHQHGRUPLHQWUDVOROOHQD
1ROROOHQHKDVWDHOERUGH'HMHOXJDU
SDUDODH[SDQVLyQ/RVFRQWHQHGRUHV\
ORVWDQTXHVGHJDVROLQDGHEHQGHOOHQDUVH
KDVWDGHVXFDSDFLGDG
1XQFDOLPSLHVXVPDQRVRODPDTXLQDULDFRQJDVROLQD8VHXQVROYHQWH
QRLQDPDEOHHQVXOXJDU
-
7/30/2019 d001877-s
25/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
3URWpMDVHGHODV(OHFWURFXWDFLRQHV-BFMFDUSJDJEBEEFBMUPWPMUBKFQVFEFTBMUBSBWBSJPTQJFTEFEJTUBODJBEFVODBCMFFMDUSJDPZWJBKBSBUSBWTEFNFUBMNBEFSBWFHFUBDJOZNVDIPTPUSPTNBUFSJBMFT)BCMFDPOTVTVQFSWJTPSBOUFTEFDPNFO[BSVOUSBCBKPRVFSFRVJFSBRVFVTUFEUSBCBKFDFSDBEFVOBGVFOUFEFFOFSHB-MBNFBMBMOFBFTUBUBMEFBZVEBUFMFGOJDBEFMBFNQSFTBFMD
USJDBMPDBMQBSBJEFOUJmDBSFOEPOEFFTUOMPTDBCMFTTVCUFSSOFPTBOUFTEFFYDBWBS&MONFSPUFMFGOJDPFTUFOMBTQSJNFSBTQHJOBTEFMEJSFDUPSJPUFMFGOJDP/PBDBSSFFDBSHBTDFSDBEFDBCMFTFMDUSJDPT.BOUFOHBFMJNQMFNFOUPMPNTCBKPQPTJCMFBMUSBCBKBSDFSDBEFMOFBTBSFBT/PDPOEV[DBTPCSFDBCMFTFMDUSJDPTRVFIBODBEPPFTUOFYQVFTUPT
3UHYHQJD$FFLGHQWHV&HUFDGHO7Ui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mDJFOUFUJFNQPQBSBQPEFSDSV[BSFOGPSNBTFHVSBTJOJOUFSSVNQJSFMnVKPEFMUSmDP/PDPOEV[DBFOMBOPDIFBNFOPTRVFFMNJOJDBSHBEPSFTUFRVJQBEPDPOMVDFTEFBDVFSEPBMBTSFHMBTFYJHJEBTQPSMBTMFZFTFTUBUBMFT6TFVOHVBDPOCBOEFSJOFTZDPOPTEFBEWFSUFODJBBMUBNFOUFWJTJCMFTQBSBBMFSUBSBMUSmDPRVFJOHSFTBDVBOEPUSBCBKFDFSDBEFVOBDBMMFQCMJDB$PMPRVFBMPTHVBTDPOCBOEFSJOFTZMPTDPOPTDPOCBTUBOUFBOUFSJPSJEBEFOFMTJUJPEFUSBCBKPQBSBRVFMPTDPOEVDUPSFTUFOHBOTVmDJFOUFUJFNQPQBSBSFEVDJSMB
WFMPDJEBE&MPQFSBSJPEFMNJOJDBSHBEPSEFEJSFDDJOEFTMJ[BOUFZMPTHVBTDPOCBOEFSJOFTEFCFOEFVTBSSPQBBMUBNFOUFWJTJCMFZSFnFDUBOUF/PFTUBDJPOFFMNJOJDBSHBEPSFOVOBDBMMFQCMJDB&TUPDSFBVOQFMJHSPQBSBVTUFEZMPTNPUPSJTUBT&TUBDJOFTFMFKPTEFMBDBMMFFOVOBTVQFSmDJFOJWFMBEBTJUJFOFRVFEFKBSFMNJOJDBSHBEPSFOFMTJUJPEFUSBCBKP3FWJTFFMNBOVBMEFMPQFSBSJPQBSBMFFSMBTJOTUSVDDJPOFTBOUFTEFIBMBSFMNJOJDBSHBEPSFOVOSFNPMRVF
6LHO0LQLFDUJDGRU7RFDXQD)XHQWHGH(OHFWULFLGDG3HUPDQH]FDFDOPDGR
6LJDORVSURFHGLPLHQWRVVHJXURVGH
DSDJDGR
3HUPDQH]FDHQVXDVLHQWRRSXHGHVHU
HOHFWURFXWDGR
*ULWHSDUDSHGLUD\XGDROODPHDODHP
SUHVDHOpFWULFD0DQWHQJDDODVSHUVRQDVOHMRVGHODPi
TXLQDRWDPELpQVHSRGUiQHOHFWURFXWDU
(VSHUHDTXHVHKD\DGHVFRQHFWDGROD
HOHFWULFLGDGSDUDVDOLUGHOPLQLFDUJDGRU
6XEDXQ0LQLFDUJDGRUHQ)RUPD6HJXUDDXQ5HPROTXH0DQWHQJDDORVWUDQVH~QWHVDXQDGLVWDQ
FLDVHJXUDPLHQWUDVORFDUJD
(OLMDXQDVXSHUFLHQLYHODGD%ORTXHHODVOODQWDVGHOYHKtFXORGHWUDQV
SRUWH\GHOUHPROTXH
8VHXQDUDPSDTXHSXHGDDFRPRGDU
VHJXUDPHQWHDOPLQLFDUJDGRUGHGLUHFFLyQ
GHVOL]DQWH
5HWURFHGDHOPLQLFDUJDGRUPLHQWUDVVXEH
ODUDPSDSDUDPDQWHQHUODSDUWHPiV
SHVDGDFXHVWDDUULED(VWRD\XGDDSUHYH
QLUYROFDGXUDV
&RQGX]FDKDFLDDGHODQWHDOEDMDUGHOD
UDPSD3RQJDHOIUHQRHQFDGHQH\EORTXHHHO
PLQLFDUJDGRUSDUDTXHQRVHPXHYD
GXUDQWHHOWUDQVSRUWH
%ORTXHHODVOODQWDV
-
7/30/2019 d001877-s
26/44
0LQLFDUJDGRU GH 'LUHFFLyQ 'HVOL]DQWH
([DPtQHVH$JSDVMFMPTEJCVKPTFOMPTRVFFMPQFSBSJPFTUUSBCBKBOEPDPSSFDUBNFOUF-BTSFTQVFTUBTTFQVFEFOFODPOUSBSFOMBQHJOB
6TFMBMJTUBEFQBMBCSBTEFBCBKPQBSBDPNQMFUBSMBTPSBDJPOFTB4PCSFYDBWBDJO
C.PSUBMTJODPMPSOJPMPSD'VHB-PTNJOJDBSHBEPSFTEFEJSFDDJOEFTMJ[BOUFRVFPQFSBODPOHBTPMJOBEJFTFMZ(BT-1QSPEVDFONPOYJEPEFDBSCPOP $0VOHBT@@@@@@@@@@@@@@@@
1EBMFBBMHVJFODBMJmDBEPRVFSFWJTFVOB@@@@@@@@EFnVJEPIJESVMJDP
-B@@@@@@@@@@QVFEFDBVTBSRVFVOBNPOUPOBNJFOUPEF
NBUFSJBMBQJMBEPTFEFSSVNCFTPCSFVTUFE
5HWURFHGLHQGRKDFLDHOUHPROTXH &RQGXFLHQGRKDFLDHOUHPROTXH
&RQGXFLHQGRFRQXQDFDUJD
EORTXHiQGROHODYLVWD8VDQGRDXQFRPSDxHURGHWUDEDMR
SDUDD\XGDUOHDPRYHUXQDFDUJD
JUDQGH
$FDUUHDQGRXQDFDUJDPX\
SRUDUULEDGHOVXHOR$FDUUHDQGRHOLPSOHPHQWRORPiV
FHUFDQRDOSLVRSRVLEOH
-
7/30/2019 d001877-s
27/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
7HQVLyQSRU&DORU6TUFETFQVFEFFOGFSNBSHSBWFNFOUFPNPSJSTJOPUPNBMBTQSFDBVDJPOFTBEFDVBEBTNJFOUSBTUSBCBKBBUFNQFSBUVSBTZIVNFEBE
BMUBT&MDBMPSQVFEFSFEVDJSFMEFTFNQFPGTJDPBTDPNPBMUFSBSMPNFOUBMNFOUFDBVTBOEPNTBDDJEFOUFT
+HFKRVVREUHHO&DORU6TUFEFTNTQSPQFOTPBTVGSJSEFFOGFSNFEBEFTSFMBDJPOBEBTDPOFMDBMPSFOMPTEBTNTINFEPT4JVTUFEOPFTUBDPTUVNCSBEPBUSBCBKBSFOFMDBMPSVTUFEFTUNTQSPQFOTPBTVGSJSFOGFSNFEBEFTSFMBDJPOBEBTDPOFMDBMPS1VFEFUPNBSMFBTVDVFSQPFOUSFEBTBTFNBOBTQBSBBDMJNBUBSTFBUSBCBKBSFOFMDBMPS&TSFDPNFOEBCMFRVFMPT FNQMFBEPTOVFWPTRVFDPNJFO[BOBUSBCBKBSFODMJNBTDBMJFO
UFTZINFEPTFNQJFDFOBUSBCBKBSMBNJUBEEFMUJFNQPOPSNBMZMBNJUBEEFMBDBOUJEBEEFUSBCBKPFOFMQSJNFSEBFJSBVNFOUBOEPMBTIPSBTIBTUBDPNQMFUBSUPEPVOEBEFUSBCBKPBMmOBMEFMBTFNBOB6TUFEFTNTWVMOFSBCMFBTVGSJSEFFOGFSNFEBEFTSFMBDJPOBEBTDPOFMDBMPSTJZBIBTVGSJEPFOFMQBTBEP%VSBOUFFMDVSTPEFMEBVTUFEQVFEFQSPEVDJSIBTUBPHBMPOFTEFTVEPS3FQPOHBFTUFnVJEPUPNBOEPMRVJEPTBTOPTVGSJSEFFOGFSNFEBEFTSFMBDJPOBEBTDPOFMDBMPS
0ELIGROS!MBIENTALES ,ECCIN
2EMHWLYRV
,GHQWLFDUORVSHOLJURVDPELHQ
WDOHV5HFRQRFHUODIRUPDGHGDUWUDWDPLHQWR\SULPHURVDX[LOLRVFXDQGRKD\SHOLJURVDPELHQWDOHV
-
7/30/2019 d001877-s
28/44
0LQLFDUJDGRU GH 'LUHFFLyQ 'HVOL]DQWH
6tQWRPDVGHO$JRWDPLHQWRSRU&DORU&MBHPUBNJFOUPQPSDBMPSFTVOBFOGFSNFEBETFSJBZOFDFTJUBUSBUBSTFJONFEJBUBNFOUFBOUFTEFRVFPDVSSBVOBUBRVFQPSJOTPMBDJO4JVTUFEPVODPNQBFSPEFUSBCBKPUJFOFODVBMRVJFSBEFMPTTOUPNBTTJHVJFOUFTFOGSFTFJONFEJBUBNFOUFZUPNF
BHVBFOBCVOEBODJB.BSFPT-FWFTFOTBDJOEFEFTNBZP%PMPSEFDBCF[B4FTJFOUFECJMGBUJHBEP1JFMGSBZINFEB
6tQWRPDVGH$WDTXHSRU,QVRODFLyQ&MBUBRVFQPSJOTPMBDJOFTVOBFNFSHFODJBNEJDBRVFQVFEFSFTVMUBSNPSUBM4JBMHVJFOFYQFSJNFOUBMPTTJHVJFOUFTTOUPNBTEFBUBRVFQPSJOTPMBDJOMMBNFBMJONFEJBUBNFOUF1JFMTPOSPKBEBDBMJFOUFZTFDBTJOTVEPS%FTPSJFOUBDJO$POGVTJO5FNQFSBUVSBDPSQPSBMBSSJCBEF'$POWVMTJPOFT*ODPOTDJFODJB
4Xp+DFHUVL$OJXLHQ6XIUHGH(QIHUPHGDGHV5HODFLRQDGDVFRQHO&DORU4JBMHVJFOTFTJFOUFTPCSFDBMFOUBEPNVWBMPBVOSFBGSFTDBQSFGFSJCMFNFOUFDPOBJSFBDPOEJDJPOBEP0CTFSWFBMBQFSTPOBZCVTRVFBZVEBNEJDBTJGVFSBOFDFTBSJB7FOUJMFBMBQFSTPOBQBSBJODSFNFOUBSMBGSFTDVSB%MFEFUPNBSBMBQFSTPOBCBTUBOUFTMRVJEPT4JMBQFSTPOBDPNJFO[BBDPOWVMTJPOBSPEBNVFTUSBEFTOUPNBT
EFBUBRVFQPSJOTPMBDJONKFMFMBSPQBDPOBHVBGSBZQJEBBZVEBJONFEJBUBNFOUF
(YLWHODV(QIHUPHGDGHV5HODFLRQDGDVFRQHO&DORU&TJNQPSUBOUFNBOUFOFSTFIJESBUBEPZGSFTDPNJFOUSBTUSBCBKBBGVFSB#FCBBHVBNVZTFHVJEPEVSBOUFFMEBOPFTQFSFBFTUBSTFEJFOUPQBSBUPNBSVOBCFCJEB1PSMPNFOPTVODVBSUPEFHBMOEFBHVBQPSIPSBFTSFDPNFOEBEP"MKFTFEFMBTCFCJEBTHBTFPTBTDBGUZMBTCFCJEBTBMDPIMJDBTRVFEFTIJESBUBOFMDVFSQP&WJUFHSBOEFTDPNJEBTBOUFTEFUSBCBKBSFOFMDBMPS"MHVOBTSFDFUBTNEJDBTQVFEFOIBDFSMPNTTVTDFQUJCMFBMBTFOGFSNFEBEFTSFMBDJPOBEBTDPOFMDBMPS3FWJTFDPOTVEPDUPSPGBSNBDVUJDPTJBMHVOBNFEJDJOBRVFVTUFEFTUUPNBOEPQVEJFTFBGFDUBSMFNJFOUSBTUSBCBKBFOFMDBMPS7JTUBSPQBMJWJBOBDPNPBMHPEOQBSBBZVEBSBNBOUFOFSTVDVFSQPGSFTDP6TFVOBHPSSBPWJTFSBQBSBFMTPMFOEBTTPMFBEPTQBSBBZVEBSBDPOUSPMBSMBUFNQFSBUVSBEFTVDVFSQP1MBOFFIBDFSMPNTQFTBEPEFMUSBCBKPFOMBQBSUFNTGSFTDBEFMEB&TUBFTVTVBMNFOUFFOUSFMBTBNZMBTBN5PNFEFTDBOTPTDPSUPTGSFDVFOUFTFOSFBTTPNCSFBEBTQBSBNBOUFOFSTFGSFTDP/PUPNFUBCMFUBTEFTBMBNFOPTRVFTFBOSFDPNFOEBEBTQPSTVEPDUPS.VDIBHFOUFSFDJCFTVmDJFOUFTBMEFTVEJFUBQBSBCBMBODFBSMBTBMRVFTFQJFSEFQPSFMTVEPS
([SRVLFLyQDO6RO-BFYQPTJDJOQSPMPOHBEBBMTPMDBVTBDODFSFOMBQJFMDBUBSBUBTZPUSBTFOGFSNFEBEFTTFSJBT&MJKBVOmMUSPTPMBSRVFJOEJRVFRVFFTEFBNQMJBDPCFSUVSB
&TUFMPQSPUFHFSEFBNCPTMPTSBZPT67"ZMPT67#"TFHSFTFRVFUFOHBFM'BDUPSEF1SPUFDDJO4PMBS41'BM NFOPTEF6TFVOBHPSSBPWJTFSBQBSBFMTPMBOUFPKPTEFTPMQBOUBMPOFTZDBNJTBTMJWJBOBTEFNBOHBMBSHBFOEBTTPMFBEPTQBSBBZVEBSBDPOUSPMBSMBUFNQFSBUVSBEFTVDVFSQPZCMPRVFBSFMTPM
-
7/30/2019 d001877-s
29/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
3UHFDXFLRQHV&RQWUD/RV5D\RV-PTSBZPTNBUBOZMFTJPOBOBDJFOUPTEFQFSTPOBTDBEBBP4JHBFTUBTQSFDBVDJPOFTQBSBBZVEBSMPBNBOUFOFSTFTFHVSPDVBOEPIBZBNBMDMJNB5BOQSPOUPDPNPPJHBVOUSVFOPBQBHVFZHVBSEFFMFRVJQPZWZBTFQBSBBEFOUSPMFKPTEFMBUPSNFOUB4JVTUFEQVFEFPSUSVFOPTMFQVFEFDBFSVOSBZP-PTSBZPTQVFEFODBFSBVOTJOP
FTUMMPWJFOEP-BDBCJOBEFVOWFIDVMPDFSSBEPQSPWFFDJFSUBQSPUFDDJODPOUSBMPTSBZPTQFSPVOFEJmDJPFTUBCMFQSPWFFMBNFKPSQSPUFDDJO0JHBMBSBEJPQBSBFTDVDIBSBDUVBMJ[BDJPOFTEFMFTUBEPEFMDMJNBZBEWFSUFODJBTBDFSDBEFMBTUPSNFOUBT
6L8VWHG1R3XHGH&XEULUVH$GHQWUR7BZBBVOMVHBSCBKP-PTSBZPTDBFOFOMPTPCKFUPTNTBMUPT"HDIFTFTPCSFMBTQMBOUBTEFTVTQJFT1POHBTVTNBOPTFOTVTSPEJMMBTZCBKFTVDBCF[BFOUSFTVTSPEJMMBT
.JOJNJDFFMDPOUBDUPDPOFMTVFMP/PTFBDVFTUFBMPMBSHPTPCSFFMTVFMP&TUPMPIBSVOCMBODPNTHSBOEF
$OpMHVHGHSCPMFTZUPSSFTHSBOEFTZTPMJUBSJBTUPSSFTCBSEBTQPTUFTEFUFMGPOPZDBCMFTFMDUSJDPT3PTMBHPTBMCFSDBTZPUSPTDVFSQPTEFBHVB0CKFUPTEFNFUBMIFSSBNJFOUBTFRVJQPCBSEBTEFNFUBMZTPNCSJMMBT
6LD$OJXLHQOH&DHXQ5D\R-MBNFBM3FWJTFTJFTUSFTQJSBOEP2VJ[TTFBOFDFTBSJBMBSFTQJSBDJOEFSFTDBUFP$133FWJTFTJIBZRVFNBEVSBTFOFMDVFSQP.VFWBBMBWDUJNBBEFOUSPMFKPTEFMBUPSNFOUB/PUB-BNBZPSBEFWDUJNBTEFSBZPTTPCSFWJWFODPOUSBUBNJFOUPEFSFTQJSBDJOEFSFTDBUFJONFEJBUPP$13
+HFKRVVREUHORV5D\RV
8QDSHUVRQDDTXLHQOHFDHXQUD\R12UHWLHQHFDUJDHOpFWULFDTXHSXHGDSDVDUOHDXVWHG
/RVUD\RVSXHGHQH[WHQGHUVHKDVWDSLHVGHVSXpVGHFDHUDOVXHOR
/RVUD\RVSXHGHQYLDMDUDXQDYHORFLGDGGHPSK
/DWHPSHUDWXUDGHXQUD\RRUHOiPSDJRSXHGHVHUKDVWDGH)
8QUD\RVL38('(FDHUHQHOPLVPRVLWLRGRVYHFHV
a
a
a
a
a
-
7/30/2019 d001877-s
30/44
0LQLFDUJDGRU GH 'LUHFFLyQ 'HVOL]DQWH
+HULGDVR(QIHUPHGDGHV,QGXFLGDVSRUHO)UtR-BFYQPTJDJOQSPMPOHBEBBUFNQFSBUVSBTIFMBEBTQVFEFUFOFSDPNPSFTVMUBEPIFSJEBTZFOGFSNFEBEFTJOEVDJEBTQPSFMGSPRVFQVFEFOMFTJPOBSMPHSBWFNFOUFPNBUBSMP
-BTUFNQFSBUVSBTGSBTSFEVDFOMBIBCJMJEBEEFFTUBSBMFSUBNFOUBM
NFOUFZDBVTBOGBUJHBZBHPUBNJFOUPRVFQVFEFOQSPWPDBSBDDJEFOUFT
&RQJHODPLHQWR
&MDPOHFMBNJFOUPPDVSSFDVBOEPQBSUFTEFMDVFSQPMMFHBOBFTUBSUBOGSBTRVFMBQJFMZMPTUFKJEPTTFDPOHFMBO&MDPOHFMBNJFOUPPDVSSFOPSNBMNFOUFFOMBTPSFKBTMBOBSJ[MPTEFEPTMBTNBOPTZMPTQJFTVPUSBTQBSUFTEFMDVFSQPRVFTFEFKBOEFTUBQBEBTFOUFNQFSBUVSBTRVFDBFOEFCBKPEFMQVOUPEFDPOHFMBDJO-BQJFMDPOHFMBEBMMFHBBFOUVNFDFSTFZUPSOBSTFEFVODPMPSCMBODPQMJEP
+LSRWHUPLD-BIJQPUFSNJBPDVSSFDVBOEPMBUFNQFSBUVSBDPSQPSBMEFVOBQFSTPOBDBFBMPT'PNFOPT-PTTOUPNBTDPNVOFTJODMVZFOQJFMEFDPMPSB[VMBEBUJSJUBSJODPOUSPMBCMFNFOUFZTPNOPMFODJBPGBUJHB
(YLWHODV+HULGDVR(QIHUPHGDGHV,QGXFLGDVSRUHO)UtR6TFWBSJBTDBQBTEFSPQBBMUSBCBKBSFOUFNQFSBUVSBTGSBTVTUFEQVFEFGDJMNFOUFRVJUBSTFMBTDBQBTEFSPQBTJTJFOUFEFNBTJBEPDBMPS6TFTPNCSFSPZHVBOUFT.BOUFOHBTVTNTDVMPTUJCJPTZnPKPTNPWJOEPTFUBOUPDPNPMFTFBQPTJCMF5PNFEFTDBOTPTDPSUPTGSFDVFOUFTFOSFBTDBMVSPTBT3FBMJDFTVUSBCBKPFOMBQBSUFNTDBMVSPTBEFMEBRVFFT UQJDBNFOUFQPSMBUBSEF/VODBUSBCBKFTPMP
0RUGHGXUDVGH6HUSLHQWHV4JMPNVFSEFVOBTFSQJFOUFCVTRVFBUFODJONEJDBJONFEJBUBNFOUFZUSBUFEFEFTDSJCJSFMUBNBPZFMDPMPSEFMBTFSQJFOUFBMNEJDP&TUPQVFEFBZVEBSBMNEJDPBEFUFSNJOBSTJMBTFSQJFOUF
FSBWFOFOPTBPOP
/VODBDPSUFDIVQFOJBQMJRVFCPMTBTGSBTBMBTNPSEFEVSBTEFTFSQJFOUF
0DPtIHURV&TUDPOTDJFOUFEFBOJNBMFTUBMFTDPNPBSEJMMBTPNVSDJMBHPTRVFQVFEBOFTUBSFOSCPMFTPBSCVTUPTZQVFEBOBTVTUBSMPNJFOUSBTSFBMJDFTVUSBCBKP5BNCJOUFOHBDBVUFMBDPOBOJNBMFTUBMFTDPNPSBUBTNPGFUBTZNBQBDIFTRVFQPESBOFTUBSSBCJPTPT
4Xp+DFHU6L$OJXLHQ(VWi6XIULHQGRGHXQD+HULGDR(QIHUPHGDG,QGXFLGDSRUHO)UtR.VFWBBMBQFSTPOBGVFSBEFMGSPZEFOUSPEFVOSFBRVFFTUUJCJBZTFDB2VUFMFMBSPQBNPKBEBZBQSFUBEBZDVCSBBMBQFSTPOBDPOVOBNBOUB/VODBGSPUFFMSFBBGFDUBEB&TUP
DBVTBSEBPBEJDJPOBMBMBQJFMZFMUFKJEP#VTRVFBUFODJONEJDBJONFEJBUBNFOUF
-
7/30/2019 d001877-s
31/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
3LFDGXUDVGH,QVHFWRV-BTQJDBEVSBTEFJOTFDUPTQVFEFOTFSUSBUBEBTTJOBUFODJONEJDBBNFOPTRVFMBQFSTPOBTVGSBVOBSFBDDJOBMSHJDB
&MQSJNFSQBTPQBSBUSBUBSVOBQJDBEVSBEFJOTFDUPFTRVJUBSFMBHVJKO&TUPQVFEFSFBMJ[BSTFVUJMJ[BOEPVOPCKFUPDPOVOBPSJMMBSFDUBQBSBSBTQBSZSFNPWFSFMBHVJKOPVUJMJ[BOEPQJO[BTQBSBFYUSBFSMP
4JFTDPHFVUJMJ[BSQJO[BTQBSBRVJUBSFMBHVJKOVUJMJDFFYUSFNPDVJEBEPQBSBOPSPNQFSMBCPMTBEFMWFOFOPRVFTPCSFTBMF
%FTQVTRVFFMBHVJKOTFIBSFNPWJEPVOBCPMTBGSBTFQVFEFVUJMJ[BSEVSBOUFMBTQSJNFSBTIPSBTQBSBTVQSJNJSFMEPMPSZMBIJODIB[O%FTQVTEFMBTQSJNFSBTIPSBTTFEFCFBQMJDBSDBMPSTJFMEPMPSPMBIJODIB[OQFSTJTUFO
2VJFOFTUFOHBOTFWFSBTBMFSHJBTBQJDBEVSBTEFJOTFDUPTEFCFOEFDPOTVMUBSBVONEJDPQBSBMMFWBSDPOTJHPVOCPUJRVONEJDPDPOQSFTDSJQDJO&MCPUJRVODPOUJFOFNFEJDBNFOUPTFJOTUSVDDJPOFT
QBSBTFSVTBEPTTJMBQFSTPOBFTQJDBEB4JTFVTBFMCPUJRVOMBWDUJNBUBNCJOEFCFSSFDJCJSBUFODJONEJDB-MBNFQBSBQFEJSBZVEBPMMWFMBBMIPTQJUBMNTDFSDBOP
+LHGUD9HQHQRVD5REOH9HQHQRVR\=XPDTXH-BWFFMSFBBGFDUBEBZUPEBMBSPQBZMBTIFSSBNJFOUBTRVFQVFEBOIBCFSUPDBEPMBQMBOUB&WJUFSBTDBSFMSFBTJFTQPTJCMFQBSBQSFWFOJSMBJOGFDDJO4FQVFEFOVUJMJ[BSDPNQSFTBTDBMJFOUFTZGSBTQBSBTVQSJNJSMB
QJDB[O$POTVMUFBVONEJDPTJFMTBSQVMMJEPFTUFOMBDBSBEFOUSPEFMBCPDBPDVCSFVOBQPSDJOHSBOEFEFMDVFSQP
+LHGUD9HQHQRVD
/DVKRMDVVHHQFXHQWUDQJHQHUDOPHQWHHQJUXSRVGHWUHV
-
7/30/2019 d001877-s
32/44
0LQLFDUJDGRU GH 'LUHFFLyQ 'HVOL]DQWH
7UDWDQGRODV&RUWDGDV\4XHPDGXUDV-BTDPSUBEBTZRVFNBEVSBTNFOPSFTQVFEFOTFSUSBUBEBTFOFMTJUJPEFUSBCBKP#VTRVFBZVEBNEJDBDVBOEP-BTDPSUBEBTFTUOTBOHSBOEPTFWFSBNFOUFUJFOFONTEFNFEJBQVMHBEBEFMBSHPZVODVBSUPEFQVMHBEBEFQSPGVOEJEBEPTPOFMSFTVMUBEPEFVOBIFSJEBQFSGPSBEB&MSFBRVFNBEBDVCSFNTEFMBRVJOUBQBSUFEFMDVFSQPZ
UJFOFBNQPMMBTPDVBOEPMBTBNQPMMBTPDVSSFOFOMBTNBOPTQJFTDBSBPHFOJUBMFTPDVBOEPMBQJFMFTUOFHSBPDBSCPOJ[BEB
7UDWDQGRODV&RUWDGDV-JNQJFFMSFBDPNQMFUBNFOUF3FNVFWBDVBMRVJFSSFTJEVPEFMBIFSJEB"QMJRVFQSFTJOBMBIFSJEBVTBOEPHBTBPVOBUFMBMJNQJBBCTPSCFOUFIBTUBRVFQBSFFMTBOHSBEP4JMBTBOHSFQBTBBUSBWTEFMBUFMBOPMBSFNVFWBDPOUJOFBHSFHBOEPHBTBPUFMBIBTUBDVCSJSMBBOUFSJPS"QMJRVFVOVOHFOUPBOUJCJUJDPZDCSBMPDPOVOBWFOEBP
HBTBMJNQJB1FSNJUBRVFMBIFSJEBTFTBOFZDBNCJFMBWFOEBPHBTBGSFDVFOUFNFOUFQBSBFWJUBSRVFMBUJFSSBDSFFVOBJOGFDDJO4JIBTJEPBNQVUBEBVOBFYUSFNJEBEEFMDVFSQPFMWFMBNJFOUSBTBQMJDBQSFTJOEJSFDUBZMMBNFBM
7UDWDQGRODV4XHPDGXUDV3FGSFTRVFMBRVFNBEVSBDPMPDOEPMBCBKPVOHSJGPEFBHVBGSBPFOVOSFDJQJFOUFEFBHVBGSBQPSMPNFOPTEVSBOUFNJOVUPT$VCSBFMSFBDPOHBTBPUFMBMJNQJB
1FSNJUBRVFMBRVFNBEVSBTFTBOFZDBNCJFMBHBTBGSFDVFOUFNFOUFQBSBFWJUBSRVFMBUJFSSBDSFFVOBJOGFDDJO4JIBZBNQPMMBTOPMBTSPNQB$CSBMBTDPOHBTBZQFSNJUBRVFTFSPNQBOTPMBT
&RQWHQLGRGHXQ%RWLTXtQGH3ULPHURV$X[LOLRV4FHVJEBNFOUFIBZVOBMJTUBEFMPTSFRVFSJNJFOUPTNOJNPTQBSBMPTCPUJRVJOFTEFQSJNFSPTBVYJMJPTQBSBMVHBSFTEFUSBCBKPDPNPMPJOEJDBFM&TUOEBS"/4*;
WFOEBTEFDPNQSFTJOBCTPSCFOUFTWFOEBTBEIFTJWBTDJOUBBEIFTJWBBQMJDBDJPOFTJOEJWJEVBMFTEFBOUJTQUJDPTBQMJDBDJPOFTJOEJWJEVBMFTEFUSBUBNJFOUPQBSBRVFNBEVSBTHVBOUFTQBSBFYBNJOBSTJOMUFYBMNPIBEJMMBTFTUSJMFTWFOEBTUSJBOHVMBSFT"/4*;FTQVCMJDBEPQPSMB"TPDJBDJO*OUFSOBDJPOBMEF4BMVE"SMJOHUPO7"XXXTBGFUZFRVJQNFOUPSH6TBEPDPOBVUPSJ[BDJO
-
7/30/2019 d001877-s
33/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
([DPtQHVH$JSDVMFMBSFTQVFTUBDPSSFDUB-BTSFTQVFTUBTTFQVFEFOFODPOUSBSFOMBQHJOB
%FUFOHBFMTBOHSBEPFOVOBDPSUBEVSBBQMJDBOEP@@@@@@@@@@@B"MPFC6OHFOUPD1SFTJOEJSFDUB
&MNBSFPMBMFWFTFOTBDJOEFEFTNBZPFMEPMPSEFDBCF[BZMBGBUJHBTPOTOUPNBTEF@@@@@@@@@@@@@B$BZVOSBZPC"HPUBNJFOUPQPSDBMPS
&TJNQPSUBOUFUPNBS@@@@@@@@@GSFDVFOUFTZDPSUPTDVBOEPFTUUSBCBKBOEPBGVFSBB1BTFPTC-MBNBEBTUFMFGOJDBTD%FTDBOTPT
1BSBNBOUFOFSNFIJESBUBEPDVBOEPUSBCBKPBGVFSBEFCPUPNBS@@@@@@@@@@B"HVBGSFDVFOUFNFOUFBUSBWTEFMEBC4PMBNFOUFDVBOEPUFOHPTFED#FCJEBTHBTFPTBTFOFMBMNVFS[P
-PTSBZPTDBFOTPCSFMPTPCKFUPTNT@@@@@@@@B"MUPTC"ODIPTD$PSUPT
%FMBMJTUBEFBCBKPTFMFDDJPOFMBTSFTQVFTUBTDPSSFDUBTQBSBMBTTJHVJFOUFTPSBDJPOFT B*ONFEJBUBNFOUF C"HVJKO D-BWF E$POHFMBEB F.FOPT
/VODBGSPUFVOBQBSUFEFMDVFSQPRVFIBTJEP@@@@@@@@@@@
&MQSJNFSQBTPQBSBUSBUBSVOBQJDBEVSBEFJOTFDUPFTRVJUBSFM@@@@@
4JUPDBIJFESBWFOFOPTBSPCMFWFOFOPTPP[VNBRVF@@@@@@FMSFBBGFDUBEBZUPEBMBSPQBZMBTIFSSBNJFOUBT
-BIJQPUFSNJBPDVSSFDVBOEPMBUFNQFSBUVSBDPSQPSBMDBFBMPT'P@@@@@@@@@@@
4JBVOBQFSTPOBRVFQBEFDFEFBMFSHJBTBQJDBEVSBTEFJOTFDUPTMFQJDBVOJOTFDUPMMBNFQBSBQFEJSBZVEB@@@@@@@@@@@@@@@
-
7/30/2019 d001877-s
34/44
0LQLFDUJDGRU GH 'LUHFFLyQ 'HVOL]DQWH
-PTNJOJDBSHBEPSFTEFEJSFDDJOEFTMJ[BOUFQVFEFOTFSQFMJHSPTPT%FTBSSPMMBSICJUPTEFUSBCBKPTFHVSPTBOUFTEVSBOUFZEFTQVTEF
MBPQFSBDJOEFNBRVJOBSJBFTJNQPSUBOUFQBSBFWJUBSBDDJEFOUFTFOFMUSBCBKP"VTUFETFMFIBOQSFTFOUBEPMJTUBTEFSFWJTJODPOTFKPTEFTFHVSJEBEZFKFSDJDJPTEJTFBEPTQBSBBZVEBSMPBFWJUBSMBTDBVTBTSFQPSUBEBTNTDPNVOFTEFNVFSUFTDBVTBEBTQPSMBPQFSBDJOEFNJOJDBSHBEPSFTEFEJSFDDJOEFTMJ[BOUF6TFFTUBJOGPSNBDJOQBSBNBOUFOFSTVFYQFSJFODJBEFUSBCBKPTFHVSB
#ONCLUSIN
-
7/30/2019 d001877-s
35/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
([DPtQHVH-FBFMTJHVJFOUFSFQPSUFEFBDDJEFOUFQBSBDPOUFTUBSMBTTJHVJFOUFTQSFHVOUBT6TFMBMJTUBEFQBMBCSBTEFBCBKPQBSBDPNQMFUBSMBTPSBDJPOFT-BTSFTQVFTUBTTFQVFEFOFODPOUSBSFOMBQHJOBBFYQFSJFODJBCFRVJQPDDBCJOBETPQPSUF
&MTVQFSWJTPSTFQBSEFCBKPEFVOJNQMFNFOUPMFWBOUBEPTJOVO@@@@@@QBSBFMCSB[PDPMPDBEPFOTVMVHBS
&MTVQFSWJTPSPQFSMPTDPOUSPMFTEFTEFBGVFSBEFMB@@@@@@@@
&MFNQMFBEPOPUFOBTVmDJFOUF@@@@@@@@@@QBSBBZVEBSMFBMTVQFSWJTPSBJEFOUJmDBSFMQSPCMFNBDPOFMNPUPSFODFOEJEP
%FCJEPBRVFFMNPUPSFTUBCBFODFOEJEPMBJEFOUJmDBDJOEFMQSPCMFNBEFCFSBIBCFSTJEPDPOEVDJEBQPSEPTFNQMFBEPTDPOFYQFSJFODJBUSBCBKBOEPFO@@@@@@@@@@@
6TUFEFTSFTQPOTBCMFEFFTUBDJPOBSFMNJOJDBSHBEPSEFEJSFDDJOEFTMJ[BOUFBMmOBMEFMEBEFUSBCBKP6TFMBMJTUBEFQBMBCSBTEFBCBKPQBSBDPNQMFUBSMBTPSBDJPOFTQBSBJOEJDBSMFDPNPEFCFBQBHBSFOGPSNBTFHVSBFMNJOJDBSHBEPSQBSBRVFOPTFNVFWBEFTQVTEFRVFTFBFTUBDJPOBEP
F"QBHBEPG*NQMFNFOUPH#MPRVFF
#BKFFM@@@@@@@@@@@@@@
4JHBMBTJOTUSVDDJPOFTTFHVSBTEF@@@@@@@@@@@@@RVFTFFODVFOUSBOEFMJOFBEBTFOFMNBOVBMEFMPQFSBSJP
@@@@@@@@MBTMMBOUBT
5HVXPHQGHO5HSRUWHGHO3URJUDPD1,26+)$&(1R
8QHPSOHDGRVLQH[SHULHQFLDHVWDEDDSUHQGLHQGRFRPR
RSHUDUXQPLQLFDUJDGRUGHGLUHFFLyQGHVOL]DQWHeOFRPHQ]y
DWHQHUSUREOHPDV\OHGLMRDOVXSHUYLVRUGHSURGXFFLyQTXH
FUHtDTXHKDEtDXQSUREOHPDKLGUiXOLFR'HVSXpVGHTXH
HOHPSOHDGRVXELyORVEUD]RVGHHOHYDFLyQHOVXSHUYLVRU
GHSURGXFFLyQVHSDUyGHEDMRGHOLPSOHPHQWRSDUDUHYLVDU
VLKDEtDXQDIXJDKLGUiXOLFD'HVSXpVGHGLVFXWLUDOJXQDV
FRVDVHOVXSHUYLVRUVHHVWLUy\PRYLyHOFRQWUROGHOHYDQWDPLHQWRFRQVXPDQR(VWRFDXVyTXHORVEUD]RVGHHOHYDFLyQ
\HOLPSOHPHQWRFD\HUDQVREUHHOVXSHUYLVRUDSULVLRQiQGROR
FRQWUDHOFKDVLVGHODQWHURGHOPLQLFDUJDGRU(OVXSHUYLVRUIXH
SURQXQFLDGRPXHUWRHQHOVLWLR
5HSRUWHGH$FFLGHQWH6XSHUYLVRU$SODVWDGR(QWUHORV%UD]RVGH(OHYDFLyQ\HO0DUFR
-
7/30/2019 d001877-s
36/44
0LQLFDUJDGRU GH 'LUHFFLyQ 'HVOL]DQWH
/HFFLyQ
$JSDVMFMBSFTQVFTUBDPSSFDUB
{$VMFTTPOMBTEPTDBVTBTSFQPSUBEBTNTDPNVOFTEFMFTJPOFTTFSJBTZNVFSUFBMPQFSBSNJOJDBSHBEPSFTEFEJSFDDJOEFTMJ[BOUFB&MFDUSPDVUBSTFZDIPRVFTEFUSOTJUPC"QMBTUBNJFOUPZWPMDBEVSBTD*ODFOEJPTQPSHBTPMJOBZFOWFOFOBNJFOUPQPSNPOYJEPEFDBSCPOP
)BHBVOBMOFBFOUSFFMTNCPMPEFTFHVSJEBEZTVTJHOJmDBEP$BFSTFEFVOJNQMFNFOUPMFWBOUBEPQVFEFSFTVMUBSFOMFTJPOFTTFSJBTPMBNVFSUF
.BOUFOHBMBTNBOPTMFKPTEFMBTQBSUFTNWJMFTEFMBNRVJOB
1VFEFTFSBQMBTUBEPTJDBFOPCKFUPTQFTBEPTUBMDPNPVOJNQMFNFOUPMFWBOUBEP
3OLUCIONESDELOS%XMENES
-
7/30/2019 d001877-s
37/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
/HFFLyQ)BHBVOBMOFBEFTEFMBQBMBCSBIBDJBMBQBSUFEFMNJOJDBSHBEPSEFEJSFDDJOEFTMJ[BOUFRVFEFCFEFSFWJTBSDBEBEB
"HBSSBEPSFT
$BCJOB.BMMBT-BUFSBMFT
-MBOUBT
$JOUVSOEF4FHVSJEBE#BSSBEF4FHVSJEBE
(SBEBT
*NQMFNFOUPT
-
7/30/2019 d001877-s
38/44
0LQLFDUJDGRU GH 'LUHFFLyQ 'HVOL]DQWH
/HFFLyQ
)BHBVOBMOFBEFTEFMBTQBMBCSBTIBTUBMBTSFBTEFMNJOJDBSHBEPSEPOEFBMHVJFOQVFEFTFSBQMBTUBEPQPSMBTQBSUFTNWJMFT
"GVFSBEFMBTWFOUBOBTNBMMBTMBUFSBMFT
&OUSFMPTCSB[PTEFFMFWBDJOZFMNBSDP
%FOUSPEFMNBSDPEFMBOUFSPJOGFSJPSZMBTMMBOUBTEFMBOUFSBT
&OFMSFBEFMBTHSBEBT
%FCBKPEFMPTJNQMFNFOUPT
$VBOEPFMNPUPSFTUFONBSDIBFMMVHBSNTTFHVSPQBSBVTUFEFT@@@@@@@@@@@@@@@@@@@@@@
B7JBKBSFOFMDVDIBSOC1BSBEPBMMBEPEFMNJOJDBSHBEPSD4FOUBEPFOFMBTJFOUPEFMPQFSBSJPDPOFMDJOUVSOEFTFHVSJEBEQVFTUPZMBCBSSBEFTFHVSJEBEDPMPDBEBFOTVMVHBS
$JSDVMFFMEJCVKPRVFNVFTUSBNFKPSBVOPQFSBSJPUSBCBKBOEPDPOTFHVSJEBEFOVONJOJDBSHBEPSEFEJSFDDJOEFTMJ[BOUFDPOFMNPUPSFONBSDIB
6TFMBMJTUBEFQBMBCSBTEFBCBKPQBSBDPNQMFUBSMBTPSBDJPOFT*NQMFNFOUP.PWFSTF$VFSQP.PUPS
/VODBBSSBORVFFMNPUPSVTBOEPDBCMFTFOMBTUFSNJOBMFTEFMNPUPSEFBSSBORVF6TUFEQVFEFTFSBQMBTUBEPTJFMNJOJDBSHBEPSDPNJFO[BB@@@@@@@@@@@@
/VODBUSBCBKFCBKPVO@@@@@@@@@@@@@@@FMFWBEP
/VODBTFTVCBBVONJOJDBSHBEPSDPOFM@@@@@@@FONBSDIB
/VODBJODMJOFVOBQBSUFEFTV@@@@@@@@@GVFSBEFMBDBCJOBDPOFMNPUPSFONBSDIB
G
D
E
F
-
7/30/2019 d001877-s
39/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
/HFFLyQ$JSDVMFFMEJCVKPFOFMRVFFMPQFSBSJPFTUUSBCBKBOEPDPSSFDUBNFOUF
6TFMBMJTUBEFQBMBCSBTEFBCBKPQBSBDPNQMFUBSMBTPSBDJPOFTB7VFMUBT
C4VBWFNFOUFDOHVMP$VBOEPFTOFDFTBSJPDPOEVDJSTPCSFMBTWBTEFMUSFOCBKFMBWFMPDJEBEZDSVDFFO@@@@@@@@@@
/PIBHB@@@@@@@DFSSBEBTFOMBTDVFTUBT
0QFSFFMNJOJDBSHBEPS@@@@@@@@@@@@@@@@
0DQHMDQGRFXHVWDDEDMRFRQHO
LPSOHPHQWROHYDQWDGR
0DQHMDQGRHQVXHORQLYHODGRFRQ
HOLPSOHPHQWREDMDGR
0DQHMDQGRFXHVWDDEDMRFRQHO
FXFKDUyQFDUJDGR
0DQHMDQGRFXHVWDDUULEDFRQHO
FXFKDUyQFDUJDGR
0DQHMDQGRGHXQH[WUHPRDRWURGH
ODFXHVWDFRQHOFXFKDUyQYDFtR5HWURFHGLHQGRHQXQDFXHVWD
FRQHOFXFKDUyQYDFtR
D
E
F
0DQHMDQGRDXQDGLVWDQFLD
VHJXUDGHXQD]DQMD0DQHMDQGRDOERUGHGHXQD]DQMD
-
7/30/2019 d001877-s
40/44
0LQLFDUJDGRU GH 'LUHFFLyQ 'HVOL]DQWH
/HFFLyQ$JSDVMFMPTEJCVKPTFOMPTRVFFMPQFSBSJPFTUUSBCBKBOEPDPSSFDUBNFOUF
6TFMBMJTUBEFQBMBCSBTEFBCBKPQBSBDPNQMFUBSMBTPSBDJPOFTB4PCSFYDBWBDJOC.PSUBMTJODPMPSOJPMPSD'VHB
-PTNJOJDBSHBEPSFTEFEJSFDDJOEFTMJ[BOUFRVFPQFSBODPOHBTPMJOBEJFTFMZ(BT-1QSPEVDFONPOYJEPEFDBSCPOP$0VOHBT@@@@@@@@@@@@@@@@
1EBMFBBMHVJFODBMJmDBEPRVFSFWJTFVOB@@@@@@@@EFnVJEPIJESVMJDP
-B@@@@@@@@@@QVFEFDBVTBSRVFVOBNPOUPOBNJFOUPEFNBUFSJBMBQJMBEPTFEFSSVNCFTPCSFVTUFE
D
E
F
5HWURFHGLHQGRKDFLDHOUHPROTXH &RQGXFLHQGRKDFLDHOUHPROTXH
&RQGXFLHQGRFRQXQDFDUJD
EORTXHiQGROHODYLVWD8VDQGRDXQFRPSDxHURGHWUDEDMR
SDUDD\XGDUOHDPRYHUXQDFDUJD
JUDQGH
$FDUUHDQGRXQDFDUJDPX\
SRUDUULEDGHOVXHOR$FDUUHDQGRHOLPSOHPHQWRORPiV
FHUFDQRDOSLVRSRVLEOH
-
7/30/2019 d001877-s
41/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
/HFFLyQ$JSDVMFMBSFTQVFTUBDPSSFDUB
%FUFOHBFMTBOHSBEPFOVOBDPSUBEVSBBQMJDBOEP@@@@@@@@@@@B"MPFC6OHFOUPD1SFTJOEJSFDUB
&MNBSFPMBMFWFTFOTBDJOEFEFTNBZPFMEPMPSEFDBCF[BZMBGBUJHBTPOTOUPNBTEF@@@@@@@@@@@@@B$BZVOSBZPC"HPUBNJFOUPQPSDBMPS
&TJNQPSUBOUFUPNBS@@@@@@@@@GSFDVFOUFTZDPSUPTDVBOEPFTUUSBCBKBOEPBGVFSBB1BTFPTC-MBNBEBTUFMFGOJDBTD%FTDBOTPT
1BSBNBOUFOFSNFIJESBUBEPDVBOEPUSBCBKPBGVFSBEFCPUPNBS@@@@@@@@@@B"HVBGSFDVFOUFNFOUFBUSBWTEFMEBC4PMBNFOUFDVBOEPUFOHPTFED#FCJEBTHBTFPTBTFOFMBMNVFS[P
-PTSBZPTDBFOTPCSFMPTPCKFUPTNT@@@@@@@@B"MUPTC"ODIPTD$PSUPT
%FMBMJTUBEFBCBKPTFMFDDJPOFMBTSFTQVFTUBTDPSSFDUBTQBSBMBTTJHVJFOUFTPSBDJPOFT B*ONFEJBUBNFOUF C"HVJKO D-BWF E$POHFMBEB F.FOPT
/VODBGSPUFVOBQBSUFEFMDVFSQPRVFIBTJEP@@@@@@@@@@@
&MQSJNFSQBTPQBSBUSBUBSVOBQJDBEVSBEFJOTFDUPFTRVJUBS
FM@@@@@
4JUPDBIJFESBWFOFOPTBSPCMFWFOFOPTPP[VNBRVF@@@@@@FMSFBBGFDUBEBZUPEBMBSPQBZMBTIFSSBNJFOUBT
-BIJQPUFSNJBPDVSSFDVBOEPMBUFNQFSBUVSBDPSQPSBMDBFBMPT'P@@@@@@@@@@@
4JBVOBQFSTPOBRVFQBEFDFEFBMFSHJBTBQJDBEVSBTEFJOTFDUPTMFQJDBVOJOTFDUPMMBNFQBSBQFEJSBZVEB@@@@@@@@@@@@@@@
F
G
E
D
H
-
7/30/2019 d001877-s
42/44
0LQLFDUJDGRU GH 'LUHFFLyQ 'HVOL]DQWH
&RQFOXVLyQ-FBFMTJHVJFOUFSFQPSUFEFBDDJEFOUFQBSBDPOUFTUBSMBTTJHVJFOUFTQSFHVOUBT6TFMBMJTUBEFQBMBCSBTEFBCBKPQBSBDPNQMFUBSMBTPSBBFYQFSJFODJBCFRVJQPDDBCJOBETPQPSUF
&MTVQFSWJTPSTFQBSEFCBKPEFVOJNQMFNFOUPMFWBOUBEPTJOVO@@@@@@QBSBFMCSB[PDPMPDBEPFOTVMVHBS
&MTVQFSWJTPSPQFSMPTDPOUSPMFTEFTEFBGVFSBEFMB@@@@@@@@
&MFNQMFBEPOPUFOBTVmDJFOUF@@@@@@@@@@QBSBBZVEBSMFBMTVQFSWJTPSBJEFOUJmDBSFMQSPCMFNBDPOFMNPUPSFODFOEJEP
%FCJEPBRVFFMNPUPSFTUBCBFODFOEJEPMBJEFOUJmDBDJOEFMQSPCMFNBEFCFSBIBCFSTJEPDPOEVDJEBQPSEPTFNQMFBEPTDPOFYQFSJFODJBUSBCBKBOEPFO@@@@@@@@@@@
6TUFEFTSFTQPOTBCMFEFFTUBDJPOBSFMNJOJDBSHBEPSEFEJSFDDJOEFTMJ[BOUFBMmOBMEFMEBEFUSBCBKP6TFMBMJTUBEFQBMBCSBTEFBCBKPQBSBDPNQMFUBSMBTPSBDJPOFTQBSBJOEJDBSMFDPNPEFCFBQBHBFOGPSNBTFHVSBFMNJOJDBSHBEPSQBSBRVFOPTFNVFWBEFTQVTEFRVFTFBFTUBDJPOBEP
F"QBHBEPG*NQMFNFOUPH#MPRVFF
#BKFFM@@@@@@@@@@@@@@
4JHBMBTJOTUSVDDJPOFTTFHVSBTEF@@@@@@@@@@@@@RVFTFFODVFOUSBOEFMJOFBEBTFOFMNBOVBMEFMPQFSBSJP
@@@@@@@@MBTMMBOUBT
D
E
F
G
6XPPDU\RI1,26+)$&(3URJUDP5HSRUW1XPEHU
8QHPSOHDGRVLQH[SHULHQFLDHVWDEDDSUHQGLHQGRFRPR
RSHUDUXQPLQLFDUJDGRUGHGLUHFFLyQGHVOL]DQWHeOFRPHQ]y
DWHQHUSUREOHPDV\OHGLMRDOVXSHUYLVRUGHSURGXFFLyQTXH
FUHtDTXHKDEtDXQSUREOHPDKLGUiXOLFR'HVSXpVGHTXH
HOHPSOHDGRVXELyORVEUD]RVGHHOHYDFLyQHOVXSHUYLVRU
GHSURGXFFLyQVHSDUyGHEDMRGHOLPSOHPHQWRSDUDUHYLVDU
VLKDEtDXQDIXJDKLGUiXOLFD'HVSXpVGHGLVFXWLUDOJXQDV
FRVDVHOVXSHUYLVRUVHHVWLUy\PRYLyHOFRQWUROGHOHYDQWDPLHQWRFRQVXPDQR(VWRFDXVyTXHORVEUD]RVGHHOHYDFLyQ
\HOLPSOHPHQWRFD\HUDQVREUHHOVXSHUYLVRUDSULVLRQiQGROR
FRQWUDHOFKDVLVGHODQWHURGHOPLQLFDUJDGRU(OVXSHUYLVRUIXH
SURQXQFLDGRPXHUWRHQHOVLWLR
5HSRUWHGH$FFLGHQWH6XSHUYLVRU$SODVWDGR(QWUHORV%UD]RVGH(OHYDFLyQ\HO0DUFR
I
H
J
-
7/30/2019 d001877-s
43/44
0LQLFDUJDGRUGH'LUHFFLyQ'HVOL]DQWH
1RWDV
-
7/30/2019 d001877-s
44/44
4HISPUBLICATIONISPRODUCEDBY+3TATE2ESEARCHAND%XTENSION-ANHATTAN+ANSAS
WWWOZNETKSUEDU
"RANDNAMESAPPEARINGINTHISPUBLICATIONAREFORPRODUCTIDENTIlCATIONPURPOSESONLY.O
ENDORSEMENTISINTENDEDNORISCRITICISMIMPLIEDOFSIMILARPRODUCTSNOTMENTIONED
+ANSAS3TATE5NIVERSITY!GRICULTURAL%XPERIMENT3TATIONAND#OOPERATIVE%XTEN
SION3ERVICE